Kundan Lal

9 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Impugned AO order imposing penalty was quashed
Parties to contact Registrar 48 hours before fixed date for hearing mode
Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
Parties to take instructions from Registrar 48 hours before fixed date on video conference or physical hearing

SAT-appeal

Alleged failure by the compliance officer to administer the code of conduct and ensure timely disclosure of an employee's securities sale exceeding Rs. 10 lakh under the PIT Regulations.
Impugned AO order imposing penalty was quashed · Appeal allowed
Appeal: Appeal No. 132 of 2021 decided on 08 February 2022; appeal allowed and SEBI AO order dated 24 December 2020 quashed
SAT matter SATV-27153D78FEF4DA3B68F1BA08
Order reserved; parties directed to act on the digitally signed copy of the order
Appeal: Appeal No. 132 of 2021 heard by SAT; order reserved on 4 February 2022; no disposal on merits stated
SAT matter SATV-250C574931515A85F04947BE
Respondent to file reply within three weeks · Appellant to file rejoinder within two weeks thereafter
Appeal: Appeal No. 132 of 2021 pending; listed for admission and final disposal on 5 May 2021
SAT matter SATV-652412B6E9307F276BC2D08F
Part-heard; listed for further hearing on February 04, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal No. 132 of 2021 - part-heard on 03.02.2022, posted for further hearing on 04.02.2022
SAT matter SATV-838A48FFA80C6EB71C790D60
List on December 24, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
Appeal: Appeal No. 132 of 2021 with Misc. Application No. 759 of 2021 pending, next listed on December 24, 2021
SAT matter SATV-AA83FEBE68964FB9F9614216
List Appeal No. 132 of 2021 on August 13, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference or physical hearing
Appeal: Appeal No. 132 of 2021 with Misc. Application No. 759 of 2021 pending; listed on August 13, 2021, no disposal yet
SAT matter SATV-B52233AC069AB28B55FAE238
Misc. Application No. 759 of 2021 dismissed as infructuous · Appeal No. 132 of 2021 adjourned on respondent counsel request, list on February 3, 2022
Appeal: Appeal No. 132 of 2021 pending before SAT Mumbai; adjourned on 24.12.2021 to 03.02.2022; Misc. Application No. 759 of 2021 dismissed as infructuous
SAT matter SATV-5CACF4C45207C7E707CD90A2
List on June 28, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal No. 132 of 2021 by Kundan Lal vs SEBI & Anr. pending, heard 05.05.2021, next listed June 28, 2021, no disposal
SAT matter SATV-EC202BF1A0DAF5C3F24184B8
Adjourned / stood over to 22 October 2021 due to non-availability of Bench · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
Appeal: Appeal No.132 of 2021 with Misc. Application No.759 of 2021 pending before SAT; adjourned to 22 October 2021 vide order dated 13 August 2021

Analyse these matters in Ontology · Plans

Source: SecMarx — Kundan Lal. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.