Kotak Mahindra Bank Ltd.
Penalties and directions recorded
- Held NSE has jurisdiction only against its trading members, not third-party non-members like Kotak
- Parties to contact Registrar 48 hours before fixed date to ascertain VC or physical hearing
- Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
- Amendment application allowed; Arcadia Share and Stock Brokers Pvt. Ltd. added as necessary respondent no.3
- Parties to take instructions from Registrar 48 hrs before date fixed on mode of hearing
SAT-appeal
- SAT matter SATV-059018607E803EA3B5703E11Adjourned for the appellant to explore settlement · Matter listed on 24 December 2021Appeal: Appeal No. 93 of 2021; order dated 12 November 2021; adjourned and listed for 24 December 2021
- SAT matter SATV-05D5F26577DAD0C74209244BAppeal listed for 13 May 2022Appeal: Appeal No. 93 of 2021; order dated 6 May 2022 directed listing on 13 May 2022
- SAT matter SATV-2FE86D7C4919533EB413C943List appeal on June 8, 2022 · Parties to act on digitally signed copy of order by Private SecretaryAppeal: Appeal No. 93 of 2021 with Misc. Application No. 135 of 2021 pending; next listed on June 8, 2022, no disposal yet
- Dispute over ownership of shares pledged with Kotak Mahindra Bank against broker dues; forensic audit ordered to identify owners of disputed pledged shares.In modification of 1 March 2021 restraint, appellant permitted to sell shares in Annexure 2 to email dated 11 May 2021 · Annexure 1 to email dated 11 May 2021 not permitted to be soldAppeal: Misc. Application No.596 of 2021 (Interim Relief & Urgent Hearing) in Appeal No.93 of 2021; misc application disposed on 18 May 2021
- SAT matter SATV-7BE238A9A54E85D71FAA5178Adjourned on request of counsel for respondent, list on May 6, 2022 · Parties to act on digitally signed copy; certified copy available on paymentAppeal: Appeal No. 93 of 2021 with Misc. Application No. 135 of 2021 pending; adjourned to May 6, 2022
- SAT matter SATV-7F12DBEC07B2A7A51C2F7B40List matter on July 4, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual chargesAppeal: Appeal No. 93 of 2021 with Misc. Application No. 135 of 2021 pending before SAT; listed on July 4, 2022, no disposal
- Arcadia allegedly pledged client securities for bank loan; NSE/CDSL restrained Kotak from invoking pledge till ownership ascertained.Held NSE has jurisdiction only against its trading members, not third-party non-members like Kotak · Interim order dated May 18 2021 permitted Kotak to sell Arcadia's own securities per Annexure 2
- SAT matter SATV-9F77D52E7AAF47C34C14A296Adjourned on request of respondent · List on 4th April, 2022Appeal: Appeal No.93 of 2021 pending before SAT; adjourned on 25.2.2022, next date 4th April, 2022
- SAT matter SATV-BF37EA1C96B03375D0917530List Appeal No.93 of 2021 on June 8, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearingAppeal: Appeal No.93 of 2021 with Misc. Application No.135 of 2021 pending; next listed on June 8, 2021
- SAT matter SATV-C7422BB06AD7A19959F53374Matter stood over to 8 July 2022 at request of appellant's counselAppeal: Appeal No. 654 of 2021 pending; adjourned on 10 May 2022 to 8 July 2022
- SAT matter SATV-C56C537D64F0F2951147C703Amendment application allowed; Arcadia Share and Stock Brokers Pvt. Ltd. added as necessary respondent no.3 · Appellant to carry out correction and serve respondent no.3 with proof of service before TribunalAppeal: Appeal No.93 of 2021 with Misc. Application No.135 of 2021 and Misc. Application No.223 of 2021 pending; next listed on 14 April 2021
- SAT matter SATV-E37F98FCE136A4330F16AFC1Adjourned on request of learned counsel for respondent · List on February 25, 2022Appeal: Misc. Application No. 135 of 2021 and Appeal No. 93 of 2021 pending before SAT; adjourned on 24.01.2022, next date February 25, 2022
- SAT matter SATV-F18D513474205914C73D1DD0List matter on June 30, 2022 · Parties to act on digitally signed copy signed by Private Secretary on behalf of benchAppeal: Appeal No. 93 of 2021 pending before SAT Mumbai; order dated 08.06.2022 adjourns to June 30, 2022, no disposal
- SAT matter SATV-E93F5A64EF6F1C730F0FFEA1Three weeks time allowed to appellant to file rejoinder · List matter on 15 July 2021
- SAT matter SATV-4E1E9E8342E8DC9F727F935FOrder reserved after hearing learned counsel for parties · Parties directed to act on digitally signed copy signed by Private Secretary on behalf of benchAppeal: Appeal No.93 of 2021 with Misc. Application No.135 of 2021 heard on 4.7.2022; order reserved, no final disposal in this order
- SAT matter SATV-C2B77DC1254D33C2DCE16B6BThree weeks further time allowed to appellant to file rejoinder · List matter on September 7, 2021Appeal: Appeal No. 93 of 2021 with Misc. Application No. 135 of 2021 pending before SAT; next listed September 7, 2021
- SAT matter SATV-DB60081396919C06511B6CCEAdjourned on request of appellant, list on January 24, 2022 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearingAppeal: Appeal No. 93 of 2021 with Misc. Application No. 135 of 2021 pending, adjourned to January 24, 2022
- SAT matter SATV-F093C5C93B4F720BB263938EList Appeal No. 93 of 2021 on March 26, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearingAppeal: Appeal No. 93 of 2021 with Misc. Applications No. 135 and 223 of 2021 pending; listed on March 26, 2021
Source: SecMarx — Kotak Mahindra Bank Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.