Hariharan Vaidyalingam

8 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Further hearing in the matters listed for 3 September 2020 at 11:40 a.m.
WTM order dated 29 Aug 2018: bar from securities market for 7 years (impugned in Appeal 477/2018)
AO order dated 28 Jun 2019: penalty Rs 1,25,00,000 for same PIT violation (impugned in Appeal 397/2019)
Parties to contact Registrar 48 hours before fixed date to confirm mode of hearing
Parties to contact Registrar 48 hours before fixed date; act on digitally signed copy

SAT-appeal

Alleged insider trading by selling MCX shares while possessing unpublished price sensitive information concerning a Department of Corporate Affairs show-cause notice to NSEL.
Appeal: Appeal No. 477 of 2018 challenged the WTM order dated 29 August 2018; Appeal No. 397 of 2019 challenged the AO order dated 28 June 2019. Both appeals were heard together; common decision dated 18 December 2020. Disposal outcome is not contained in the supplied text.
SAT matter SATV-1BE1C7B252B9E140A6DEDB63
Further hearing in the matters listed for 3 September 2020 at 11:40 a.m. · Parties directed to act on the digitally signed copy of the order.
Appeal: Appeal Nos. 477 of 2018 and 379 of 2019 were pending before SAT; order dated 2 September 2020 adjourned further hearing to 3 September 2020.
SAT matter SATV-1B5F2ABC8B15411EEBE782D0
Matter adjourned for further hearing on 3 September 2020 at 11:40 a.m. · Parties directed to act on the digitally signed order copy sent by fax or email
Appeal: Appeal Nos. 477 of 2018 and 379 of 2019 were heard together; further hearing fixed for 3 September 2020.
SAT matter SATV-3139D85FEFC4FD845C140D2E
Order reserved after hearing counsels via video conference · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal No. 477 of 2018 with Appeal No. 397 of 2019 heard on 03.09.2020; order reserved, not disposed
Sold 5,41,482 MCX shares while possessing UPSI about DCA show-cause dated 27 Apr 2012 to sister concern NSEL threatening withdrawal of exemption
WTM order dated 29 Aug 2018: bar from securities market for 7 years (impugned in Appeal 477/2018) · AO order dated 28 Jun 2019: penalty Rs 1,25,00,000 for same PIT violation (impugned in Appeal 397/2019)
Appeal: Appeal Nos. 477 of 2018 and 397 of 2019 heard together, reserved 3.9.2020, decided 18.12.2020 by common order
SAT matter SATV-9CD219EF49EE698990FD93CC
Order reserved after hearing on 03.09.2020 · Written arguments, if any, may be submitted within four days
Appeal: Appeal No. 477 of 2018 and Appeal No. 397 of 2019 heard on 03.09.2020; order reserved
SAT matter SATV-60D80F8AB564664655962C75
Appeals listed for hearing via video conferencing on 2nd September, 2020 at 11.30 a.m. · Paper book to be scanned and given to Tribunal in the meanwhile
Appeal: Appeal Nos. 477 of 2018 and 397 of 2019 pending; Misc. Applications Nos. 210, 211, 212, 213 of 2020 for urgency/interim relief disposed of on 13.08.2020 without interim relief
SAT matter SATV-95B16B97B658AF5D40D6402D
Appeals 477/2018 and 397/2019 listed for hearing via video conferencing on 2 September 2020 at 11:30 a.m. · Paper book to be scanned and given to Tribunal in the meanwhile
Appeal: Appeal No.477 of 2018 and Appeal No.397 of 2019 pending; Misc. Applications 210,211/2020 and 212,213/2020 for urgency/interim relief disposed of on 13.8.2020 without interim relief; appeals listed on 2.9.2020

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Source: SecMarx — Hariharan Vaidyalingam. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.