IIFL Commodities Ltd. erstwhile India Infoline Commodities Ltd.

42 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Matters adjourned and listed for further hearing on September 29, 2021
Parties to take instructions from Registrar 48 hrs before date fixed on video vs physical hearing
List matters for further hearing on January 21, 2022 for arguments of Mr. Kevic Setalvad for respondent in other connected appeals
Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearing
Matters adjourned as one Member unable to join due to internet connectivity

SAT-appeal

SAT matter SATV-37E1429976B72C1C6F6A9B2C
List Appeal Nos. 214, 217, 218, 288 and 289 of 2019 on February 22, 2021 · Appellants to file scanned copy of memo of appeal etc before registry
Appeal: Appeal Nos. 214, 217, 218, 288 and 289 of 2019 pending before SAT; next listed on February 22, 2021
Brokers held not fit and proper for commodity broker registration for NSEL paired-contract trades violating exemption conditions, assured returns, collateral claims, client code modification and fund misuse.
Appeal: Appeal Nos. 214,217,218,288,289,567-571 of 2019 heard 02.02.2022, decided 09.06.2022; common disposal
SAT matter SATV-3A5EFFA4678B5BE740503CE0
List Appeal Nos. 214, 217, 218, 288 and 289 of 2019 on February 22, 2021 · Appellant to file scanned copy of memo of appeal etc. before registry in the meanwhile
Appeal: Appeal Nos. 214, 217, 218, 288 and 289 of 2019 pending before SAT; adjourned vide order dated 21.01.2021 to February 22, 2021, not disposed
SAT matter SATV-3B9B78CEAE2615DC91672A1F
Matters adjourned and listed for further hearing on September 29, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 adjourned on 28.09.2021 to 29.09.2021; no disposal on merits
SAT matter SATV-4CD47DBDC7EF1E8446574520
List matters for further hearing on January 21, 2022 for arguments of Mr. Kevic Setalvad for respondent in other connected appeals · Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; heard in part on 13.01.2022, adjourned for further hearing on 21.01.2022
SAT matter SATV-48796516EFB0E62227F547C2
Matters adjourned as one Member unable to join due to internet connectivity · List for further hearing on September 29, 2021
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 adjourned on 28.09.2021, not disposed; next hearing 29.09.2021
SAT matter SATV-5C8F9CE58F907B82FE7ED53C
List matters on September 27, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; adjourned on 21.09.2021, not disposed
SAT matter SATV-6488D1D7CE0D77DFBEC5628D
List/adjourned to September 27, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending before SAT; adjourned to September 27, 2021 vide order dated 21.09.2021
SAT matter SATV-6ED9CE4485A37006B38C1B90
List matters for further hearing on January 21, 2022 for arguments of Mr. Kevic Setalvad · Parties to take instructions from Registrar 48 hrs before fixed date on video conference or physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending before SAT; adjourned for further hearing on January 21, 2022
SAT matter SATV-6CD403DC7E88DDC3637D5972
List these appeals for further hearing on August 27, 2021 · Written submissions may be filed by parties in the meanwhile
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending before SAT; adjourned to 27.08.2021, not disposed on 11.08.2021
SAT matter SATV-7866DEE75060FCED47E83738
List on September 27, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; adjourned to September 27, 2021 vide order dated 21.09.2021
SAT matter SATV-80F23315965019389D809F5E
Arguments continuing; matters put up on October 5, 2021 for further arguments · Parties to take instructions from Registrar 48 hrs before date fixed on video conference or physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending before SAT; order dated 04.10.2021 only adjourns for further arguments on 05.10.2021, no disposal
SAT matter SATV-971A709DA356B4F6DC7AFA93
Put up matters on October 5, 2021 for further arguments as arguments continuing · Parties to take instructions from Registrar 48 hrs before date fixed on VC or physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; arguments continuing, adjourned to 05.10.2021
SAT matter SATV-9D394C1FCFBC580F0EE34E0C
List appeals for further hearing on August 27, 2021 · Written submissions may be filed by parties in the meanwhile
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; listed for further hearing on August 27, 2021 vide order dated 11.08.2021
SAT matter SATV-98272B0D0CA2D29AE935D085
List on November 18, 2021 for hearing of respondent counsel in National Spot Exchange Ltd. matters · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending before SAT; order dated 27.10.2021 adjourns to 18.11.2021, not disposed
SAT matter SATV-AEAA3B1AECCE18C2F1415820
Put up on September 28, 2021 for continuation of arguments · Parties to take instructions from Registrar 48 hrs before date fixed on video conference or physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending before SAT; arguments continuing per order dated 27.09.2021; next hearing September 28, 2021
SAT matter SATV-B06245D7469F893BC291AF4D
List on November 18, 2021 for hearing of respondent counsel in National Spot Exchange Ltd. matters · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567-571 of 2019 pending before SAT; adjourned on 27.10.2021 to 18.11.2021, not disposed
SAT matter SATV-BB0416E74E4FDACDF0142FDA
List on November 18, 2021 for hearing of respondent counsel in National Spot Exchange Ltd. matters · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 heard in part on 27.10.2021; adjourned to 18.11.2021 for respondent arguments
SAT matter SATV-A3F3315B93C6BD47B2743829
Arguments of senior counsel for appellants continuing; matter put up on September 28, 2021 for continuation · Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; arguments continuing per SAT order dated 27.09.2021
SAT matter SATV-BF157DE080FF17CAE41BBC71
List on November 18, 2021 for hearing of respondent counsel in NSEL matters · Parties to take instructions from Registrar 48 hrs before date fixed on VC vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 heard in part on 27.10.2021 and adjourned to 18.11.2021; not disposed
SAT matter SATV-C80244F7F92EA47FB803EE51
Arguments continuing; matter put up on September 28, 2021 for continuation of arguments · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending before SAT; arguments continuing on 27.09.2021; next hearing September 28, 2021
SAT matter SATV-C274318708AEDAB14C7E5D07
Arguments continuing; matters put up on October 5, 2021 for further arguments · Parties to take instructions from Registrar 48 hrs before date fixed on hearing mode - video conference or physical
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending before SAT; arguments continuing per order dated 04.10.2021; next date October 5, 2021
Commodity brokers alleged not fit and proper for NSEL paired-contract violations, false assured returns, client code modification and KYC/PMLA lapses; registration rejected.
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 heard 02.02.2022, decided 09.06.2022 together with Appeal No. 218 of 2019 as lead
SAT matter SATV-CA59B156B46C1117B038713B
List appeals on September 27, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference or physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 heard on 21.09.2021; adjourned to 27.09.2021, no disposal on merits
SAT matter SATV-E0D1D1364375E3570BB3E055
Heard counsel for appellants; list on November 18, 2021 for hearing of counsel for respondent in NSEL matters · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; heard in part on 27.10.2021 and adjourned to 18.11.2021, not disposed
SAT matter SATV-DB092540A9A81092A800AC51
Matters adjourned as one Member unable to join due to internet connectivity · Listed for further hearing on September 29, 2021
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 adjourned on 28.09.2021; next hearing 29 September 2021; not disposed
SAT matter SATV-EBA3DEBD291236C3A46B8FBF
List Appeal Nos. 214, 217, 218, 288, 289, 567-571 of 2019 for further hearing on August 27, 2021 · Parties permitted to file written submissions in the meanwhile
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; listed for further hearing on 27.08.2021, not disposed on 11.08.2021
SAT matter SATV-E644C7B3B23A5FB8CC0DB4A4
Arguments of appellants continuing; matter put up on September 28, 2021 for continuation · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending before SAT; arguments continuing as on 27.09.2021, adjourned to 28.09.2021
SAT matter SATV-FA08911F140AAAB56D00B156
List matters for further hearing on January 21, 2022 for arguments of Mr. Kevic Setalvad · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; heard in part on 13.01.2022 and adjourned to 21.01.2022, not disposed
Brokers allegedly not fit and proper for executing NSEL paired contracts in breach of exemption conditions, mis-selling assured returns and misusing client accounts.
WTM rejected commodity broker registration as not fit and proper (under challenge before SAT)
SAT matter SATV-5BEE1869C302A2BB0EC673E5
List appeals on September 27, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; adjourned on 21.09.2021 to 27.09.2021 with no disposal
SAT matter SATV-737175393540A901A320207B
List Appeals on February 22, 2021 · Appellants to file scanned copy of memo of appeal etc before Registry in the meanwhile
Appeal: Appeal Nos. 214, 217, 218, 288 and 289 of 2019 pending before SAT; adjourned to February 22, 2021 vide order dated 21.01.2021
SAT matter SATV-B15BE4D80B7DB5EFCA7A690C
Matters adjourned due to one Member unable to join; listed for further hearing on September 29, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
SAT matter SATV-C713BFDB4352BE8A29E56B2E
Arguments continuing; matters put up on October 5, 2021 for further arguments · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending before SAT; arguments continuing, adjourned to 5 October 2021
SAT matter SATV-C001B9731F81E3645BFCACD1
List appeals on September 27, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; adjourned to September 27, 2021 by order dated 21.09.2021
Trading NSEL paired contracts without physical delivery, mis-selling assured risk-free arbitrage returns with collateral backing and client code modification, rendering brokers not fit and proper.
Appeal: Appeal Nos. 214, 217, 218, 288, 289 and 567-571 of 2019 heard on 02.02.2022, decided on 09.06.2022 by SAT Mumbai
SAT matter SATV-D2412381DEA20BD6D22DE483
List matters on February 22, 2021 · Appellant to file scanned copy of memo of appeal etc before registry in meanwhile
Appeal: Appeal Nos. 214, 217, 218, 288 and 289 of 2019 pending; listed for February 22, 2021 vide order dated 21.01.2021
SAT matter SATV-E3216832FC7D308B356FEABE
Listed all connected matters for further hearing on January 21, 2022 for arguments of Mr. Kevic Setalvad · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; adjourned to January 21, 2022 vide order dated January 13, 2022
SAT matter SATV-F2D82A1867B4CB86F0438E81
Arguments of appellants' senior counsel continuing; matter put up on September 28, 2021 for continuation · Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; adjourned to 28.09.2021 for continuation
SAT matter SATV-F1F0E2A5ADBAA429E1B759EB
List Appeals for further hearing on August 27, 2021 · Written submissions may be filed by parties in meanwhile
Appeal: Appeal Nos. 214,217,218,288,289,567,568,569,570,571 of 2019 pending; adjourned on 11.08.2021 for further hearing on 27.08.2021
SAT matter SATV-D7482599429DC888C56D3C6F
Arguments continuing; matters put up for further arguments · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending; arguments continuing, adjourned to 05.10.2021

Other

SAT matter SATV-EC097E7895E5FB6D2A467552
Arguments of learned senior counsel for appellants continuing; matter put up for continuation · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 214, 217, 218, 288, 289, 567, 568, 569, 570, 571 of 2019 pending before SAT; arguments continuing on 27.09.2021, adjourned to 28.09.2021 with no final disposal

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Source: SecMarx — IIFL Commodities Ltd. erstwhile India Infoline Commodities Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.