Karvy Computershare Pvt. Ltd.

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Cases remanded to SEBI Board for three separate fresh orders on three WTM show cause notices
Fresh orders uninfluenced by impugned findings; all merits issues remain open
Adverse final order(s), if any, not to be given effect for four weeks from receipt

SAT-appeal

Alleged irregularities by Karvy Stock Broking as broker and DP and by Karvy Computershare as RTA per common show cause notice; specifics not detailed in remand order.
Appeals allowed and impugned order dated 22 June 2007 set aside · Cases remanded to SEBI Board for three separate fresh orders on three WTM show cause notices
Appeal: Appeal Nos. 75, 111 and 153 of 2007 disposed on 30.6.2008 - allowed, impugned order set aside and remanded
SAT matter SATV-82C764ADC7B7832BA63915D3
Disposed in same terms as Appeal No. 75 of 2007 decided on 30.6.2008
Appeal: Appeal No. 153 of 2007 decided on 30.6.2008, disposed along with Appeal No. 75 of 2007

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Source: SecMarx — Karvy Computershare Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.