LNS Stockholdings Pvt. Ltd.
Penalties and directions recorded
- Parties to obtain instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing
- Matters adjourned because settlement proceedings were at the final stage
- List all matters on 25 June 2021
- Parties to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing
- Matters listed for 25 June 2021
SAT-appeal
- SAT matter SATV-133D8AFF4E7AD2EE40317939List Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019 and 299/2019 on 8 July 2021 · Parties to obtain instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearingAppeal: Miscellaneous Application No. 804 of 2021 and Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 were listed for further hearing on 8 July 2021; no final disposal recorded
- Dispute over incorrect computation of SEBI fee liability based on historical stockbroker turnover and alleged recovery of excess fee.Appeals disposed of with direction to SEBI to recalculate each appellant's excess fee refund. · SEBI to determine amounts payable to appellants and to DSE, if any.Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 disposed of by SAT on 27 September 2021.
- SAT matter SATV-21F89C64C1EB3EC524A7BD93Matters adjourned because settlement proceedings were at the final stage · List all matters on 25 June 2021Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 were adjourned on 13 May 2021; settlement proceedings were stated to be at the final stage. Listed for 25 June 2021.
- SAT matter SATV-3284CBBCAE4A01EBCBBBFB2BList the appeals on 14 July 2021 · Parties to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearingAppeal: Miscellaneous Application No. 804 of 2021 in Appeal No. 317 of 2018, with connected Appeals Nos. 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019; listed for 14 July 2021
- SAT matter SATV-302B54790DD4B9B1D212D91FAppeals adjourned because settlement proceedings were at the final stage · Matters listed for 25 June 2021Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 were adjourned on 13 May 2021; listed for 25 June 2021 while settlement proceedings remained underway.
- SAT matter SATV-48AF1E325118AE20857CD944Review Applications No. 3 of 2022 and 4 of 2022 dismissed · Misc. Application No. 181 of 2021 in Appeal No. 298 of 2019 dismissedAppeal: Misc. Application No. 181 of 2021 in Appeal No. 298 of 2019, Review Application No. 3 of 2022 in Appeal No. 317 of 2018, Review Application No. 4 of 2022 in Appeal No. 299 of 2019 dismissed on 04.03.2022 affirming SAT order dated 27.09.2021
- SAT matter SATV-3736538CEFA2231C6E2C6243Matters adjourned because settlement proceedings were at the final stage · List the appeals on 25 June 2021Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 were adjourned on 13 May 2021; listed for 25 June 2021
- SAT matter SATV-5B8070FAF3A5193EA12B5F88Adjourned and listed on July 2, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference or physical hearingAppeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 heard on 25.06.2021 adjourned to 02.07.2021; settlement stated completed
- SAT matter SATV-6A04E99B74B5D3C37575DD47List appeals on July 8, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearingAppeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 with Misc. Application No. 804/2021 pending; listed on July 8, 2021, not disposed
- SAT matter SATV-742CC070F75DC011E7A6BEA2Adjourned and listed on June 25, 2021 as settlement proceedings at final stage · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019, 299 of 2019 adjourned on 13.05.2021 to June 25, 2021; settlement proceedings stated to be at final stage
- SAT matter SATV-83EDC683A0D6E159C0DCA654List appeals on July 14, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference or physical hearingAppeal: Misc. Application No. 804 of 2021 with Appeal Nos. 317, 387, 433, 487 of 2018 and 298-299 of 2019 adjourned to 14.07.2021; no disposal
- SAT matter SATV-81B0ED14A5FCD4BC01409D3BMisc. Application No. 1321 of 2021 rejected as misconceivedAppeal: Misc. Application No. 1321 of 2021 in Appeal No. 317 of 2018 rejected on 15.12.2021
- SAT matter SATV-99F5A5AEBEF77CE2D2BB3D98List these appeals on July 8, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearingAppeal: Misc. Application No. 804 of 2021 and Appeal Nos. 317, 387, 433, 487 of 2018 and 298-299 of 2019 pending; adjourned to July 8, 2021 vide order dated 02.07.2021
- SAT matter SATV-986FA5F0AC080AFFA48C5238Adjourned for the day · List on July 2, 2021Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019, 299 of 2019 heard on 25.06.2021; settlement stated completed but SEBI sought time; adjourned to 02.07.2021
- Disputed turnover-based broker fee liability; appellants alleged errors in SEBI fee liability statements causing excess fee levy and sought recomputation and refund with interest.Dispose all appeals with direction to SEBI to calculate quantum of refund of excess fee for each appellant, if any · SEBI to decide how much amount is payable to appellants and how much to DSE, if anyAppeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 with Misc. Application No. 804/2021 disposed on 27.09.2021 with direction to SEBI
- SAT matter SATV-A1D8765D7462EE6F042D2725Adjourned and listed on July 2, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on VC vs physical hearingAppeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 heard 25.06.2021, adjourned to July 2, 2021; settlement stated completed, SEBI seeks time for instructions
- SAT matter SATV-B1585403C4AACCACFF4712A8List Appeals Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 on 14 July 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
- Disputed stockbroker fee liability based on turnover; appellants alleged errors in SEBI fee liability statements and sought recomputation and refund of excess fee with interest.All appeals disposed of with direction to SEBI to calculate quantum of refund of excess fee for each appellant · SEBI to decide how much refund is payable to appellants vs to DSE, if anyAppeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 with Misc. Application No. 804/2021 disposed of by SAT decision dated 27.09.2021 (hearing 22.09.2021)
- SAT matter SATV-CB5E4AE731193D51F9FCE997Review applications dismissed with no order as to costsAppeal: Review Application Nos. 3 and 4 of 2022 in Appeal Nos. 317 of 2018 and 299 of 2019 dismissed on 04.03.2022 affirming SAT order dated 27.09.2021
- SAT matter SATV-F2192685B2CD7526168393D1List these appeals on July 14, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video vs physical hearingAppeal: Misc. Application No. 804 of 2021 and Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 pending; adjourned to 14 July 2021
- SAT matter SATV-781635BDA77D72B8D1C991C1Review Application No. 3 of 2022 dismissed · Review Application No. 4 of 2022 dismissedAppeal: Review Applications Nos. 3 and 4 of 2022 dismissed on 04 March 2022; the Tribunal found no error in its order dated 27 September 2021.
- SAT matter SATV-59EFEB0C8E81C109A066DC2CList appeals on July 14, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Pending - Misc. Application No. 804 of 2021 with Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 listed for July 14, 2021
- SAT matter SATV-4C154621F86A51BF06F576D8Adjourned; list on July 2, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on hearing modeAppeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 heard on 25.06.2021; adjourned to 02.07.2021; settlement stated completed
- Dispute over SEBI stock-broker fee liability based on turnover; appellants alleged errors in SEBI fee liability statements and sought recomputation and refund of excess fee with interest.All appeals disposed with direction to SEBI to calculate quantum of refund of excess fee for each appellant · SEBI to decide how much refund is payable to appellants and how much to DSE, if anyAppeal: Misc. Application No. 804 of 2021 and Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019, 299 of 2019 heard 22.09.2021 and disposed of on 27.09.2021
- SAT matter SATV-A5061E22790E996B8630055EAdjourned for the day · List on July 2, 2021Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 heard on 25.06.2021; not disposed; adjourned to 02.07.2021; settlement stated completed
- SAT matter SATV-AE55B2230522E5A70AA7A314List appeals on July 8, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Misc. Application No. 804 of 2021 and Appeal No. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 pending before SAT; adjourned to July 8, 2021, not disposed
- Dispute over erroneous turnover-based fee liability statements levied by SEBI on DSE brokers and non-refund of excess fee paid despite auditor/DSE certified turnover.All appeals disposed with direction to SEBI to calculate quantum of refund of excess fee, if any, for each appellant · SEBI to decide how much refund is payable to appellants and how much, if any, to DSEAppeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019, 299 of 2019 with Misc. Application No. 804 of 2021 heard 22.09.2021 and disposed 27.09.2021
- SAT matter SATV-C3F7DF375CA253678539FA02Matters adjourned on settlement-pending ground; listed on June 25, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearingAppeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019, 299 of 2019 pending before SAT; not disposed; adjourned on 13.05.2021 to 25.06.2021 as settlement proceedings at final stage
- SAT matter SATV-C2DD4D82EE569B46F0570308List these appeals on July 8, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Misc. Application No. 804 of 2021 with Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 pending; adjourned to July 8, 2021
- SAT matter SATV-ED2FE554A737121A544F17A4Adjourned; matter listed on July 2, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on VC vs physical hearingAppeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019; order dated 25.06.2021 adjourns to 02.07.2021; settlement stated completed
- SAT matter SATV-EB000A5532E34424D81F3ECCList these appeals on July 8, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearingAppeal: Misc. Application No. 804 of 2021 and Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 pending; order dated 02.07.2021 lists matters for July 8, 2021, no disposal
Other
- SAT matter SATV-D6BAFE14CAF561300C179D68List these appeals on July 14, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on mode of hearing
Source: SecMarx — LNS Stockholdings Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.