Hemant Kothari
Penalties and directions recorded
- Adjourned on advocate's personal-ground request; listed for admission on November 9, 2021
- Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
- Rs.40 lakh penalty jointly and severally under Section 15H upheld
SAT-appeal
- SAT matter SATV-132AD6ED93C4AC6DCEBD5D13SEBI to file a short reply on whether the confirmatory order dated 31 July 2019 was served on the appellant on 8 July 2021 · List the appeal for admission on 17 November 2021Appeal: Misc. Application No. 1209 of 2021 and Appeal No. 665 of 2021; order dated 9 November 2021; admission hearing listed for 17 November 2021
- SAT matter SATV-2CDE58B365D9C728E75368F0Miscellaneous Application No. 337 of 2022 directed to be listed on 12 May 2022Appeal: Miscellaneous Application No. 337 of 2022 in Appeal No. 664 of 2021 and Appeal No. 665 of 2021; application adjourned for listing on 12 May 2022
- SAT matter SATV-9894A312B870BEF632B0B444Appeal allowed to be withdrawn at appellants' request · Time to comply with impugned SEBI order extended by 45 days from 18.07.2016Appeal: Appeal No. 264 of 2015 withdrawn and disposed of on 18.07.2016
- SAT matter SATV-D00CC72AFD59D7C528CC933BDelay condoned; Misc. Application No. 1209 of 2021 allowed · No interference with confirmatory order dated 31.07.2019; market restraint and account freeze continuesAppeal: Appeal No. 665 of 2021 with Misc. Application No. 1209 of 2021 disposed on 17.11.2021
- SAT matter SATV-81B8B513A69588578A738B56Adjourned on advocate's personal-ground request; listed for admission on November 9, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Misc. Application No. 1209 of 2021 in Appeal No. 665 of 2021 pending; adjourned, listed for admission on November 9, 2021
- Acquired 6,83,717 shares (~19.53%) of Kwality Credit & Leasing Ltd off-market without public announcement and open offer under Regulation 10 SAST 1997.Appeal dismissed with no order as to costs · Rs.40 lakh penalty jointly and severally under Section 15H upheldAppeal: Appeal No.179 of 2014 dismissed on 12 September 2014
- SAT matter SATV-F451814BF0C01128DF811BA2Put up on May 13, 2022 again · Parties to act on digitally signed copy of order by Private SecretaryAppeal: Misc. Application No. 337 of 2022 in Appeal No. 664 of 2021 and Appeal No. 665 of 2021 pending, next date May 13, 2022
Other
- SAT matter SATV-E11ACDEE41B4D2BF53223C04Put up Misc. Application No. 337 of 2022 for hearing on May 12, 2022Appeal: Misc. Application No. 337 of 2022 in Appeal No. 664 of 2021 and Appeal No. 665 of 2021 pending; listed next on May 12, 2022
Source: SecMarx — Hemant Kothari. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.