Keynote Capitals Limited

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Appellant to pay Rs. 13.5 lacs in all including settlement and legal charges

SAT-appeal

Violation of Regulations 3 and 4(a) of SEBI (PFUTP) Regulations, 1995 by registered stockbroker leading to suspension
Appeal disposed as per consent terms with Tribunal approval · Impugned SEBI order suspending registration for one month stands modified accordingly
Appeal: Appeal No. 20 of 2007 with Misc. Application No. 106 of 2009 disposed on 4.1.2010 as per consent terms
Prima facie unfounded and questionable buy recommendations on Pyramid Saimira Theatre Ltd misleading investors amid alleged price manipulation with intermediaries.
Appeal allowed, impugned confirmatory order set aside · Interim restraint on giving trade recommendations vacated
Appeal: Appeal No.156 of 2010 allowed and disposed on 22.10.2010 with no costs

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Source: SecMarx — Keynote Capitals Limited. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.