Investment Research Advisor
Penalties and directions recorded
- Matters directed to be listed on 26 July 2023
SAT-appeal
- SAT matter SATV-1466140FE59630A54CD17F12Matters directed to be listed on 26 July 2023Appeal: Appeal Nos. 626 and 627 of 2023 listed before SAT on 25 July 2023; directed to be put up on 26 July 2023
- SAT matter SATV-5A494A2AFADF4D4C844F40E4Review Application No. 33 of 2023 dismissed as not maintainableAppeal: Review Application No. 33 of 2023 in Appeal No. 626 of 2023 dismissed as not maintainable on 16.02.2024
Source: SecMarx — Investment Research Advisor. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.