Karvy Stock Broking
Penalties and directions recorded
- Appellants granted two weeks thereafter to file rejoinders
- Matters listed for admission and final disposal on 9 December 2020
- Parties directed to contact the Registrar 48 hours before the hearing date regarding video or physical hearing
- Substitute para 5 with: show cause notice was issued to directors (noticee Nos. 1 to 5) and to appellant (noticee No. 6)
- Parties to contact Registrar 48 hours before fixed date for VC/physical hearing mode
SAT-appeal
- SAT matter SATV-0819B57E2F3AADB889B9CE59Delay in filing the reply condoned · Reply taken on recordAppeal: Appeal No. 216 of 2023; reply filing delay condoned on 28 April 2023, reply taken on record, and rejoinder permitted. Matter listed for 28 June 2023.
- SAT matter SATV-0B0CD250849890D1E24A0E61Appeal listed for further hearing on 1 December 2023Appeal: Appeal No. 216 of 2023 was listed before SAT on 31 October 2023; no disposal on merits stated.
- SAT matter SATV-10AEDB7946FD45AA3266ED25Respondent No. 1 to file its reply on 30 September 2025 · List the matter on 9 October 2025Appeal: Appeal No. 320 of 2025; order dated 30 September 2025; proceedings adjourned to 9 October 2025
- SAT matter SATV-16C1DCB76AF4A0229214B4ACAdjournment granted; matter listed on 17 June 2026 · Interim relief, if any, to continue until the next date of listingAppeal: Appeal No. 62 of 2025; order dated 9 March 2026; adjourned to 17 June 2026; interim relief continued until next listing
- SAT matter SATV-1B903858790BB0A1D14B0C57Appellant permitted to file additional documents after serving them on SEBIAppeal: Appeal No. 62 of 2025; order dated 17 June 2026; matter adjourned to 5 August 2026
- SAT matter SATV-1F88FD5BF96A6DA73E30DF42List the appeal on 1 December 2023Appeal: Appeal No. 216 of 2023 listed on 31 October 2023 for 1 December 2023; no final disposal stated
- SAT matter SATV-33E325CC3C1E9B6EAE98E5A3Karvy Stock Broking granted three weeks further time to file replies in all appeals · Appellants granted two weeks thereafter to file rejoindersAppeal: Appeal Nos. 50, 70 and 75 of 2020 were pending; further time granted and matters listed for admission and final disposal on 9 December 2020.
- SAT matter SATV-2EE38B4FEC0CEC9662FF8C6FCall on May 4, 2026, high on boardAppeal: Appeal No. 320 of 2025 with Misc. Application Nos. 757 and 1143 of 2025 pending; adjourned to May 4, 2026
- SAT matter SATV-51B02FA3D4B10CC1F42A3359Adjourned on request of appellant's counsel · List on August 22, 2023Appeal: Appeal No. 216 of 2023 pending before SAT, adjourned on 28.06.2023, next date August 22, 2023
- SAT matter SATV-344C29B72F1263FAE0DAC059Appeal listed for hearing on 1 December 2023Appeal: Appeal No. 216 of 2023; order dated 31 October 2023; matter adjourned and listed on 1 December 2023
- SAT matter SATV-796A4751D24085259D90424ABy consent, matter to be called on July 20, 2026Appeal: Appeal No. 320 of 2025 with Misc. Application Nos. 757 of 2025 and 1143 of 2025 pending; adjourned to July 20, 2026
- SAT matter SATV-A247399621CBCEEAE31AD450Part heard; by consent listed for further hearing on July 7, 2026Appeal: Appeal No. 320 of 2025 with Misc. Application Nos. 757 of 2025 and 1143 of 2025 part-heard on 23.06.2026, adjourned to July 7, 2026
- SAT matter SATV-D6BF01552531D062D32595F6By consent, call on February 3, 2026Appeal: Appeal No. 320 of 2025 with Misc. Application No. 757 of 2025 and Misc. Application No. 1143 of 2025 pending; adjourned to February 3, 2026
- SAT matter SATV-E37871519A52B83F78988B83Correct para 3 of order dated October 18, 2024: substitute '2013' with '2018' · Substitute para 5 with: show cause notice was issued to directors (noticee Nos. 1 to 5) and to appellant (noticee No. 6)Appeal: Appeal No. 216 of 2023 (Vikas Rajpal vs SEBI & Ors) - correction to SAT order dated Oct 18, 2024 passed on 22.11.2024
- SAT matter SATV-E72180B8A3C23F0B1158A508Karvy Stock Broking allowed three weeks further time to file replies in all appeals · Appellants allowed two weeks thereafter to file rejoinderAppeal: Appeal Nos. 50, 70 and 75 of 2020 pending before SAT; adjourned to 9 December 2020 for admission and final disposal
- SAT matter SATV-F7D2B2AD05230917A0541182Karvy Stock Broking allowed three weeks further time to file replies in all appeals · Appellants to file rejoinder within two weeks thereafterAppeal: Appeal Nos. 50, 70 and 75 of 2020 pending; adjourned for admission and final disposal on 9 December 2020
- Question whether NSE has power/jurisdiction to freeze bank accounts of Karvy Stock Broking (Respondent No.3).Delay in filing Appeal No.140 of 2021 condoned; delay application allowed · NSE to supply certified copy of impugned order to appellant; exemption application disposedAppeal: Appeal No.140 of 2021 by Axis Bank Ltd. with Misc. Applications 179-181 of 2021; delay condoned, pending, next hearing 6 May 2021
- SAT matter SATV-A8EBC55DE9D82E79F9865363Adjourned due to non-availability of the bench · List on April 1, 2024Appeal: Appeal No. 216 of 2023 pending, adjourned to April 1, 2024 due to non-availability of bench
- SAT matter SATV-BFA9A01ACC0F0E8AEE4981FCCall on 24.07.2026Appeal: Appeal No. 320 of 2025 with Misc. Application No. 757 of 2025 and Misc. Application No. 1143 of 2025 pending; adjourned vide order dated 20.07.2026 to 24.07.2026
Source: SecMarx — Karvy Stock Broking. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.