Hemang S. Shah
Penalties and directions recorded
- Parties directed to contact the Registrar 48 hours before the listed date regarding video or physical hearing
- Parties to obtain instructions from the Registrar 48 hours before the next date regarding video conference or physical hearing.
- List all matters on 21 February 2022.
- Parties to contact the Registrar 48 hours before the listed date regarding video or physical hearing.
- Parties were directed to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing.
SAT-appeal
- SAT matter SATV-00BB1266FCEEF9EA9C7B4182Appeal Nos. 542–550 of 2020 were listed for further hearing on 22 February 2022 · Parties directed to contact the Registrar 48 hours before the listed date regarding video or physical hearingAppeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 were heard and adjourned for further hearing on 22 February 2022
- SAT matter SATV-04228DAD300B162A245AB6D6Matter adjourned at the respondent's request. · Appeals listed for 27 January 2022.Appeal: Appeal Nos. 542 to 550 of 2020; order dated 24 December 2021 adjourned the matters to 27 January 2022. No disposal on merits.
- SAT matter SATV-05129BB20B69C87E2BCDC775Adjourned on the appellants' request. · List all matters on 21 February 2022.Appeal: Appeal Nos. 542 to 550 of 2020 were adjourned on 27 January 2022 and listed for 21 February 2022; no disposal on merits stated.
- SAT matter SATV-055F13722EAF0AD3BA8E2047All connected appeals were listed for 30 November 2021. · Parties were directed to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing.Appeal: Appeal Nos. 542 to 550 of 2020 were listed before SAT on 22 October 2021 and adjourned to 30 November 2021; no disposal on merits is recorded.
- Alleged violations of the PFUTP Regulations, 2003; specific conduct is not detailed in this SAT order.Common AO order imposing penalties quashed for violation of natural justice. · Matters remitted to the AO for fresh decision on merits after hearing the appellants.Appeal: Appeal Nos. 542 to 550 of 2020 allowed on 2 March 2022; impugned AO order quashed and matters remitted.
- SAT matter SATV-11926C019C5CEA5F9E8F265FMatter adjourned at the respondent's request. · Appeals listed for 27 January 2022.Appeal: Appeal Nos. 542 to 550 of 2020 were adjourned on 24 December 2021 and listed for 27 January 2022; no disposal on merits.
- SAT matter SATV-1F4E68836D0AB0ADCA613878List the matters on 30 November 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearingAppeal: Appeal Nos. 542 to 550 of 2020 were listed; the order dated 22 October 2021 adjourned the matters to 30 November 2021.
- SAT matter SATV-27691D710B00921887671458Adjourned the matters on the respondent's request. · Listed the appeals on 27 January 2022.Appeal: Appeal Nos. 542 to 550 of 2020 were pending and adjourned on 24 December 2021; next listed on 27 January 2022.
- SAT matter SATV-220E68B992C23A6A003AAEFCImpugned ex parte adjudication orders dated 5 June 2013 set aside by consent · Matters restored to the Adjudicating Officer for fresh orders on merits and in accordance with lawAppeal: Appeal Nos. 161 to 168 of 2013 disposed of on 18 December 2013; impugned orders set aside and matters remanded
- SAT matter SATV-2A7A7C6897CE126A9F258756Appeals adjourned on the appellants' request. · Matters listed for 21 February 2022.Appeal: Appeal Nos. 542 to 550 of 2020 were adjourned on 27 January 2022 and listed for 21 February 2022; no disposal on merits stated.
- SAT matter SATV-34129FF6447009316CE3889EMatter adjourned on the respondent's request. · Appeals listed for 27 January 2022.Appeal: Appeal Nos. 542 to 550 of 2020 were adjourned on 24 December 2021 and listed for 27 January 2022; no disposal on merits stated.
- SAT matter SATV-32CB6A3EDE2578E30676A4D1Adjourned on request of the appellant · List on 21 February 2022Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 adjourned on 27.1.2022; next listing 21.2.2022
- SAT matter SATV-3BC4653E3CEFC3170C0D669EList Appeals Nos. 542-550 of 2020 on 30 November 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearingAppeal: Appeals Nos. 542 to 550 of 2020 were pending and listed for 30 November 2021; no disposal on merits stated
- SAT matter SATV-505BE1F182641E15F6351B97Adjourned on request of the appellant, list on 21 February 2022 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearingAppeal: Appeal Nos.542,543,544,545,546,547,548,549,550 of 2020 adjourned on 27.1.2022 on appellant request, next listed 21 February 2022, no disposal on merits
- SAT matter SATV-4196388DF292B77AA29EA7A2Adjourned on request of respondent counsel, list on January 27, 2022 · Appellants directed to file physical copies of paper book failing which appeals would be dismissedAppeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 pending, adjourned to January 27, 2022; not disposed
- SAT matter SATV-4799AC705761B285AC0B7419Hearing begun; matters put up for further hearing on 22 February 2022 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearingAppeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; hearing begun on 21.02.2022, posted to 22.02.2022, not disposed
- SAT matter SATV-5B0ACAD92C2AE254EF877C68Adjourned on request of the appellant · List on 21 February 2022Appeal: Appeal Nos.542 to 550 of 2020 adjourned on 27.1.2022, listed on 21 February 2022; pending, not disposed
- SAT matter SATV-5E5EC1870CD7356702A76FB4List Appeals on October 22, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video-conference vs physical hearingAppeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned on 27.08.2021 to 22.10.2021, no disposal
- SAT matter SATV-743B251697B0991D2436874FRespondent may file affidavit-in-reply · Appellant may file affidavit-in-rejoinderAppeal: Appeal No. 542 of 2020 pending; listed for hearing and final disposal on March 15, 2021
- Alleged violation of PFUTP Regulations, 2003 leading to AO monetary penalties (specific conduct not detailed in SAT order)Impugned AO penalty order quashed for violation of principles of natural justice · All appeals allowed with costs; matters remitted to AO for fresh decision on merits after hearingAppeal: Appeal Nos. 542 to 550 of 2020 allowed on 02.03.2022; impugned AO order quashed and remanded
- SAT matter SATV-78D52AEB64C6684236017778Listed for hearing on November 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned to November 30, 2021 vide order dated 22.10.2021
- Alleged violation of SEBI PFUTP Regulations, 2003 leading to adjudication penalties; specific manipulative trades not detailed in SAT order.Impugned AO order quashed for violation of natural justice · All Appeals 542-550 of 2020 allowed with costsAppeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 allowed by SAT decision dated 02.03.2022 (reserved 23.02.2022); impugned AO order quashed and remanded
- SAT matter SATV-872C9D034BB9226C0E6BACF0Adjourned on request of respondent and listed on January 27, 2022 · Appellants directed to file physical copies of paper book failing which appeals would be dismissedAppeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned vide order dated 24.12.2021 to January 27, 2022
- SAT matter SATV-94015BFB6A1B9F9ED360C029Put up Appeal Nos. 542 to 550 of 2020 for further hearing on 22 February 2022 · Parties directed to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
- SAT matter SATV-9AE3FDA4AB359B20E10ED1D6Put up matters for further hearing on 22 February 2022 after hearing begun · Parties to contact Registrar 48 hours before fixed date on VC vs physical modeAppeal: Appeal Nos. 542 to 550 of 2020 pending; hearing begun on 21.02.2022, adjourned to 22.02.2022, not disposed
- SAT matter SATV-AF8CD751EA1D2CDB5CAB1DC1List Appeal Nos. 542 to 550 of 2020 on November 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 pending; adjourned to November 30, 2021 vide order dated 22.10.2021, no disposal
- SAT matter SATV-A5D466209F8EBA90AF9F834BList appeals on November 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned to November 30, 2021 vide order dated 22.10.2021
- SAT matter SATV-B4C1638DB06AD02942C565E3Adjourned on request of learned senior counsel for respondent SEBI · List on January 27, 2022Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned to January 27, 2022
- SAT matter SATV-52FC6557A3219F8004214B53Impugned ex parte adjudication orders dated 5 June 2013 set aside · Matters restored to the Adjudicating Officer for fresh orders on merits and in accordance with lawAppeal: Appeal Nos. 161 to 168 of 2013 disposed of on 18 December 2013; ex parte adjudication orders dated 5 June 2013 set aside and matters remanded
- SAT matter SATV-B9E134CCCA1030A5338468F5Hearing begun; matters put up for further hearing on 22 February 2022 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearingAppeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned for further hearing on 22 February 2022
- SAT matter SATV-BF75D4F82CECB74F5BF1A6B1List all connected appeals on November 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 pending; adjourned vide order dated 22.10.2021 to 30.11.2021
- SAT matter SATV-C6C8D1D8BA08E1FDFD5B608DMatter adjourned by consent and listed for hearing on August 14, 2024Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and 199 of 2023 with Misc. Application No. 1768 of 2022 pending; adjourned to 14 August 2024
- SAT matter SATV-C8DE88F6B7F9B98E6779AB6CDelay in filing appeal condoned; Misc. Application No. 1768 of 2022 allowed · Connect with Appeal No. 796 of 2022 and list on March 31, 2023Appeal: Appeal No. 199 of 2023 with Misc. Application No. 1768 of 2022 for delay condonation; delay condoned, pending with interim deposit direction, next date March 31, 2023
- SAT matter SATV-D067874B5E895EBD356D893DAdjourned on request of appellant · List on 21 February 2022Appeal: Appeal Nos. 542,543,544,545,546,547,548,549,550 of 2020 adjourned on 27.1.2022, next listed on 21 February 2022
- SAT matter SATV-D331DB75087CD7E3A04D643AMatter adjourned and directed to be called on October 17, 2024Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and Appeal No. 199 of 2023 pending before SAT; adjourned to 17.10.2024
- SAT matter SATV-D9389DFC9EE3308BC194CD89Adjourned on request of senior counsel for SEBI and listed on January 27, 2022 · Appellants directed to file physical copies of paper book failing which appeals would be dismissedAppeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned to January 27, 2022, not disposed
- SAT matter SATV-DE54774F30A7E038DA8CBAEFPut up Appeal Nos. 542-550 of 2020 for further hearing on 22 February 2022 · Parties to contact Registrar 48 hours before fixed date for video/physical hearing mode
- SAT matter SATV-EE710C61B170E38BF26653F2Adjourned on request of respondent counsel, listed on January 27, 2022 · Appellants directed to file physical copies of paper book failing which appeals would be dismissedAppeal: Appeal Nos. 542 to 550 of 2020 pending; adjourned on 24.12.2021, next listed January 27, 2022; not disposed
- SAT matter SATV-EE95691EFCA404043FDB358CList appeals on November 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on mode of hearingAppeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned vide order dated 22.10.2021 to November 30, 2021
- SAT matter SATV-FFD3CD7AFB21EE21736AD338Matter adjourned and directed to be called on October 17, 2024Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and Appeal No. 199 of 2023 pending; adjourned to October 17, 2024
- Alleged violation of PFUTP Regulations, 2003 pursuant to common SCN dated 27.07.2012; specifics of trades not discussed in remand order.Impugned AO penalty order quashed for violation of natural justice · All Appeal Nos. 542-550 of 2020 allowed with costsAppeal: Appeal Nos. 542-550 of 2020 allowed and disposed on 02.03.2022 (reserved 23.02.2022); earlier appeal against AO order 05.06.2013 allowed 18.12.2013 and remanded
- SAT matter SATV-486BF110107D5337FA01123AList Appeal No. 199 of 2023 for admission on February 20, 2023Appeal: Misc. Application No. 1768 of 2023 and Appeal No. 199 of 2023 by Hemang S. Shah vs SEBI listed for admission on Feb 20, 2023 vide order dated 15.02.2023
- Alleged violation of PFUTP Regulations, 2003 per common SCN dated 27 July 2012 and supplementary SCN dated 31 Oct 2014; specifics not detailed in SAT order.Impugned AO order quashed for violation of principles of natural justice · All Appeals No. 542 to 550 of 2020 allowed with costsAppeal: Appeal Nos. 542-550 of 2020 allowed and disposed by SAT order dated 02.03.2022 (reserved 23.02.2022)
- SAT matter SATV-6443EC0EC5529120CFC0B3B3Adjourned on request of appellant, list on 21 February 2022 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearing
- Alleged violation of PFUTP Regulations, 2003 per common SCN dated 27.07.2012; merits not decided, decided only on natural justiceImpugned AO penalty order quashed for violation of natural justice · All Appeals No. 542-550 of 2020 allowed with costsAppeal: Appeal Nos. 542 to 550 of 2020 allowed and disposed on 02.03.2022 (reserved on 23.02.2022); prior appeal against AO order dated 05.06.2013 allowed by SAT on 18.12.2013 and remanded
- SAT matter SATV-7F47C7210689F78545BCB17APut up matters for further hearing on 22 February 2022 · Parties to contact Registrar 48 hours before fixed date on video vs physical hearingAppeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549, 550 of 2020 pending before SAT; hearing begun, adjourned to 22 February 2022
- Alleged violation of PFUTP Regulations, 2003 per common SCN dated 27.07.2012; specifics not detailed in SAT order.AO penalty order quashed for violation of natural justice · All Appeals No. 542-550 of 2020 allowed with costsAppeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 allowed on 02.03.2022; impugned AO order quashed and remanded for fresh hearing
- Alleged violation of SEBI PFUTP Regulations, 2003 leading to AO penalty proceedings; specific manipulative trades not detailed in this remand order.Impugned AO penalty order quashed for violation of principles of natural justice · All Appeals Nos. 542 to 550 of 2020 allowed with costsAppeal: SAT Appeals Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 allowed and disposed on 02.03.2022 (reserved 23.02.2022); earlier appeal against AO order dated 05.06.2013 allowed on 18.12.2013 and remitted
- SAT matter SATV-B385EC7EF004D0DF4E8E0A98List appeal on April 23, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal No. 542 of 2020 pending, adjourned and listed on April 23, 2021
- SAT matter SATV-B3AB6DBCC515500ED489BBC9List Appeal Nos. 542 to 550 of 2020 on October 22, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 pending before SAT; heard on 27.08.2021 and adjourned to 22.10.2021, not disposed
- SAT matter SATV-C53230BBA30D60CEE6095F81Put up matters for further hearing on 22 February 2022 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearingAppeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; hearing begun on 21.02.2022, next hearing fixed for 22.02.2022, not disposed
- Alleged violation of PFUTP Regulations, 2003 per common SCN dated 27 July 2012 and supplementary SCN dated 31 Oct 2014.Impugned AO penalty order quashed for violation of natural justice · All Appeals Nos. 542-550 of 2020 allowed with costsAppeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 allowed by SAT order dated 02.03.2022 (reserved 23.02.2022)
- SAT matter SATV-C4C38AA41714D96426ECD184Adjourned on request of appellant · List on 21 February 2022
- SAT matter SATV-D7E9D1CCA9D546499318C444List Appeal Nos. 542 to 550 of 2020 on November 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal Nos. 542,543,544,545,546,547,548,549,550 of 2020 pending; adjourned to November 30, 2021 vide order dated 22.10.2021
- SAT matter SATV-CDBDC21227DB6F46A5088EACAdjourned on request of appellant · List on 21 February 2022Appeal: Appeal Nos. 542-550 of 2020 adjourned on 27.1.2022; next listing 21 February 2022; pending, not disposed
Other
- SAT matter SATV-EB23552595B2342C94F9E94DPut up Appeals No.542-550 of 2020 for further hearing on 22 February 2022 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearing
Source: SecMarx — Hemang S. Shah. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.