Kuber Securities Ltd.

81 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Parties must contact the Registrar 48 hours before the hearing date regarding video conference or physical hearing
Matters listed for final disposal on 1 September 2021.
Parties directed to obtain hearing-mode instructions from the Registrar 48 hours before the listed date.
List the matters on 22 September 2021
Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video-conference or physical hearing

SAT-appeal

SAT matter SATV-05C13310C9EC9A257421497F
Delay in filing Appeal No. 645 of 2023 condoned. · Reply in Appeal No. 645 of 2023 to be filed within two weeks.
Appeal: Appeal No. 645 of 2023: delay condoned on 28 August 2023; reply and rejoinder directed; listed with Appeal No. 467 of 2023 for 9 October 2023. Appeal No. 467 of 2023 was connected.
SAT matter SATV-07583C0995A497E17B58DEE2
List the appeals for admission and final disposal on 15 February 2021 · Parties may file scanned copies of pleadings before the Registry
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 were pending and listed for admission and final disposal on 15 February 2021.
SAT matter SATV-074C18492944E833DED443DB
Appellants granted two weeks to file rejoinder to SEBI's affidavit. · Matters listed for final disposal on 1 September 2021.
Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 were pending; rejoinder permitted and matters listed for final disposal on 1 September 2021.
SAT matter SATV-0D45C132E654208C6F88E756
List the matters on 22 September 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video-conference or physical hearing
Appeal: Misc. Application No. 804 of 2021 and Appeals Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 were listed; no disposal on merits recorded.
SAT matter SATV-133D8AFF4E7AD2EE40317939
List Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019 and 299/2019 on 8 July 2021 · Parties to obtain instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing
Appeal: Miscellaneous Application No. 804 of 2021 and Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 were listed for further hearing on 8 July 2021; no final disposal recorded
Dispute over incorrect computation of SEBI fee liability based on historical stockbroker turnover and alleged recovery of excess fee.
Appeals disposed of with direction to SEBI to recalculate each appellant's excess fee refund. · SEBI to determine amounts payable to appellants and to DSE, if any.
Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 disposed of by SAT on 27 September 2021.
SAT matter SATV-21F89C64C1EB3EC524A7BD93
Matters adjourned because settlement proceedings were at the final stage · List all matters on 25 June 2021
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 were adjourned on 13 May 2021; settlement proceedings were stated to be at the final stage. Listed for 25 June 2021.
SAT matter SATV-2278913BFDCC63EB86A283BE
Appellants granted two weeks to file rejoinder to SEBI's affidavit · Matters listed for final disposal on 1 September 2021
Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 were adjourned for rejoinder and listed for final disposal on 1 September 2021
SAT matter SATV-275A7B9FA2C58345A15BDD61
Matters adjourned by two weeks to enable SEBI to decide the settlement applications · List the matters on 13 May 2021
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 were adjourned on 19 April 2021; settlement proceedings were at an advanced stage.
SAT matter SATV-272F4423B0BC8334C2E6615D
Adjourned due to non-availability of the bench · List on 9 May 2024
Appeal: Appeal Nos. 467 of 2023 and 645 of 2023 were adjourned on 4 March 2024 and listed for 9 May 2024; no disposal on merits stated.
SAT matter SATV-3284CBBCAE4A01EBCBBBFB2B
List the appeals on 14 July 2021 · Parties to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing
Appeal: Miscellaneous Application No. 804 of 2021 in Appeal No. 317 of 2018, with connected Appeals Nos. 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019; listed for 14 July 2021
SAT matter SATV-26D1DB04BB9289C6597A2481
Matters adjourned for two weeks to enable SEBI to decide the settlement applications · List the matters on 13 May 2021
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 were pending before SAT; adjourned on 19 April 2021 and listed for 13 May 2021
SAT matter SATV-31AB1B24FF95981B9AAF8877
Listed the appeals for admission and final disposal on 15 February 2021 · Directed parties to file scanned copies of pleadings before the Registry
Appeal: Appeals Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 were listed for admission and final disposal on 15 February 2021; no disposal on merits in this order
SAT matter SATV-3584A0BAC7716CCC6B3C9AB6
Respondent directed to file an affidavit stating whether settlement has taken place and, if so, its terms. · Matters listed for 4 August 2021.
Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 were listed together; order dated 14 July 2021 adjourned them for settlement-status affidavit and listed them on 4 August 2021.
SAT matter SATV-302B54790DD4B9B1D212D91F
Appeals adjourned because settlement proceedings were at the final stage · Matters listed for 25 June 2021
Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 were adjourned on 13 May 2021; listed for 25 June 2021 while settlement proceedings remained underway.
SAT matter SATV-29FB0FA9539C141E32A184AB
Delay in filing Appeal No. 645 of 2023 condoned and Misc. Application No. 950 of 2023 allowed · Reply in Appeal No. 645 of 2023 to be filed within two weeks, rejoinder within two weeks thereafter
Appeal: Appeal No. 467 of 2023 and Appeal No. 645 of 2023 with Misc. Application No. 950 of 2023 pending before SAT; delay condoned on 28.08.2023, not finally disposed, next date October 9, 2023
SAT matter SATV-2CBA5C1336ED46276627AB34
Proceedings adjourned for four weeks to enable matter to be sorted at SEBI level on settlement application · Matter listed on 19 April 2021
Appeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 heard on 4.3.2021; adjourned not disposed; next date 19.04.2021
SAT matter SATV-4C84CC5EC948FAEFB5221F9E
List appeals for admission and for final disposal on February 15, 2021 · Parties may file scanned copies of pleadings before Registry in the meanwhile
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 listed for admission and final disposal on February 15, 2021; not disposed on 15.01.2021
SAT matter SATV-5AE286BC34BBA1A94AF7CEB5
List appeal on August 7, 2023 · Parties to act on digitally signed copy of order
Appeal: Appeal No. 467 of 2023 with Misc. Application No. 938 of 2023 listed on August 7, 2023 - pending
SAT matter SATV-319DBBE5173F62D3662D7037
Adjourned for four weeks to enable settlement at SEBI level · List on 19 April 2021
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 pending; adjourned on 4.3.2021 for settlement, listed on 19 April 2021
SAT matter SATV-4691020075BACA2848BC2204
Matter adjourned by consent and listed as call on June 10, 2024
Appeal: Misc. Application No. 1290 of 2023 and Appeal No. 467 of 2023 with Appeal No. 645 of 2023 pending before SAT, adjourned to June 10, 2024
SAT matter SATV-3736538CEFA2231C6E2C6243
Matters adjourned because settlement proceedings were at the final stage · List the appeals on 25 June 2021
Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 were adjourned on 13 May 2021; listed for 25 June 2021
SAT matter SATV-5B8070FAF3A5193EA12B5F88
Adjourned and listed on July 2, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference or physical hearing
Appeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 heard on 25.06.2021 adjourned to 02.07.2021; settlement stated completed
SAT matter SATV-6A04E99B74B5D3C37575DD47
List appeals on July 8, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 with Misc. Application No. 804/2021 pending; listed on July 8, 2021, not disposed
SAT matter SATV-742CC070F75DC011E7A6BEA2
Adjourned and listed on June 25, 2021 as settlement proceedings at final stage · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019, 299 of 2019 adjourned on 13.05.2021 to June 25, 2021; settlement proceedings stated to be at final stage
SAT matter SATV-7F75F18C155877DE5BF90188
Proceedings adjourned for four weeks to enable matter to be sorted at SEBI level on settlement application · Matter listed on 19 April 2021
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 adjourned on 4 March 2021 to 19 April 2021 for SEBI settlement; pending, not disposed
SAT matter SATV-83EDC683A0D6E159C0DCA654
List appeals on July 14, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference or physical hearing
Appeal: Misc. Application No. 804 of 2021 with Appeal Nos. 317, 387, 433, 487 of 2018 and 298-299 of 2019 adjourned to 14.07.2021; no disposal
SAT matter SATV-821F4378F70F5980827FCEF2
Respondent to file affidavit as to whether settlement has taken place and what is the settlement · Matter listed on August 4, 2021
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 with Misc. Application No. 804 of 2021 pending; next listed on August 4, 2021
SAT matter SATV-80EC53BA7E2C50049F1C4394
Proceedings adjourned for four weeks to enable sorting out at SEBI level re settlement application · Matter listed on 19 April 2021
Appeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 pending; adjourned on 4.3.2021 for settlement, next date 19 April 2021; not disposed
SAT matter SATV-88A06DCEE439EFD6B9F5811F
Two weeks allowed to appellants to file rejoinder to SEBI affidavit on settlement · Matter listed for final disposal on September 1, 2021
Appeal: Misc. Application No. 804 of 2021 in Appeal No. 317 of 2018 with Appeals 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 heard on 04.08.2021; adjourned, listed for final disposal on 01.09.2021
Claim for interest on SEBI refund of excess fee liability recovered about 20 years ago
SEBI to file reply · Appellant may file rejoinder thereafter
Appeal: Appeal No.467 of 2023 (Kuber Securities Ltd. vs SEBI) pending; adjourned to 1 August 2023
SAT matter SATV-99F5A5AEBEF77CE2D2BB3D98
List these appeals on July 8, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearing
Appeal: Misc. Application No. 804 of 2021 and Appeal Nos. 317, 387, 433, 487 of 2018 and 298-299 of 2019 pending; adjourned to July 8, 2021 vide order dated 02.07.2021
SAT matter SATV-8990E5A52F198348D5661F31
List matters on September 22, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
SAT matter SATV-A3CDC57DA21373FC7663D584
Respondent to file affidavit stating whether settlement has taken place and if so what is settlement · Matter listed on August 4, 2021
Appeal: Misc. Application No. 804 of 2021 in Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 pending; settlement verification pending, next listing August 4, 2021
SAT matter SATV-9225B77E2ABF615F8EF0E075
List matters on September 22, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 with Misc. Application 804/2021 pending; next listing 22.09.2021
SAT matter SATV-986FA5F0AC080AFFA48C5238
Adjourned for the day · List on July 2, 2021
Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019, 299 of 2019 heard on 25.06.2021; settlement stated completed but SEBI sought time; adjourned to 02.07.2021
Disputed turnover-based broker fee liability; appellants alleged errors in SEBI fee liability statements causing excess fee levy and sought recomputation and refund with interest.
Dispose all appeals with direction to SEBI to calculate quantum of refund of excess fee for each appellant, if any · SEBI to decide how much amount is payable to appellants and how much to DSE, if any
Appeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 with Misc. Application No. 804/2021 disposed on 27.09.2021 with direction to SEBI
SAT matter SATV-A1D8765D7462EE6F042D2725
Adjourned and listed on July 2, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on VC vs physical hearing
Appeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 heard 25.06.2021, adjourned to July 2, 2021; settlement stated completed, SEBI seeks time for instructions
SAT matter SATV-AE2FDC6D2FD1F588D937463F
Call finally on 24.07.2024
Appeal: Misc. Application No. 1290 of 2023 and Appeal No. 467 of 2023 and Appeal No. 645 of 2023 adjourned, to be called finally on 24.07.2024
SAT matter SATV-9E8F020A8AB340971FC4C21E
Proceedings adjourned for four weeks to enable settlement application to be sorted at SEBI level · Matter listed on 19 April 2021
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 pending - adjourned to 19 April 2021 for SEBI settlement
SAT matter SATV-A932A6ACF1F1CC7C9EB1E550
Matters adjourned for two weeks to enable SEBI to take decision on settlement applications · List on May 13, 2021
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 pending; adjourned to May 13, 2021 for settlement decision
SAT matter SATV-A130DC4BB9E116C7AC9494D5
Appellant allowed two weeks to file rejoinder to SEBI affidavit on settlement · Matter listed for final disposal on September 1, 2021
Appeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 with Misc. Application No. 804/2021 pending; adjourned for final disposal on 01.09.2021
SAT matter SATV-B6B17661E19F502F3783DF6E
List Appeals No. 317, 387, 433, 487 of 2018 and 298-299 of 2019 for admission and final disposal on February 15, 2021 · Parties may file scanned copies of pleadings before Registry in the meanwhile
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 before SAT; order dated 15.01.2021 lists them for admission and final disposal on 15.02.2021; not disposed
SAT matter SATV-A76C02E9B3212054AF201C97
Adjourned for two weeks to enable SEBI to take decision on settlement application · List on May 13, 2021
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 adjourned to May 13, 2021 pending SEBI settlement decision
SAT matter SATV-A5D897BEDB9C998C877A0E72
Two weeks time allowed to appellants to file rejoinder to SEBI affidavit · Matter listed for final disposal on September 1, 2021
Appeal: Misc. Application No. 804 of 2021 in Appeal No. 317/2018 with Appeals 387,433,487/2018 and 298-299/2019 pending; adjourned to 01.09.2021 for final disposal
SAT matter SATV-B1585403C4AACCACFF4712A8
List Appeals Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 on 14 July 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
SAT matter SATV-ADA12DCC5DC8613F8CD69D13
List matters on September 22, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Misc. Application No. 804 of 2021 and Appeal Nos. 317, 387, 433, 487 of 2018, 298-299 of 2019 heard on 01.09.2021, adjourned to 22.09.2021, no disposal
Fee-refund dispute: claim for interest @15% p.a. from 03.01.2002 to 23.01.2022 on Rs 4,70,683 excess fee refund plus costs, not a violation charge.
Appeal No. 467 of 2023 dismissed on merits · No costs awarded
Disputed stockbroker fee liability based on turnover; appellants alleged errors in SEBI fee liability statements and sought recomputation and refund of excess fee with interest.
All appeals disposed of with direction to SEBI to calculate quantum of refund of excess fee for each appellant · SEBI to decide how much refund is payable to appellants vs to DSE, if any
Appeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 with Misc. Application No. 804/2021 disposed of by SAT decision dated 27.09.2021 (hearing 22.09.2021)
SAT matter SATV-B0B8567A875CFEE6E7733056
Matters adjourned for two weeks to enable SEBI to take decision on settlement application · List on May 13, 2021
SAT matter SATV-C09E0E9C38EF7627D3B02204
Order reserved after hearing parties · Parties directed to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 with Misc. Application No. 804 of 2021 heard on 22.09.2021; order reserved
SAT matter SATV-BFD4873642C1AFFF03C0D3AA
Adjourned proceedings for four weeks to enable matter to be sorted out at SEBI level on settlement application · Listed all connected matters on 19 April 2021
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 pending before SAT; adjourned on 4 March 2021 for SEBI settlement consideration, next date 19 April 2021
SAT matter SATV-CE1DD4066F1C34F984F4D815
Respondent to file affidavit as to whether settlement has taken place and what is settlement · Matter listed on August 4, 2021
Appeal: Misc. Application No. 804 of 2021 and Appeal Nos. 317, 387, 433, 487 of 2018 and 298-299 of 2019 pending; next listing August 4, 2021
SAT matter SATV-4FDE28637D9579BF39CBABA9
Order reserved; no substantive decision or operative relief recorded in the extracted text · Parties directed to act on the digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019 and 299 of 2019 were heard; order reserved on 22 September 2021.
SAT matter SATV-DA9BEA9B745AE6B3FF950581
Order reserved after hearing learned counsel for parties · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 heard on 22.09.2021; order reserved
SAT matter SATV-DE339E3FBD4E4EAF4D0D1219
List Appeals for admission and final disposal on February 15, 2021 · Parties may file scanned copies of pleadings before Registry
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 pending; listed for admission and final disposal on 15.02.2021
SAT matter SATV-DFA608E8BA947E72097CAEAF
List matters on September 22, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 pending with Misc. Application No. 804/2021; listed next on 22.09.2021
SAT matter SATV-E63DFCD7ED319EAA579579F4
Order reserved after hearing counsel for parties · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 with Misc. Application No. 804 of 2021 heard on 22.09.2021; order reserved
SAT matter SATV-E7B15333838C7601A2E71696
Order reserved after hearing parties · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Misc. Application No. 804 of 2021 and Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 heard on 22.09.2021; order reserved, not disposed
SAT matter SATV-F2192685B2CD7526168393D1
List these appeals on July 14, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video vs physical hearing
Appeal: Misc. Application No. 804 of 2021 and Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 pending; adjourned to 14 July 2021
SAT matter SATV-5E828D766E8C9468C99A5CDB
Delay in filing the reply condoned. · Reply taken on record.
Appeal: Appeal No. 467 of 2023; no disposal on merits stated; listed for 28 August 2023.
SAT matter SATV-59EFEB0C8E81C109A066DC2C
List appeals on July 14, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Pending - Misc. Application No. 804 of 2021 with Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 listed for July 14, 2021
SAT matter SATV-58D399996280832006F9515A
List matter on 15 January 2021 · Parties to get memo of appeals etc. scanned and file before Tribunal on or before next date
Appeal: Appeal No.433 of 2018 (Kuber Securities Ltd. vs SEBI) pending; adjourned to 15 January 2021 vide order dated 24.12.2020
SAT matter SATV-4C154621F86A51BF06F576D8
Adjourned; list on July 2, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on hearing mode
Appeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 heard on 25.06.2021; adjourned to 02.07.2021; settlement stated completed
SAT matter SATV-585CD41465DEFA2CE930052F
Appellant allowed to file rejoinder to SEBI affidavit on settlement · Matter listed for final disposal on September 1, 2021
Appeal: Misc. Application No. 804 of 2021 with Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 pending; listed for final disposal on 01.09.2021
SAT matter SATV-5DB657EFC5CB0C6EA45445D3
List matters on September 22, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference or physical hearing
Appeal: Misc. Application No. 804 of 2021 with Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 adjourned on 01.09.2021, listed on 22.09.2021, not disposed
SAT matter SATV-6CD97D9222DD9D5E55B9648C
Respondent to file affidavit stating whether settlement has taken place and if so what is the settlement · Matter listed on August 4, 2021
Appeal: Misc. Application No. 804 of 2021 with Appeal Nos. 317, 387, 433, 487 of 2018 and 298-299 of 2019 pending; adjourned to 04.08.2021 vide order dated 14.07.2021
SAT matter SATV-7BDCFBBE107A070399DEDD5C
Adjourned due to non-availability of the bench · List on March 4, 2024
Appeal: Misc. Application No. 1290 of 2023 and Appeal No. 467 of 2023 with Appeal No. 645 of 2023 adjourned; next listing March 4, 2024
Dispute over SEBI stock-broker fee liability based on turnover; appellants alleged errors in SEBI fee liability statements and sought recomputation and refund of excess fee with interest.
All appeals disposed with direction to SEBI to calculate quantum of refund of excess fee for each appellant · SEBI to decide how much refund is payable to appellants and how much to DSE, if any
Appeal: Misc. Application No. 804 of 2021 and Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019, 299 of 2019 heard 22.09.2021 and disposed of on 27.09.2021
SAT matter SATV-A5061E22790E996B8630055E
Adjourned for the day · List on July 2, 2021
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 heard on 25.06.2021; not disposed; adjourned to 02.07.2021; settlement stated completed
SAT matter SATV-AE55B2230522E5A70AA7A314
List appeals on July 8, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Misc. Application No. 804 of 2021 and Appeal No. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 pending before SAT; adjourned to July 8, 2021, not disposed
Dispute over erroneous turnover-based fee liability statements levied by SEBI on DSE brokers and non-refund of excess fee paid despite auditor/DSE certified turnover.
All appeals disposed with direction to SEBI to calculate quantum of refund of excess fee, if any, for each appellant · SEBI to decide how much refund is payable to appellants and how much, if any, to DSE
Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019, 299 of 2019 with Misc. Application No. 804 of 2021 heard 22.09.2021 and disposed 27.09.2021
SAT matter SATV-AFD0F20090791EF19CD7112D
Respondent to file affidavit as to whether settlement has taken place and if so what is the settlement · List matter on August 4, 2021
Appeal: Misc. Application No. 804 of 2021 in Appeal No. 317 of 2018 with Appeal Nos. 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 pending; adjourned to August 4, 2021 for settlement affidavit
SAT matter SATV-B7E666D44BF12C3817660D1E
List appeals for admission and final disposal on February 15, 2021 · Parties may file scanned copies of pleadings before Registry in meanwhile
Appeal: Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 heard on 15.01.2021; adjourned to 15.02.2021 for admission and final disposal
SAT matter SATV-C3F7DF375CA253678539FA02
Matters adjourned on settlement-pending ground; listed on June 25, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal Nos. 317 of 2018, 387 of 2018, 433 of 2018, 487 of 2018, 298 of 2019, 299 of 2019 pending before SAT; not disposed; adjourned on 13.05.2021 to 25.06.2021 as settlement proceedings at final stage
SAT matter SATV-C2DD4D82EE569B46F0570308
List these appeals on July 8, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Misc. Application No. 804 of 2021 with Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 pending; adjourned to July 8, 2021
SAT matter SATV-ED2FE554A737121A544F17A4
Adjourned; matter listed on July 2, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on VC vs physical hearing
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019; order dated 25.06.2021 adjourns to 02.07.2021; settlement stated completed
SAT matter SATV-EB000A5532E34424D81F3ECC
List these appeals on July 8, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Misc. Application No. 804 of 2021 and Appeal Nos. 317/2018, 387/2018, 433/2018, 487/2018, 298/2019, 299/2019 pending; order dated 02.07.2021 lists matters for July 8, 2021, no disposal
SAT matter SATV-F8CBF7008334260F877A9357
Adjourned for two weeks to enable SEBI to take decision on settlement application · List on May 13, 2021
Appeal: Appeal Nos. 317, 387, 433, 487 of 2018 and 298, 299 of 2019 adjourned, not disposed; listed on May 13, 2021 pending SEBI settlement decision

Other

SAT matter SATV-5968CC2A4D242F12331FE621
Order reserved after hearing learned counsel for parties · Parties to act on digitally signed copy sent by fax and/or email
SAT matter SATV-D6BAFE14CAF561300C179D68
List these appeals on July 14, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on mode of hearing

Analyse these matters in Ontology · Plans

Source: SecMarx — Kuber Securities Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.