Khandwala Securities Ltd.

2 matters before the Securities Appellate Tribunal

SAT-appeal

Alleged manipulation of Kopran shares through cross deals, price influence, undisclosed cross trades and sale of shares to retail clients after a buy recommendation.
Appeal against the WTM order was considered by SAT; the supplied text ends before the final operative disposal.
Appeal: Appeal No. 19 of 2012, decided on 7 September 2012; the supplied excerpt does not include the final disposal direction.
Alleged cross deals, synchronised trading, artificial market depth and manipulation in Shree Rama Multi-Tech Ltd. shares, along with stock-broker code-of-conduct and compliance lapses.
Appeal against SEBI WTM order dated 13 May 2015 was dismissed/decided by the SAT.
Appeal: Appeal No. 283 of 2015; SAT order reserved on 1 February 2017 and decided on 8 March 2017.

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Source: SecMarx — Khandwala Securities Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.