Leman Diversified Fund

77 matters before the Securities Appellate Tribunal

Penalties and directions recorded

WTM restrained Winsome from accessing the securities market for three years
Winsome penalized Rs. 4.40 crore
Noticee no. 4 directed to disgorge Rs. 1,11,52,500 jointly and severally with noticees 2 and 3
Noticee no. 2 debarred for two years and penalized Rs. 44 lakh
WTM order dated 15 December 2021 was under appeal; the excerpt records restraints, disgorgement and penalties imposed by SEBI.

SAT-appeal

Alleged fraudulent GDR scheme involving undisclosed pledge and loan agreements, misleading disclosure of subscription, and use of GDR proceeds to finance the sole subscriber, violating Section 12A and PFUTP Regulations.
WTM restrained Winsome from accessing the securities market for three years · Winsome directed to bring back outstanding GDR proceeds of USD 9.018 million
Appeal: Appeal Nos. 348, 251, 342, 343 and 345 of 2022 heard together; decision dated 13 September 2023; merits outcome not included in the provided text
Alleged fraudulent GDR scheme involving undisclosed loan and pledge agreements, misleading disclosure that the issue was fully subscribed by foreign investors, and diversion/adjustment of GDR proceeds.
WTM order dated 15 December 2021 was under appeal; the excerpt records restraints, disgorgement and penalties imposed by SEBI. · Winsome was restrained from accessing the securities market for three years and directed to bring back USD 9.018 million.
Appeal: Appeal Nos. 348 of 2022, 251 of 2022, 342 of 2022, 343 of 2022 and 345 of 2022 were filed before SAT; decision dated 13 September 2023; disposal outcome is not included in the supplied excerpt.
SAT matter SATV-049C716D70A6EACFF6775DA6
List Appeal Nos. 251, 342, 343, 344 and 345 of 2022 on 22 March 2023
Appeal: Appeal Nos. 251, 342, 343, 344 and 345 of 2022; order dated 15 February 2023; listed for further hearing on 22 March 2023
SAT matter SATV-05660DCE9E9C6A7E1C744C71
Appeals adjourned on the appellants' request · List the matters on 11 November 2022
Appeal: Appeal Nos. 74, 75, 76 and 184 of 2022 were adjourned on 23 September 2022 and listed for 11 November 2022; no disposal on merits stated
SAT matter SATV-0F4DA2B1BAF890CCC5C2A4EF
Appeals adjourned at the appellants' request to enable filing of written submissions · Matters listed for 7 February 2023
Appeal: Appeal Nos. 74 of 2022, 75 of 2022, 76 of 2022 and 184 of 2022; adjourned on 19 January 2023 and listed for 7 February 2023
SAT matter SATV-10112AE8258D68A124274475
Matter adjourned on the respondent's request · List all matters on 30 November 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 were pending; order dated 10 October 2023 adjourned them to 30 November 2023.
SAT matter SATV-0F1DBA208B674326A833B78E
Matter adjourned on the respondent's request · List all connected appeals and applications on 30 November 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 were adjourned on 10 October 2023; listed on 30 November 2023.
SAT matter SATV-125625DBF7AF3B687B989ADB
List Miscellaneous Applications and Appeals Nos. 74, 75, 76, 184 and 249 of 2022 on 11 May 2023 · Parties directed to act on the digitally signed copy of the order
Appeal: SAT Misc. Applications Nos. 119, 121 and 189 of 2022 and Appeals Nos. 74, 75, 76, 184 and 249 of 2022 were adjourned/listed for 11 May 2023; no disposal on merits stated.
SAT matter SATV-1B0911AE37C06284F522750C
Appeals Nos. 74, 75 and 76 of 2022 adjourned at the appellants' request · Appeals listed on 23 August 2022
Appeal: Appeal Nos. 74, 75 and 76 of 2022 were adjourned on 14 July 2022 and listed for 23 August 2022; Appeal No. 184 of 2022 is also recorded in the connected matters.
SAT matter SATV-18D4A16CB76ABBD07D3371BC
Rejoinder to be filed in Appeal No. 348 of 2022
Appeal: Misc. Application Nos. 910, 900, 911, 912 and 625 of 2022 in Appeal Nos. 342, 343, 344, 345 and 348 of 2022; procedural order dated 4 November 2022; Appeal No. 348 directed to file rejoinder
SAT matter SATV-1A1D51BBCA7529807FD6387B
Matters adjourned on the request of one of the appellants · List Miscellaneous Applications and appeals on 23 September 2022
Appeal: Appeal Nos. 74, 75, 76 and 184 of 2022 were adjourned; next listed on 23 September 2022
SAT matter SATV-1392392BC59FA88849E1CAFD
List Miscellaneous Applications and Appeals Nos. 74, 75, 76, 184 and 249 of 2022 on 11 May 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022, with Miscellaneous Applications Nos. 119, 121 and 189 of 2022; order dated 2 May 2023 adjourned listing to 11 May 2023
SAT matter SATV-1B9F99D7ED9C720034D2D8F6
Delay in filing the appeal condoned · Respondent to file reply within three weeks
Appeal: Appeal No. 343 of 2022; delay condoned on 27 June 2022; impugned order stayed till further orders; listed for admission and final disposal on 24 August 2022
SAT matter SATV-2858A9A974D0B49E47D6068A
Rejoinder to be filed in Appeal No. 348 of 2022
Appeal: Appeal Nos. 342, 343, 344, 345 and 348 of 2022 were pending; Appeal No. 348 of 2022 was listed for 28 November 2022 after filing of rejoinder.
SAT matter SATV-375EE7B353C08F528FAA58A6
Appeals listed for hearing on 11 May 2023 · Parties directed to act on the digitally signed copy of the order
Appeal: Misc. Application Nos. 119, 121 and 189 of 2022 and Appeal Nos. 74, 75, 76, 184 and 249 of 2022 were pending and listed for 11 May 2023
SAT matter SATV-4E56BD9EDEFD5EE4D108DE74
Respondent SEBI to file reply in Appeal No. 184 of 2022 · Appellants may file rejoinder in various appeals
Appeal: Appeal Nos. 74, 75, 76 of 202 (truncated) and Appeal No. 184 of 2022 with Misc. Applications 119, 121, 189 of 2022 pending; next listing 14 July 2022
SAT matter SATV-3B9B85E7BA8C4B90B30F864A
All appeals were directed to be listed on 25 August 2023. · Parties were directed to act on the digitally signed order.
Appeal: Appeal Nos. 74 of 2022, 75 of 2022, 76 of 2022, 184 of 2022 and 249 of 2022 were listed for 25 August 2023; no disposal on merits is recorded.
SAT matter SATV-5350071A0A675CD731C9019A
List these appeals on May 11, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 pending before SAT; adjourned to May 11, 2023 by order dated 02.05.2023; not disposed
SAT matter SATV-4FD5A768233DDAB57D265966
Arguments continuing; matter put up on May 18, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 251, 342, 343, 345 and 348 of 2022 pending; arguments continuing on 17.05.2023, next hearing 18.05.2023
SAT matter SATV-5D90744D5366CA06CCC072AD
List these appeals on March 22, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal Nos. 251, 342, 343, 344, 345, 348 of 2022 heard on 15.02.2023 and adjourned to 22.03.2023
SAT matter SATV-636391A91FD8EC8BAA865A4E
Adjourned on request of appellants in Appeal Nos. 74, 75 and 76 of 2022 · List all appeals on August 23, 2022
Appeal: Appeal Nos. 74, 75, 76 and 184 of 2022 with Misc. Applications Nos. 119, 121, 189 of 2022 pending before SAT; adjourned on 14.07.2022 to August 23, 2022 with no disposal on merits
SAT matter SATV-6644E9E8B8E41BDB56C281D3
Adjourned on request of learned counsel for appellants · List all appeals on April 11, 2023
Appeal: Appeal Nos. 74, 75, 76, 184, 249 of 2022 with Misc. Applications 119, 121, 189 of 2022 adjourned; next date April 11, 2023
SAT matter SATV-610154DB8297BB87761F6330
List matters on February 15, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal Nos. 342, 343, 344, 345 and 348 of 2022 with Misc. Applications Nos. 910, 900, 911, 912 and 625 of 2022 pending; adjourned to 15.02.2023 vide order dated 04.01.2023
SAT matter SATV-7B51B7D1774DC69A3D910EE5
List these appeals on May 11, 2023
Appeal: Appeal Nos. 74, 75, 76, 184, 249 of 2022 with Misc. Apps 119, 121, 189 of 2022 pending; next listing May 11, 2023
SAT matter SATV-72FFD3EB8D4E27429F85C6F6
Matters adjourned as prayed by appellants' counsel · List on April 11, 2023
Appeal: Appeal Nos. 251, 342, 343, 345, 348 of 2022 adjourned to April 11, 2023 with Misc. Applications Nos. 910, 900, 912, 625 of 2022 pending
SAT matter SATV-6F500CDEA4874D8529822E6C
List all appeals for admission and for final disposal on 4th January, 2023
Appeal: Appeal Nos. 342, 343, 344, 345 and 348 of 2022 with Misc. Applications No. 910, 900, 911, 912, 625 of 2022 listed for admission and final disposal on 4th January, 2023; not yet disposed
SAT matter SATV-7670D4CE644ACD7846739D53
List matters on 10 October 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Misc. Application No.119 of 2022 and Appeal No.74 of 2022; Misc. Application No.121 of 2022 and Appeal No.75 of 2022; Appeal No.76 of 2022; Misc. Application No.189 of 2022 and Appeal No.184 of 2020; Appeal No.249 of 2022 - pending, next date 10 October 2023
SAT matter SATV-7DC6D09719AFFADDCE898E3E
Adjourned on request of the appellants · List on November 11, 2022
SAT matter SATV-7A93D4B4DF2554F6347B7F46
List matters on 19 July 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 74, 75, 76 of 2022, 184 of 2020 and 249 of 2022 pending; next listing 19 July 2023
SAT matter SATV-790F0304476EFADA22663E82
List on February 15, 2023 · Parties to act on digitally signed copy of order; certified copy available from Registry
Appeal: Appeal Nos. 342, 343, 344, 345, 348 of 2022 with Misc. Applications Nos. 910, 900, 911, 912, 625 of 2022 pending; adjourned to February 15, 2023
SAT matter SATV-44C6FA4B643224F6A93A930D
List the appeals for further hearing on 3 May 2023 · Condone delay in filing the reply and take the reply on record
Appeal: Appeal Nos. 251, 342, 343, 345 and 348 of 2022 were listed for further hearing on 3 May 2023; no final disposal recorded in this order.
SAT matter SATV-82FBAFFBD9C6F9DE81617E95
Adjourned on request of appellants to enable them to file written submissions
Appeal: Appeal Nos. 74, 75, 76 and 184 of 2022 with Misc. Applications 119, 121, 189 of 2022 adjourned; listed on 07.02.2023
SAT matter SATV-94D056A02C4532DC49D80EDC
Adjourned on request of appellants to enable filing of written submissions
Appeal: Appeal Nos. 74, 75, 76 and 184 of 2022 with Misc. Applications Nos. 119, 121, 189 of 2022 adjourned to February 07, 2023
SAT matter SATV-A1F63934FF5331DCE61E6391
Adjourned on request of appellants in Appeal Nos. 74, 75 and 76 of 2022 · List all matters on August 23, 2022
Appeal: Appeal Nos. 74, 75, 76 and 184 of 2022 pending; adjourned to August 23, 2022, no disposal yet
SAT matter SATV-A4218803F5A0AF0EDAB74ECC
Adjourned on account of non-availability of the Bench · List on 13th December, 2022
Appeal: Appeal Nos.74, 75, 76 and 184 of 2022 pending with Misc. Applications Nos.119,121,189 of 2022; adjourned to 13 December 2022, no disposal on merits
SAT matter SATV-B79E27574B94114E045F110C
Adjourned on request of one of the appellants · List on September 23, 2022
SAT matter SATV-B7546E0B5D08E7D59584ADA4
Adjourned on request of respondent and listed on November 30, 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 with Misc. Applications 119, 121, 189 of 2022 pending; adjourned to November 30, 2023
SAT matter SATV-C05621BA4A7AB9CB9780678C
Heard senior counsel in Appeal No. 348 of 2022 · Put up on April 12, 2023 for arguments of other appeals
Appeal: Appeal Nos. 251, 342, 343, 345, 348 of 2022 pending; adjourned to 12.04.2023 for further arguments
SAT matter SATV-B86C325DADC1A7D27E3EE061
Adjourned on request of respondent SEBI; listed on November 30, 2023
Appeal: Appeal Nos. 74, 75, 76, 184, 249 of 2022 with Misc. Applications 119, 121, 189 of 2022 pending; adjourned to November 30, 2023
SAT matter SATV-C11C991A8214A036A050865B
List Appeal Nos. 251, 342, 343, 344, 345, 348 of 2022 on March 22, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal Nos. 251, 342, 343, 344, 345, 348 of 2022 pending before SAT Mumbai; adjourned to March 22, 2023 vide order dated 15.02.2023
SAT matter SATV-C82E4ADE602BC9766DB65927
Listed on May 2, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 pending; adjourned to May 2, 2023
SAT matter SATV-5710FB557BC41B6319D92D09
Three weeks' time granted to the appellants to file rejoinder · Matters listed for 23 September 2022
Appeal: Appeal Nos. 342, 343, 344, 345 and 348 of 2022 were pending; rejoinder time granted and matters adjourned to 23 September 2022
SAT matter SATV-49EC65DA918CC4E03D99E78E
Appeals adjourned at the appellants' request to enable filing of written submissions · Matters listed for 7 February 2023
Appeal: Appeal Nos. 74, 75, 76 and 184 of 2022; adjourned on 19 January 2023 and listed for 7 February 2023
SAT matter SATV-CC9588914140CAB9CD722A32
Connect Appeal No. 184 of 2022 with Appeal No. 76 of 2022 · List matter on June 13, 2022
Appeal: Appeal No. 184 of 2022 with Misc. Application No. 189 of 2022 pending; connected with Appeal No. 76 of 2022; next listing June 13, 2022
SAT matter SATV-D543A5CD95C7596EBA9573C3
Adjourned on request of the appellants · List matters on November 11, 2022
Appeal: Appeal Nos. 74, 75, 76 and 184 of 2022 with Misc. Applications Nos. 119, 121, 189 of 2022 adjourned to November 11, 2022
SAT matter SATV-EA696C09D4B00BA15AD71422
List all six appeals on March 22, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 251, 342, 343, 344, 345 and 348 of 2022 pending; listed for hearing on March 22, 2023
SAT matter SATV-E564FE6748873EF8C2E12CA0
List on February 15, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 342, 343, 344, 345 and 348 of 2022 with Misc. Applications 910, 900, 911, 912 and 625 of 2022 heard on 04.01.2023 and adjourned to 15.02.2023
SAT matter SATV-DCF1F9DA8D62A2456DD341BB
Rejoinder to be filed in Appeal No. 348 of 2022 · Matter listed on November 28, 2022
Appeal: Appeal Nos. 342, 343, 344, 345 and 348 of 2022 pending before SAT; adjourned to November 28, 2022
SAT matter SATV-E2ACAABF24444A0A58146F91
Adjourned on request of appellant's counsel; listed on January 19, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Misc. Application Nos. 119, 121, 189 of 2022 and Appeal Nos. 74, 75, 76, 184 of 2022 adjourned, next date January 19, 2023
SAT matter SATV-DE79FFA84FFF801B29802AFE
Heard counsel for parties, order reserved · Written submissions, if any, may be filed within two weeks
Appeal: Appeal Nos. 251, 342, 343, 345 and 348 of 2022 heard on 18.05.2023; order reserved
SAT matter SATV-DBBD86203FBCD210DCAE096A
Two weeks' further time allowed to appellants to file rejoinder · Matter listed on 4 November 2022
Appeal: Misc. Application Nos. 910, 900, 911, 912, 625 of 2022 and Appeal Nos. 342, 343, 344, 345, 348 of 2022 pending; adjourned to 4 November 2022 for rejoinder
SAT matter SATV-EC2F70A1157D63CD8BC521DC
List these appeals on March 22, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 251, 342, 343, 344, 345 and 348 of 2022 pending before SAT; adjourned to March 22, 2023 vide order dated 15.02.2023
SAT matter SATV-E91BBC312426B01AC2FF5A67
Impugned SEBI order quashed insofar as it relates to appellants · Appeal No. 184 of 2022 and Appeal No. 249 of 2022 allowed
Appeal: Appeal No. 184 of 2022 and Appeal No. 249 of 2022 allowed on 30.11.2023; Misc. Application No. 189 of 2022 disposed of
SAT matter SATV-EFCAE9C64198DB3949F28AA9
List these appeals on March 22, 2023
Appeal: Appeal Nos. 251, 342, 343, 344, 345, 348 of 2022 with Misc. Applications pending; adjourned to March 22, 2023 vide SAT order dated 15.02.2023
SAT matter SATV-E4BB226324A94C8DD480B0F9
Matter listed for hearing on May 2, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 74, 75, 76, 184, 249 of 2022 with Misc. Applications 119, 121, 189 of 2022 pending; next listed May 2, 2023
SAT matter SATV-FCF8BF3579D2FCD5635FE4FD
Impugned SEBI order quashed insofar as it relates to appellants · Appeal No. 184 of 2022 allowed
Appeal: Appeal No. 184 of 2022 and Appeal No. 249 of 2022 allowed on 30.11.2023; Misc. Application No. 189 of 2022 disposed of
SAT matter SATV-50BE0B304DD19DF426941A67
All appeals listed for 25 August 2023 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 74 of 2022, 75 of 2022, 76 of 2022, 184 of 2022 and 249 of 2022 were listed for 25 August 2023; no disposal on merits stated
SAT matter SATV-F61CE41D60A954ED6873AD81
Adjourned on request of learned counsel for appellants · List all appeals on April 11, 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 pending; adjourned on 03.03.2023, next listing April 11, 2023; no disposal
SAT matter SATV-F6C57C99763D069A34CBD232
List all appeals on August 25, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 pending before SAT; listed for hearing on August 25, 2023
SAT matter SATV-5DB60ED5E2C03E12AC4AAA93
Appeals adjourned on the request of the appellants' counsel · All appeals listed for 11 April 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 were adjourned on 3 March 2022 and listed for 11 April 2023; no disposal on merits stated
SAT matter SATV-4FFA095011E728599F275465
Adjourned on request of appellants · List on November 11, 2022
Appeal: Appeal Nos. 74, 75, 76 and 184 of 2022 adjourned vide order dated 23.09.2022, listed on November 11, 2022
Fraudulent GDR scheme where GDR proceeds were pledged with EURAM Bank to fund sole subscriber Vintage FZE, with non-disclosure of loan/pledge agreements and misleading fully-subscribed announcement.
Winsome restrained from securities market for 3 years and directed to bring back USD 9.018 million GDR proceeds · Penalty of Rs. 4.40 crore on Winsome for PFUTP violation
Appeal: Appeal Nos. 348, 251, 342, 343 and 345 of 2022 against WTM order dated December 15, 2021; Order Reserved on 18.05.2023, Date of Decision 13.09.2023
SAT matter SATV-6D91FB48BFFBFD242F526FD8
Written submission filed on behalf of Euram Bank taken on record · Three weeks time allowed to appellant in Appeal No.249 of 2022 to file rejoinder
Appeal: Appeal Nos. 74, 75, 76 of 2022, 184 of 2020 and 249 of 2022 adjourned; to be taken up on 3 March 2023 for admission and final disposal
SAT matter SATV-730932FE7BDA26A7A4A52808
Winsome Textile Industries Ltd. & Anr. to file affidavit bringing audit committee report prepared pursuant to impugned order on record · List appeals for further hearing on May 11, 2023
Appeal: Appeal Nos. 251, 342, 343, 345, 348 of 2022 with Misc. Application No. 910 of 2022 pending; listed for further hearing on May 11, 2023
SAT matter SATV-77BFCA9B7CB7359C449032DB
Adjourned on request of learned counsel for appellants · List all appeals on April 11, 2023
Appeal: Appeal Nos. 74, 75, 76, 184, 249 of 2022 with Misc. Applications 119, 121, 189 of 2022 adjourned, next date April 11, 2023
SAT matter SATV-8A232F07BB73D6844D4A6444
Rejoinder to be filed in Appeal No. 348 of 2022 · List appeals on November 28, 2022
Appeal: Appeal Nos. 342, 343, 344, 345 and 348 of 2022 pending; next listing November 28, 2022
SAT matter SATV-9799FB1FA7DEADD0D12B0C72
List matters on May 2, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
SAT matter SATV-9BDF5C65EAA5F114B871B0C5
List all appeals on August 25, 2023 · Parties to act on digitally signed copy by Private Secretary; certified copy available from Registry on payment
Appeal: Appeal Nos. 74, 75, 76, 184, 249 of 2022 pending with Misc. Applications 119, 121, 189 of 2022; adjourned to August 25, 2023
SAT matter SATV-A3BE0460E82D3AF4A082F7F8
Adjourned on request of appellants' counsel · List all appeals on April 11, 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 adjourned and listed on April 11, 2023; Misc. Application Nos. 119, 121 and 189 of 2022 pending therewith
SAT matter SATV-AC41A2CF297D29B289EED72A
Adjourned on request of respondent; listed on November 30, 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 pending with Misc. Applications 119, 121, 189 of 2022; adjourned to November 30, 2023
Fraudulent GDR issue where proceeds were pledged to fund sole subscriber Vintage FZE, with non-disclosure of loan/pledge agreements and misleading fully-subscribed announcement.
Winsome restrained from accessing securities market for 3 years · Winsome directed to bring back outstanding GDR proceeds USD 9.018 million
Appeal: Appeal Nos.348,251,342,343,345 of 2022, Order Reserved 18.05.2023, Date of Decision 13.09.2023
SAT matter SATV-AEA46F0086FC3E1F0CD973A1
Adjourned on request of one appellant and listed on September 23, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment of charges
SAT matter SATV-DACB138D54B244EAA442790C
Rejoinder to be filed in Appeal No. 348 of 2022 within two weeks from 04.11.2022 · Matter to be listed on November 28, 2022
Appeal: Appeal Nos. 342, 343, 344, 345 and 348 of 2022 with Misc. Appl. Nos. 910, 900, 911, 912, 625 of 2022 pending; no disposal, listed on 28.11.2022
SAT matter SATV-D7BDC5372BBD634BC95A1169
List on February 15, 2023
Appeal: Appeal Nos. 342, 343, 344, 345 and 348 of 2022 pending; listed on February 15, 2023
Fraudulent GDR scheme where Winsome pledged GDR proceeds with EURAM Bank to fund sole subscriber Vintage FZE and misled market that issue was fully subscribed by foreign investors.
Winsome restrained from accessing securities market for 3 years · Winsome directed to bring back outstanding GDR proceeds USD 9.018 million
Appeal: Appeal Nos. 348, 251, 342, 343, 345 of 2022 against WTM order dated 15.12.2021; SAT reserved 18.05.2023, decided 13.09.2023
SAT matter SATV-E19EB05D2893AFC751194EB0
List these appeals on March 22, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal Nos. 251, 342, 343, 344, 345 and 348 of 2022 pending; vide order dated 15.02.2023 listed on March 22, 2023, not disposed

Other

SAT matter SATV-80737141A1E57E0F75DCCB34
Heard in part · List on 26 April 2023
Appeal: Appeal Nos. 251, 342, 343, 345, 348 of 2022 with Misc. Applications 910, 900, 912, 625 of 2022 heard in part on 25.4.2023, listed on 26 April 2023; no disposal

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Source: SecMarx — Leman Diversified Fund. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.