Kishore Hegde
Penalties and directions recorded
- Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
- Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearing
- WTM restrained Adi Cooper and Kishore Hegde from securities market for 2 years and froze mutual funds
- Parties to contact Registrar 48 hours before fixed date to confirm video vs physical hearing
- WTM order 28.02.2019 restrained Adi Cooper and Kishore Hegde from securities market for 2 years and froze mutual funds
SAT-appeal
- SAT matter SATV-47AB1E3FE85A031054E0DA4FAdjourned on request of learned counsel for applicant · List on March 2, 2021Appeal: Review Application No. 3 of 2020 in Appeal No. 300 of 2019 pending, adjourned to March 2, 2021
- GDR fraud: pledging GDR proceeds as security for EURAM Bank loan to Vintage FZE to fund subscription and concealing it while announcing successful subscriptionWTM restrained Adi Cooper and Kishore Hegde from securities market for 2 years and froze mutual funds · SAT held WTM finding against Adi Cooper misconceived, farfetched and unsustainableAppeal: Appeal Nos.124 and 300 of 2019 heard 22.10.2019 decided 05.11.2019; debarment of Adi Cooper not sustained
- SAT matter SATV-E2CC6AE8CF3BEA08719D1C3BList Review Application No.3 of 2020 in Appeal No.300 of 2019 on 16 March 2021 · Parties to contact Registrar 48 hours before fixed date to confirm video vs physical hearingAppeal: Review Application No.3 of 2020 in Appeal No.300 of 2019 pending; next listed on 16 March 2021 per order dated 11 March 2021
- GDR fraud: pledged GDR proceeds for Vintage FZE loan to subscribe own GDRs, concealed pledge/financing and misled exchange that GDRs successfully subscribed.WTM order 28.02.2019 restrained Adi Cooper and Kishore Hegde from securities market for 2 years and froze mutual funds · SAT held WTM finding against Adi Cooper under Sec 12A/PFUTP Reg 3-4 misconceived and unsustainableAppeal: Appeal Nos. 124 of 2019 and 300 of 2019 heard 22.10.2019 decided 05.11.2019; SAT held debarment of Adi Cooper unsustainable
- SAT matter SATV-AF249DD995C88450761D02D0Matter adjourned and listed on 19 March 2021 as full Bench not available · Parties directed to contact Registrar 48 hours before fixed date for mode of hearing
- SAT matter SATV-C4BF298B7299A58451C80A19Review Application No. 3 of 2020 dismissed; SAT order dated November 5, 2019 maintainedAppeal: Review Application No. 3 of 2020 in Appeal No. 300 of 2019 dismissed on 19.03.2021 affirming order dated 05.11.2019
Other
- SAT matter SATV-3F031CBF04850B92B688C035List Review Application No. 3 of 2020 in Appeal No. 300 of 2019 on March 11, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearingAppeal: Review Application No. 3 of 2020 in Appeal No. 300 of 2019 listed for March 11, 2021 vide SAT order dated 02.03.2021; not disposed
Source: SecMarx — Kishore Hegde. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.