Kabir Kapur

59 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Matters listed on 24 April 2023
Matters listed on 24 April 2023
Impugned orders rejecting Investor Protection Fund claims upheld
Matters listed on 1 May 2023
Matters listed for 1 May 2023

SAT-appeal

SAT matter SATV-0488075677BEE8E7A66D843C
Respondent to file a reply to the amended appeals within three weeks from 28 March 2023 · Matters listed on 24 April 2023
Appeal: Appeal Nos. 243 of 2022, 244 to 247 and 249 to 252 of 2023 were pending; reply directed and matters listed for 24 April 2023
SAT matter SATV-049D680E1DEB2B81B91A66C6
Delay in filing the reply was condoned and the application was allowed · Miscellaneous Applications Nos. 613, 614, 615 and 616 were allowed
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 252, 329, 330, 368, 369, 400 and 401 of 2023 were heard and orders reserved on 1 May 2023; no final disposal is recorded in the text
SAT matter SATV-0DFEF551FEF12E1DE3E5B30C
Respondent to file reply on the amended appeals within three weeks from 28 March 2023 · Matters listed on 24 April 2023
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251 and 252 of 2023 were pending; respondent directed to reply to amended appeals and matters listed on 24 April 2023
SAT matter SATV-15410B65CACC6445AF00A2DC
Respondent directed to file replies to the amended appeals within three weeks from 28 March 2023 · Appeals listed for 24 April 2023
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251 and 252 of 2023 were pending; listed on 24 April 2023
Appeals against rejection of claims for Investor Protection Fund compensation because appellants allegedly availed Anugrah's impermissible Derivatives Advisory Services scheme involving assured returns.
All appeals dismissed · Impugned orders rejecting Investor Protection Fund claims upheld
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 252, 329, 330, 368, 369, 400 and 401 of 2023 dismissed on 15 May 2023; prior remand order dated 24 November 2022 mentioned.
SAT matter SATV-16C82EEC8ECE7823DD9A84E1
Appellants granted one week's time to file rejoinder · Matters listed on 1 May 2023
Appeal: Appeal Nos. 243, 244-247, 249-252, 329-330, 368 and 369 of 2023 were pending; listed on 1 May 2023
SAT matter SATV-1A80039268D636AA1B567BC0
Delay in filing the reply was condoned and the relevant application was allowed. · Miscellaneous Applications Nos. 613, 614, 615 and 616 of 2023 were allowed.
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 252, 329, 330, 368, 369, 400 and 401 of 2023; order dated 1 May 2023, with the matters heard and order reserved.
SAT matter SATV-2CC02977B1FC3E03ED169EC9
Appellants granted one week's time to file rejoinder · Matters listed for 1 May 2023
Appeal: Appeal Nos. 243 to 252, 329, 330, 368 and 369 of 2023 were listed; rejoinder time granted and matters adjourned to 1 May 2023
Not an insider-trading matter. The appeals concerned claims under the Investor Protection Fund, rejected because appellants availed Anugrah's prohibited Derivatives Advisory Services scheme offering assured returns.
All appeals dismissed · Impugned orders rejecting Investor Protection Fund compensation claims upheld
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 252, 329, 330, 368, 369, 400 and 401 of 2023 dismissed on 15 May 2023.
SAT matter SATV-36142222B8F7BD1890F66310
Delay in filing all appeals condoned and exemption applications allowed · Impugned orders set aside
Appeal: Appeal Nos. 867, 868, 869, 870, 871, 872, 873 and 874 of 2022 allowed on 17 November 2022
SAT matter SATV-2738207EC3B3D2D257DAB814
A week's time allowed to appellants to deposit court fees · Miscellaneous applications for exemption from payment of fees disposed of
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 against common NSE order; pending, listed for admission on 28 March 2023
SAT matter SATV-36FD1B87D66B51CB58CCE355
Respondent directed to file replies to the amended appeals within three weeks from 28 March 2023 · Matters listed on 24 April 2023
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251 and 252 of 2023 were pending; replies ordered and matters listed on 24 April 2023
SAT matter SATV-36EF9FAB6279B621B82AAAD4
Delay in filing the reply was condoned and the relevant application was allowed. · Miscellaneous Applications Nos. 613, 614, 615 and 616 of 2023 were allowed.
Appeal: Multiple appeals, including Appeal Nos. 243-250, 252, 329-330, 368-369 and 400-401 of 2023, were heard together; order reserved on 1 May 2023.
SAT matter SATV-3DC86EBC09304F50AD1AD962
Place Misc. Applications along with record on the date fixed · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Misc. Application Nos. 613, 614, 615, 616 of 2023 in Appeal Nos. 247, 246, 244, 245 of 2023 pending; vide order dated 27.04.2023 applications to be placed with record on date fixed
SAT matter SATV-4D4721409A4E3051E3D26ACD
All appeals filed against common order taken up together · Appellants allowed a week's time to deposit court fees
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 pending; listed for admission on 28 March 2023 vide order dated 16.03.2023
SAT matter SATV-3E32154415B44CF71DFE472D
Delay in filing the reply was condoned. · Miscellaneous applications 613, 614, 615 and 616 were allowed.
Appeal: Appeals 243, 244, 245, 247, 249, 250, 252, 246, 329, 330, 368, 369, 400 and 401 of 2023 were heard and reserved on 1 May 2023; no final disposal is recorded in this order.
SAT matter SATV-3EDDC56D2991A9F11DD54564
Delay in filing of reply condoned, application allowed · Misc Application Nos. 613, 614, 615 and 616 allowed; exemption applications allowed
Appeal: Appeal Nos. 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 vs NSE; heard on 01.05.2023, order reserved, not finally disposed
Appellants availed Anugrah's prohibited Derivatives Advisory Services assuring fixed returns, rendering claims under Investor Protection Fund inadmissible.
All appeals dismissed · NSE Committee rejection of Investor Protection Fund claims upheld
Appeal: Appeal Nos. 243-247, 249, 250, 252, 329, 330, 368, 369, 400, 401 of 2023 dismissed by SAT decision dated 15.05.2023 (reserved 01.05.2023)
Clients availed prohibited Derivatives Advisory Services assuring fixed returns from broker Anugrah, making IPF compensation claims inadmissible.
All appeals (Nos. 243-247, 249, 250, 252, 329,330,368,369,400,401 of 2023) dismissed · NSE Committee orders rejecting Investor Protection Fund claims upheld
Appeal: Appeal Nos. 243 of 2023 and 13 connected appeals decided and dismissed on 15.05.2023 (reserved 01.05.2023)
Clients availed Anugrah's Derivatives Advisory Services with assured fixed returns, making Investor Protection Fund claims inadmissible.
All Appeal Nos.243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 dismissed · NSE Committee rejection of IPF compensation upheld as no error of law
Appeal: Appeal Nos.243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 reserved 01.05.2023, decided/dismissed 15.05.2023
SAT matter SATV-663B3CE029EE69A243C0BA90
A week's time allowed to the appellant to file rejoinder · Matter listed on May 1, 2023
Appeal: Appeal Nos. 243-247, 249-252, 329-330, 368-369 of 2023 pending before SAT; not disposed, adjourned on 24.04.2023 for rejoinder
The appellants allegedly availed Derivatives Advisory Services involving assured or guaranteed returns from Anugrah, making their Investor Protection Fund claims inadmissible.
All appeals dismissed. · Impugned orders rejecting Investor Protection Fund compensation claims upheld.
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 252, 329, 330, 368, 369, 400 and 401 of 2023 dismissed on 15 May 2023.
NSE Defaulters' Committee rejected investors' claim petitions on ground they were availing derivatives advisory services; review applications were also rejected.
All impugned orders dated 7 July 2022 set aside · Matters remitted to NSE Defaulters' Committee for fresh decision by reasoned speaking order
Appeal: Appeal Nos. 867 to 874 of 2022 allowed and disposed on 17 November 2022
SAT matter SATV-69047A30D7CB173C05263150
Respondent NSE to file reply on amended appeals · List all appeals on April 24, 2023
Appeal: Appeal Nos. 243 of 2022 and 244, 245, 246, 247, 249, 250, 251, 252 of 2023 pending before SAT; vide order dated 28.03.2023 at reply stage, next date 24.04.2023
Appellants availed Anugrah's impermissible Derivatives Advisory Services assuring fixed returns, rendering claims under Investor Protection Fund inadmissible.
All appeals (Nos. 243-247, 249, 250, 252, 329, 330, 368, 369, 400, 401 of 2023) dismissed · NSE Member and Core Settlement Guarantee Fund Committee rejection of IPF claims confirmed
Appeal: Prior appeal allowed by SAT on 24.11.2022 remanding IPF rejection to NSE Committee for fresh decision; present 14 appeals decided 15.05.2023 (reserved 01.05.2023) - dismissed
SAT matter SATV-6D95CC4FD182163F5CD8A5FA
Miscellaneous applications for exemption from payment of fees disposed of · Amendment applications allowed
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 pending before SAT; listed for admission on 28.03.2023
SAT matter SATV-70ABB03E26B4678FD98355C7
Delay in filing of reply condoned; application allowed · Misc Application Nos. 613, 614, 615 and 616 allowed; exemption applications allowed
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 252, 329, 330, 368, 369, 400, 401 of 2023 against NSE - heard on 1.5.2023, order reserved
Anugrah offered prohibited Derivatives Advisory Services with assured returns; appellants availed DAS and received assured returns, making IPF claims inadmissible.
All appeals dismissed · NSE Committee rejection of Investor Protection Fund claims upheld
Appeal: Appeal Nos. 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 dismissed on 15.05.2023; earlier appeal allowed 24.11.2022 remanding to Committee
SAT matter SATV-73A3389D3C24DB148199DABD
A week's time allowed to appellants to deposit court fees · Miscellaneous applications for exemption from payment of fees disposed of
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 pending before SAT; vide order dated 16.03.2023 listed for admission on 28.03.2023 with fee exemption/amendment applications disposed
Clients availed prohibited Derivatives Advisory Services (DAS) assuring fixed returns from broker Anugrah, rendering Investor Protection Fund claims inadmissible.
All appeals (Nos 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023) dismissed · NSE Committee orders rejecting IPF compensation upheld as no error of law
Appeal: Prior appeal allowed by SAT order dated 24.11.2022 remanding for fresh decision; present 14 appeals disposed/dismissed by SAT decision dated 15.05.2023
SAT matter SATV-86F937E6CB736E14E66249F2
Delay in filing of reply condoned; application allowed · Misc Application Nos 613, 614, 615 and 616 of 2023 allowed; exemption applications allowed
Appeal: Appeal Nos 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 against NSE; heard on 1.5.2023, order reserved
Investor claim petitions rejected by NSE on ground appellants were availing derivatives advisory services; review applications similarly rejected.
Delay in filing appeals condoned; exemption applications allowed · Impugned NSE communication dated 7 July 2022 set aside for non-application of mind
Appeal: Appeal Nos. 867-874 of 2022 with Misc. Applications allowed and disposed on 17.11.2022
SAT matter SATV-8FD3F1393D975939A9A583AB
One week's time allowed to the appellant to file rejoinder · Matter listed on May 1, 2023
SAT matter SATV-9226D3DBAF249C29821DDC11
Delay in filing of reply condoned; application allowed · Misc Application Nos. 613, 614, 615 and 616 allowed; exemption applications allowed
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 252, 329, 330, 368, 369, 400, 401 of 2023 vs NSE heard on 1.5.2023; order reserved, not disposed
SAT matter SATV-9F48214EE190760CF26EC428
A week's time allowed to appellants to deposit court fees · Miscellaneous applications for exemption from payment of fees disposed of
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 against common NSE order pending; listed for admission on 28.03.2023
NSE rejected investor claim petitions on ground appellants were availing derivatives advisory services; review applications also rejected.
Delay in filing appeals condoned and exemption applications allowed · Impugned NSE communications dated 7th July 2022 set aside in all appeals
SAT matter SATV-AB705B79981B554902A21ACF
Delay in filing of reply condoned · Misc Application Nos 613, 614, 615 and 616 allowed and exemption applications allowed
SAT matter SATV-B8AAEEBE6F9732449F50042F
Delay in filing of reply condoned; application allowed · Misc Application Nos 613, 614, 615 and 616 allowed; exemption applications allowed
Appeal: Appeal Nos 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 against NSE pending before SAT; heard and order reserved on 1.5.2023
Appellants availed prohibited Derivatives Advisory Services (DAS) with assured/guaranteed returns from broker Anugrah; hence IPF compensation claims inadmissible.
All appeals (Nos 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023) dismissed · NSE Committee rejection of Investor Protection Fund claims upheld - assured-return payouts not eligible
Appeal: Appeal Nos 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 dismissed by SAT decision dated 15.05.2023 (reserved 01.05.2023)
Clients availed prohibited Derivatives Advisory Services with assured fixed returns; IPF compensation inadmissible
All appeals dismissed · IPF claims rejected as inadmissible for DAS assured returns
Appeal: Appeal Nos 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 dismissed on 15.05.2023 (reserved 01.05.2023)
Rejection of investor claim petitions on ground appellants were availing derivatives advisory services; challenge to review rejection by authorised signatory.
Delay in filing appeals condoned; exemption applications allowed · All impugned review-rejection orders set aside
Appeal: Appeal Nos. 867, 868, 869, 870, 871, 872, 873, 874 of 2022 allowed by SAT order dated 17.11.2022
SAT matter SATV-FBC0C929FE9BFC2698CB9192
Delay in filing reply condoned; application allowed · Misc Application Nos. 613, 614, 615 and 616 allowed; exemption applications allowed
Appeal: Appeal Nos. 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 against NSE; heard on 1.5.2023, order reserved
SAT matter SATV-EAF1E616485FBFFAA74F3AAF
All appeals filed against common order taken up together · Miscellaneous applications for exemption from payment of fees disposed of
Appeal: Appeal Nos. 243,244,245,246,247,249,250,251,252 of 2023 pending; listed for admission on 28.03.2023
SAT matter SATV-E96F7B604FE928101A39A507
Respondent NSE to file reply on amended appeals · Matter listed on April 24, 2023
Appeal: Appeal Nos. 243/2022, 244/2023, 245/2023, 246/2023, 247/2023, 249/2023, 250/2023, 251/2023, 252/2023 pending; reply stage, next date 24.04.2023
SAT matter SATV-46131955DFC710E60D39FE16
A week's time allowed to the appellant to file rejoinder · Matter listed on May 1, 2023
Appeal: Appeal Nos. 243-252 of 2023, 329-330 of 2023, 368-369 of 2023 pending before SAT; adjourned to May 1, 2023
Clients availed prohibited Derivatives Advisory Services assuring fixed returns from broker; Investor Protection Fund compensation claim held inadmissible.
All appeals Nos. 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 dismissed · NSE Committee rejection of Investor Protection Fund claims upheld as inadmissible
Investor claim petitions rejected by NSE on ground appellants were availing derivatives advisory services; review applications also rejected.
Delay in filing appeals condoned; exemption applications allowed · Impugned orders dated 7 July 2022 in all appeals set aside for non-application of mind
SAT matter SATV-81DE4E116037F7DE39E89F16
Respondent to file reply on amended appeals within three weeks · List matters on April 24, 2023
Appeal: Appeal Nos. 243 of 2022, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 pending; reply ordered, next listing 24 April 2023
SAT matter SATV-83BDC6FD64C5065CC414D97C
All appeals taken up together as filed against common NSE order · Appellants allowed a week's time to deposit court fees
Appeal: Appeal Nos. 243,244,245,246,247,249,250,251,252 of 2023 against common NSE order pending; listed for admission on 28.03.2023 per order dated 16.03.2023
Appellants availed prohibited Derivatives Advisory Services assuring fixed returns from Anugrah, rendering Investor Protection Fund claims inadmissible.
All appeals Nos. 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 dismissed · NSE Committee rejection of Investor Protection Fund claims upheld
Appeal: Prior appeal allowed by SAT order dated 24 Nov 2022 remanding to NSE Committee; present appeals dismissed by decision dated 15 May 2023
SAT matter SATV-9EA2C500E6442CE1B5FAADAA
Respondent to file reply on amended appeals · List matters on April 24, 2023
Appeal: Appeal Nos. 244, 245, 246, 247, 249, 250, 251, 252 of 2023 and 243 of 2022 pending before SAT; at reply stage, next date April 24, 2023
Rejection of investor claim/review petitions by NSE on ground appellants were availing derivatives advisory services
Delay in filing appeals condoned and exemption applications allowed · Impugned review-rejection orders set aside for non-application of mind
Appeal: Appeal Nos.867, 868, 869, 870, 871, 872, 873, 874 of 2022 disposed on 17.11.2022 - all allowed
SAT matter SATV-B3753FA442B3080722799F04
One week's time allowed to appellants to deposit court fees · Miscellaneous applications for exemption from payment of fees disposed of
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 against common NSE order pending; listed for admission on 28 March 2023
SAT matter SATV-ACE2473D59451EB63E7E702D
A week's time allowed to appellants to deposit court fees · Miscellaneous applications for exemption from payment of fees disposed of
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 against common NSE order - pending, listed for admission on 28 March 2023
Claim petitions rejected on ground appellants were availing derivatives advisory services; review applications rejected without consideration by Committee
Delay in filing appeals condoned and exemption applications allowed · All impugned orders dated 07.07.2022 set aside
Appeal: Appeal Nos. 867-874 of 2022 with Misc. Applications allowed and disposed on 17.11.2022
Broker Anugrah offered prohibited Derivatives Advisory Services assuring fixed returns akin to PMS; appellants availed DAS and received assured returns, rendering IPF compensation inadmissible.
All appeals (Nos. 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023) dismissed · NSE Committee orders rejecting Investor Protection Fund claims upheld - no error of law
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 252, 329, 330, 368, 369, 400, 401 of 2023 disposed and dismissed by SAT decision dated 15.05.2023 (reserved 01.05.2023); prior appeal allowed and remanded by SAT order dated 24.11.2022
Anugrah offered Derivatives Advisory Services assuring fixed returns akin to PMS; appellants as DAS clients received assured returns, making IPF claims inadmissible.
All appeals dismissed; NSE Committee rejection of IPF claims upheld as no error of law · No order as to costs; parties to act on digitally signed order
Appeal: Appeal Nos. 243-247, 249-250, 252, 329-330, 368-369, 400-401 of 2023 dismissed on 15.05.2023 (reserved 01.05.2023)
SAT matter SATV-FAE4A6F8356D6BAC42E3DD87
Delay in filing of reply condoned; application allowed · Misc. Application Nos. 613, 614, 615 and 616 allowed; exemption applications allowed
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 252, 329, 330, 368, 369, 400, 401 of 2023 against NSE heard on 01.05.2023; order reserved

Other

SAT matter SATV-3B8D14CE5E116B508D159DE9
Respondent NSE to file reply on amended appeals · Matter to be listed on April 24, 2023
Appeal: Appeal Nos. 244, 245, 246, 247, 249, 250, 251, 252 of 2023 and 243 of 2022 pending before SAT; reply stage, listed on 24 April 2023, no disposal yet

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Source: SecMarx — Kabir Kapur. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.