Lalkar Securities Pvt. Ltd.
Penalties and directions recorded
- Parties to contact the Registrar 48 hours before the hearing to confirm video-conference or physical hearing arrangements
- Parties to contact the Registrar 48 hours before the hearing date regarding video conferencing or physical hearing
- Parties to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
- AO order dated October 31, 2019 imposing Rs 2 lakh penalty set aside
- Parties to take instructions from Registrar 48 hrs before date fixed on mode of hearing
SAT-appeal
- SAT matter SATV-12D6DE3D437185812DC4B6DEList the appeal on 15 April 2021 · Parties to contact the Registrar 48 hours before the hearing to confirm video-conference or physical hearing arrangementsAppeal: Appeal No. 3 of 2020 was listed on 22 March 2021 and adjourned for listing on 15 April 2021; no disposal on merits stated
- SAT matter SATV-183ADC5A1FA7CE3AE996B997List the matter on 22 March 2021 · Parties to contact the Registrar 48 hours before the hearing date regarding video conferencing or physical hearingAppeal: Appeal No. 3 of 2020 was listed for further hearing on 22 March 2021; no disposal on merits stated.
- SAT matter SATV-38A841282A1B362655D4CB7EList the appeal on 27 April 2021 · Parties to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearingAppeal: Appeal No. 3 of 2020 was listed for 27 April 2021; no disposal on merits stated
- Failure to maintain and provide exact order-placement records and call recordings for clients Pallavi Mehta and Shefali Mehta trading in ADF Foods Ltd, violating due skill, care and diligence.AO order dated October 31, 2019 imposing Rs 2 lakh penalty set aside · Appeal allowedAppeal: Appeal No. 3 of 2020 heard on 27.04.2021 and decided on 30.04.2021
- SAT matter SATV-E557F2DC3965BD557E0616FEList Appeal No. 3 of 2020 for admission and for final disposal on January 29, 2021 · Appellant to file scanned copy of memo of appeal etc. before registryAppeal: Appeal No. 3 of 2020 (Lalkar Securities Pvt. Ltd. vs SEBI) - pending; listed for admission and final disposal on 29 January 2021 per order dated 04.01.2021
Other
- SAT matter SATV-6F355B1C147C9F300CDD88DBOrder reserved after hearing counsels for both sides · Parties directed to act on digitally signed copy sent by fax and/or emailAppeal: Appeal No. 3 of 2020 - heard on 27.04.2021, order reserved
Source: SecMarx — Lalkar Securities Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.