Korp Securities Ltd.

5 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Parties to take instructions from Registrar 48 hrs before date fixed on VC vs physical hearing
Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal partly allowed; Rs 25 lakh penalty in para 57(a) for PFUTP violations set aside
Remaining Rs 20 lakh under para 57(b) and (c) to be paid within two weeks from 04.08.2021
Parties to take instructions from Registrar 48 hrs before fixed date on hearing mode

SAT-appeal

SAT matter SATV-291E2858CE88E52B6BF1859F
List Appeal No. 530 of 2019 for admission and for final disposal on January 29, 2021 · Appellant to file scanned copy of memo of appeal before registry
Appeal: Appeal No. 530 of 2019 pending; listed for admission and final disposal on January 29, 2021
SAT matter SATV-75A09B0139051A7E834C343A
List Appeal No. 530 of 2019 on August 4, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal No. 530 of 2019 pending, next listing on August 4, 2021
Fraudulent and unfair trade practices under PFUTP Regulations 3 and 4, violation of Stock Brokers Code of Conduct and violation of SEBI directions dated Jan 19, 2010 and Jan 25, 2010.
Appeal partly allowed; Rs 25 lakh penalty in para 57(a) for PFUTP violations set aside · Remaining Rs 20 lakh under para 57(b) and (c) to be paid within two weeks from 04.08.2021
Appeal: Appeal No. 530 of 2019 partly allowed on 04.08.2021; Rs 25 lakh PFUTP penalty set aside
SAT matter SATV-C7F4A6408298159CEFFEE425
List Appeal No. 530 of 2019 on March 5, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on hearing mode
Appeal: Appeal No. 530 of 2019 pending, adjourned to March 5, 2021
SAT matter SATV-E1ED77CB615899F59EA9E930
List matter on 19 February 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
Appeal: Appeal No. 530 of 2019 pending, next listed on 19 February 2021

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Source: SecMarx — Korp Securities Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.