Hina Bhargav Panchal

3 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Impugned AO order dated 27 April 2020 imposing Section 15HB penalty held unsustainable
Disgorgement under Section 11B enforceable through recovery under Section 28A via Recovery Officer

SAT-appeal

Failure to comply with WTM order dated 25 February 2011 directing disgorgement for IPO-related irregularities during 2003-2005, leading to penalty under Section 15HB.
Impugned AO order dated 27 April 2020 imposing Section 15HB penalty held unsustainable · Disgorgement under Section 11B enforceable through recovery under Section 28A via Recovery Officer
Alleged violation of Section 12A of the SEBI Act and Regulations 3 and 4 of the PFUTP Regulations in relation to IPOs during 2003–2005.
Impugned adjudication order dated 22 October 2019 quashed · Matter remitted to the AO for fresh decision after providing an opportunity of hearing
Appeal: Appeal No. 466 of 2021 decided on 6 June 2023; impugned AO order quashed and matter remitted
SAT matter SATV-7E7B6473F54876C688C8BCFC
Delay condoned and Misc. Application No. 681 of 2021 allowed · Appeal No. 466 of 2021 to be listed for admission and for final disposal on February 16, 2023
Appeal: Misc. Application No. 681 of 2021 in Appeal No. 466 of 2021 allowed on 07.02.2023; delay condoned, appeal to be listed on 16.02.2023

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Source: SecMarx — Hina Bhargav Panchal. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.