ICICI Bank Ltd.
Penalties and directions recorded
- List all matters on 27 June 2022
- Matters adjourned on SEBI’s request.
- Parties to take instructions from Registrar 48 hrs before fixed date on mode of hearing
- Matters listed on June 27, 2022
- List matters on April 27, 2022
SAT-appeal
- SAT matter SATV-0012A5DFF9B213F51D5D395EKarvy Stock Broking Limited granted one last opportunity to file a reply in HDFC Bank Ltd.'s appeal within two weeks from 18 October 2021 · Rejoinder, if any, to be filed within one week thereafterAppeal: Appeal Nos. 35, 50, 112 and 70 of 2020, and Appeal No. 75 of 2020 were pending; listed for final disposal on 22 November 2021.
- SAT matter SATV-028A537DF962AB900F40E3ABKarvy Stock Broking Limited granted one last opportunity to file a reply in HDFC Bank Ltd.'s appeal within two weeks from 18 October 2021 · Rejoinder, if any, may be filed within one week thereafterAppeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 were pending; listed for final disposal on 22 November 2021
- SAT matter SATV-02DFB7B22D2FB40DB2C9314BList all matters on 27 June 2022 · Parties to act on the digitally signed copy of the orderAppeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 were listed; no disposal on merits recorded in this order dated 27 April 2022.
- SAT matter SATV-06C6CAEDB8C3E247BF94EBD7Hearing in the appeals was adjourned and directed to recommence on 15 September 2022 · Parties directed to act on the digitally signed copy of the orderAppeal: Appeal Nos. 50 of 2020, 112 of 2020, 70 of 2020 and 75 of 2020 were pending; hearing adjourned on 24 August 2022 to 15 September 2022
- SAT matter SATV-0C259019118909DFF31CED51Review Application No. 21 of 2025 was directed to be listed on July 9, 2025Appeal: Review Application No. 21 of 2025 in Appeal No. 147 of 2025; mentioned on July 7, 2025 and directed to be listed on July 9, 2025
- SAT matter SATV-10AEDB7946FD45AA3266ED25Respondent No. 1 to file its reply on 30 September 2025 · List the matter on 9 October 2025Appeal: Appeal No. 320 of 2025; order dated 30 September 2025; proceedings adjourned to 9 October 2025
- SAT matter SATV-11ED8DDE63820667BAE648EFList the appeals for final disposal on 6 September 2021. · Extend any existing interim order until the next date.Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 were pending; listed for final disposal on 6 September 2021.
- SAT matter SATV-21809753860DC5F5CE615178Appeal No. 146 of 2025 dismissed · No costsAppeal: Appeal No. 146 of 2025 dismissed by SAT on 24 March 2025; maintainability was not examined
- SAT matter SATV-2191623886286A9B70D5E7D4Matters adjourned on SEBI’s request. · List the appeals on 27 April 2022.Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 were adjourned on 25 March 2022; listed for 27 April 2022.
- SAT matter SATV-215727D6EE808705E2E013CBKarvy Stock Broking Limited granted one last opportunity to file a reply in HDFC Bank Ltd.'s appeal. · Rejoinder, if any, may be filed thereafter.Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020, with Misc. Application No. 113 of 2020; order dated 18 October 2021 granted time for reply and continued interim relief, with final disposal listed for 22 November 2021.
- SAT matter SATV-254A68D768319E5428A3469DAppeal Lodging No. 162 of 2025 and Miscellaneous Application No. 375 of 2025 listed for admission on 26 March 2025Appeal: Appeal Lodging No. 162 of 2025 was mentioned on 20 March 2025 and directed to be listed for admission on 26 March 2025; no disposal on merits.
- SAT matter SATV-282A38AA205C8726D84969D6Last opportunity to Karvy Stock Broking Ltd to file reply in HDFC Bank appeal within two weeks · Rejoinder, if any, may be filed within a week thereafterAppeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application 113 of 2020 pending before SAT; interim relief extended; listed for final disposal on 22 November 2021
- SAT matter SATV-2EE38B4FEC0CEC9662FF8C6FCall on May 4, 2026, high on boardAppeal: Appeal No. 320 of 2025 with Misc. Application Nos. 757 and 1143 of 2025 pending; adjourned to May 4, 2026
- SAT matter SATV-38D01A77333C08BA25029249List appeals for hearing on July 28, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on mode of hearing
- SAT matter SATV-738FCC030710C0C5C8D8D4A4Respondent No.4 granted one week's time to file reply · Matter listed on 10.12.2025Appeal: Appeal No. 320 of 2025 with Misc. Application Nos. 757 and 1143 of 2025 pending before SAT; procedural order dated 14.11.2025; next hearing on 10.12.2025
- ICICI Bank failed to provide appropriate protection against victimization of whistleblower; appellant alleged harassment, career impediment and illegal transfer to ICICI Bank Foundation.Appeal dismissed; SEBI SCORES closure of complaint upheld with no error found · No direction to ICICI Bank; dispute held to be private contractual dispute with no SEBI law involvedAppeal: Appeal No. 441 of 2022 with Misc. Application No. 723 of 2022 dismissed by SAT order dated 10.08.2022
- SAT matter SATV-796A4751D24085259D90424ABy consent, matter to be called on July 20, 2026Appeal: Appeal No. 320 of 2025 with Misc. Application Nos. 757 of 2025 and 1143 of 2025 pending; adjourned to July 20, 2026
- SAT matter SATV-92DD5FFA30B9B3D7349A26A8Matters listed on June 27, 2022 · Parties to act on digitally signed copy signed by Private Secretary on behalf of benchAppeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned to 27.06.2022 vide order dated 27.04.2022
- SAT matter SATV-9E0B28BF5FD9A6A2AF19E225By consent, call matter on November 4, 2025Appeal: Review Application No. 21 of 2025 in Appeal No. 147 of 2025 pending, adjourned to November 4, 2025 by consent
- SAT matter SATV-9742D509CC5EBACA0FB3B266Adjourned on request of respondent SEBI · List matters on April 27, 2022Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned on 25.03.2022 to 27.04.2022; no disposal
- SAT matter SATV-91FCDE4D1FE6930480E042D2List these appeals for final disposal on September 06, 2021 · Interim order, if any, extended till the next dateAppeal: Appeal Nos. 35, 50, 112, 70, 75 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned to 06 September 2021 with interim extended
- SAT matter SATV-A4670ECB8593F3771EE717E4By consent, matter to be called on February 10, 2026Appeal: Review Application No. 21 of 2025 in Appeal No. 147 of 2025 pending; next date February 10, 2026
- SAT matter SATV-A247399621CBCEEAE31AD450Part heard; by consent listed for further hearing on July 7, 2026Appeal: Appeal No. 320 of 2025 with Misc. Application Nos. 757 of 2025 and 1143 of 2025 part-heard on 23.06.2026, adjourned to July 7, 2026
- SAT matter SATV-A5F3222AAC7B47B7E5335EC8Three weeks' time allowed to Karvy Stock Broking Ltd to file reply in Appeal No. 70 of 2020 · Rejoinder may be filed within two weeks thereafterAppeal: Appeal Nos. 50, 70 and 75 of 2020 pending before SAT; adjourned vide order dated 09.12.2020 for admission and final disposal on 27.01.2021
- SAT matter SATV-B47FC8ED2EAA0E39C9FC5EB0Adjourned on request of respondent SEBI · List matters on April 27, 2022Appeal: Appeal Nos. 35 of 2020, 50 of 2020, 112 of 2020, 70 of 2020, 75 of 2020 with Misc. Application No. 113 of 2020 pending; adjourned to 27 April 2022
- SAT matter SATV-A59F44B5C16DEA3B91C03400List Appeal Nos. 35, 50, 112, 70, 75 of 2020 on June 27, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on paymentAppeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 heard on 27.04.2022; adjourned to 27.06.2022; pending, not disposed
- SAT matter SATV-BD47809542D979A2911B7BF9List on July 28, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference or physical hearingAppeal: Appeal Nos. 50, 112, 70, 75 of 2020 with Misc. Application No. 113 of 2020 pending; adjourned to July 28, 2021 vide order dated 16.06.2021
- SAT matter SATV-B4E5488001C27A32827EACE2Hearing to recommence on September 15, 2022 for further hearing · Parties to act on digitally signed copy by Private Secretary on behalf of benchAppeal: Appeal Nos. 50, 112, 70, 75 of 2020 with Misc. Application No. 113 of 2020 pending before SAT; heard on 24.08.2022 and adjourned to 15.09.2022 for further hearing
- SAT matter SATV-CBC69781E51372410990861AList Appeal Nos. 35, 50, 112, 70 and 75 of 2020 for final disposal on September 06, 2021 · Interim order, if any, extended till the next dateAppeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 pending before SAT; listed for final disposal on September 06, 2021 with interim extended
- SAT matter SATV-D6BF01552531D062D32595F6By consent, call on February 3, 2026Appeal: Appeal No. 320 of 2025 with Misc. Application No. 757 of 2025 and Misc. Application No. 1143 of 2025 pending; adjourned to February 3, 2026
- SAT matter SATV-DBDA3124AF2CB9C440C0284CThree weeks time allowed to Karvy Stock Broking Ltd. to file reply · Rejoinder may be filed within two weeks thereafterAppeal: Appeal Nos. 50, 70 and 75 of 2020 pending before SAT; adjourned and listed for admission and final disposal on 27 January 2021
- SAT matter SATV-5B4902D9C9807E4930195145Karvy Stock Broking Limited granted one final opportunity to file a reply in the HDFC Bank appeal within two weeks. · Rejoinder, if any, may be filed within one week thereafter.Appeal: Order dated 18 October 2021 in Appeal Nos. 35, 50, 112, 70 and 75 of 2020; final disposal listed for 22 November 2021
- SAT matter SATV-EE247030835BD298AB5CA9CDAdjourned on the request of respondent SEBI · List on April 27, 2022Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending before SAT; adjourned to 27 April 2022 vide order dated 25.03.2022
- SAT matter SATV-E2E1D060869789B1B23B21B5List / next hearing on June 27, 2022 · Parties to act on digitally signed copy by Private Secretary; certified copy from Registry on paymentAppeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned to June 27, 2022 by order dated 27.04.2022
- SAT matter SATV-63295A677C36BB5DA9C5682FMatters listed on 28 July 2021 · Parties to contact the Registrar 48 hours before the listed date regarding video conference or physical hearingAppeal: Appeal Nos. 50 of 2020, 112 of 2020, 70 of 2020 and 75 of 2020 were listed for further hearing on 28 July 2021; no disposal on merits stated.
- SAT matter SATV-3CCB1870B8FBF27E2B695E97Karvy Stock Broking Ltd granted three weeks to file reply in Appeal No. 70 of 2020 · Rejoinder may be filed within two weeks after replyAppeal: Appeal Nos. 50, 70 and 75 of 2020 pending before SAT; adjourned to January 27, 2021 for admission and final disposal
- SAT matter SATV-6BF16A310E367107CEF3F246List Appeals No. 35, 50, 112, 70, 75 of 2020 for final disposal · Interim order, if any, extended till next dateAppeal: Appeal Nos. 35, 50, 112, 70, 75 of 2020 with Misc. Application No. 113 of 2020 pending; listed for final disposal on 06 September 2021, interim extended
- SAT matter SATV-8C1D7655B3D6F08528CBD707Matter adjourned at appellant's request; listed next on 23.04.2026Appeal: Appeal No. 320 of 2025 pending; adjourned vide order dated 02.04.2026 to 23.04.2026
- SAT matter SATV-88504B9CEB309D1466C3C684Adjourned on request of respondent SEBI · List matters on April 27, 2022Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned to April 27, 2022 vide order dated 25.03.2022, no disposal on merits
- SAT matter SATV-B25BBC6911FBA7A447C65862Adjournment granted on respondent's request; matter to be called on December 5, 2025 by consentAppeal: Review Application No. 21 of 2025 in Appeal No. 147 of 2025 pending before SAT; adjourned vide order dated 04.11.2025
- SAT matter SATV-BFA9A01ACC0F0E8AEE4981FCCall on 24.07.2026Appeal: Appeal No. 320 of 2025 with Misc. Application No. 757 of 2025 and Misc. Application No. 1143 of 2025 pending; adjourned vide order dated 20.07.2026 to 24.07.2026
- SAT matter SATV-C524A4F6BD9753C39346F64EMatter adjourned by consent to September 9, 2025 to enable SEBI to complete instructionsAppeal: Review Application No. 21 of 2025 in Appeal No. 147 of 2025 pending before SAT; prior SAT order dated May 2, 2025; next date September 9, 2025
- SAT matter SATV-DCAAD859C3BE385B8CD55504List Appeal Nos. 35, 50, 112, 70, 75 of 2020 for final disposal on September 06, 2021 · Extend interim order, if any, till next dateAppeal: Appeal Nos. 35, 50, 112, 70, 75 of 2020 with Misc. Application No. 113 of 2020 heard on 28.07.2021, adjourned for final disposal on 06.09.2021 with interim extended
Other
- SAT matter SATV-9A699CFEF0A1326CFC47C0B4List matters on June 27, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
- SAT matter SATV-FD28905C0EEBA3635DD47EDBHearing to recommence on September 15, 2022 for further hearing · All concerned parties to act on digitally signed copy by Private SecretaryAppeal: Appeal Nos. 50, 112, 70, 75 of 2020 with Misc Application 113 of 2020 pending; adjourned for further hearing on 15.09.2022 vide order dated 24.08.2022
Source: SecMarx — ICICI Bank Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.