J V Stock Broking Pvt. Ltd.
Penalties and directions recorded
- Parties directed to obtain instructions from the Registrar 48 hours before the listed date regarding video-conference or physical hearing
- Parties directed to obtain Registrar's instructions 48 hours before the listed date regarding video conference or physical hearing
- Parties directed to obtain instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing
- Parties directed to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
- Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
SAT-appeal
- SAT matter SATV-05AB5FB76A965CB73E7AE6B4Review Application No. 21 of 2019 listed on 2 March 2021 · Parties directed to obtain instructions from the Registrar 48 hours before the listed date regarding video-conference or physical hearingAppeal: Review Application No. 21 of 2019 in Appeal No. 176 of 2018 was directed to be listed on 2 March 2021; connected Appeal No. 177 of 2018, Misc. Application No. 610 of 2019 in Review Application No. 22 of 2019 in Appeal No. 365 of 2017, and Appeal No. 362 of 2017 were also before the Tribunal.
- SAT matter SATV-09858D4DF0F14ABA93E7FF28Review Application No. 21 of 2019 listed on 10 March 2021 · Parties directed to obtain Registrar's instructions 48 hours before the listed date regarding video conference or physical hearingAppeal: Review Application No. 21 of 2019 in Appeal No. 176 of 2018 was listed for 10 March 2021; connected Appeal No. 177 of 2018, Misc. Application No. 610 of 2019 in Review Application No. 22 of 2019 in Appeal No. 365 of 2017, and Appeal No. 362 of 2017 were before the Tribunal.
- SAT matter SATV-1D0E98A08075C222B2D4670BReview Application No. 21 of 2019 listed on 10 March 2021 · Parties directed to obtain instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearingAppeal: Review Application No. 21 of 2019 in Appeal No. 176 of 2018; listed for 10 March 2021. Connected with Appeal No. 177 of 2018, Review Application No. 22 of 2019 in Appeal No. 365 of 2017, and Appeal No. 362 of 2017.
- SAT matter SATV-327C00007BC259039F646E02Review Application No. 21 of 2019 listed on 2 March 2021 · Parties directed to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearingAppeal: Appeal Nos. 176 of 2018, 177 of 2018 and 362 of 2017, with Review Applications Nos. 21 and 22 of 2019 and Miscellaneous Application No. 610 of 2019; review matter adjourned to 2 March 2021
- Self trades including synchronized trades allegedly creating false/misleading appearance and artificial volume; SPFL for lack of due care, JV for PFUTP violationImpugned AO order quashed and set aside against both appellants · Matter restored to adjudicating officer for fresh decision on merits per lawAppeal: Appeal Nos. 249 and 250 of 2015 disposed on 25.02.2016 by SAT quashing AO order and remanding
- SAT matter SATV-8F59BF2D73257AC92364D874List Review Application on March 2, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearingAppeal: Review Application No. 21 of 2019 in Appeal No. 176 of 2018 with Appeal No. 177 of 2018 and Review Application No. 22 of 2019 in Appeal No. 365 of 2017 with Appeal No. 362 of 2017 pending; adjourned to March 2, 2021 with no disposal on merits on 19.02.2021
- J.V. Stock Broking executed self/synchronized trades creating false appearance and artificial volume; SPFL charged for failure to carry on business with due care, skill and diligence.Impugned AO order against both appellants quashed and set aside · Matter restored to adjudicating officer for fresh decision on merits per lawAppeal: Appeal Nos. 249 and 250 of 2015 disposed on 25.02.2016 by common SAT order quashing AO order and remanding
- SAT matter SATV-F653B86214DA393AC4DCDE7DList Review Application on March 10, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearingAppeal: Review Application No. 21 of 2019 in Appeal No. 176 of 2018 with Appeal No. 177 of 2018, Misc. Application No. 610 of 2019 in Review Application No. 22 of 2019 in Appeal No. 365 of 2017 and Appeal No. 362 of 2017 pending, listed on 10 March 2021
- SAT matter SATV-5854A5C194A35B8A949ADFCEReview Application No. 21 of 2019 listed on 2 March 2021 · Parties directed to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearingAppeal: Review Application No. 21 of 2019 in Appeal No. 176 of 2018; connected Appeal No. 177 of 2018, Misc. Application No. 610 of 2019 in Review Application No. 22 of 2019 in Appeal No. 365 of 2017, and Appeal No. 362 of 2017; listed for 2 March 2021
Other
- SAT matter SATV-6EB85BA3348C3841B087AD7AList Review Application on March 10, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
Source: SecMarx — J V Stock Broking Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.