India Focus Cardinal Fund

2 matters before the Securities Appellate Tribunal

SAT-appeal

Alleged violation of PFUTP regs 3, 4 and FII reg 13A(2); prima facie connected with Arun Panchariya and Pan Asia Advisors Ltd, alleged arrangers of GDRs under investigation.
Allow appellant to sell securities in Exhibit J and repatriate sale proceeds as per law with intimation to Board · Grant Board extension to complete investigation by September 30, 2012
Appeal: Appeal No.82 of 2012 and Misc Application No.78 of 2012 in Appeal No.193 of 2011 disposed on 27 June 2012
SAT matter SATV-F5B1F80D1D6142C344059AEC
Treat memorandum of appeal as reply to ex parte order cum show cause notice · SEBI to pass order after hearing appellant before end of 2011
Appeal: Appeal No. 193 of 2011 decided and disposed on 21.11.2011 with directions to SEBI

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Source: SecMarx — India Focus Cardinal Fund. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.