Haresh Ramchandra Posnak

5 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Penalty reduced from Rs. 6 lakhs to Rs. 50,000
Impugned orders in Appeals Nos. 210, 211, 212 and 213 of 2015 quashed and set aside qua the appellant
Matters restored to SEBI's Adjudicating Officer for fresh orders on merits and in accordance with law
Appellant to furnish PAN numbers and correct address for service of notice
Impugned AO orders quashed and set aside qua appellants

SAT-appeal

Alleged involvement in circular trading in shares of K. Sera Sera Productions Ltd., constituting fraudulent and unfair trade practices under the PFUTP Regulations.
Appeal partly allowed · AO's findings on merits confirmed
Appeal: Appeal No. 420 of 2018 decided on 6 March 2020; partly allowed
SAT matter SATV-305EE85B77FE20896D1CC1FF
Impugned orders in Appeals Nos. 210, 211, 212 and 213 of 2015 quashed and set aside qua the appellant · Matters restored to SEBI's Adjudicating Officer for fresh orders on merits and in accordance with law
Appeal: Appeal Nos. 210, 211, 212 and 213 of 2015 disposed of on 8 March 2016; impugned orders quashed and matters remanded to SEBI's Adjudicating Officer
SAT matter SATV-8ADA497D304CDEA4FE2DD06B
Delay condoned in Misc. Applications 159-162 of 2015 and disposed accordingly · Impugned AO orders quashed and set aside qua appellants
Appeal: Appeal Nos. 210, 211, 212 & 213 of 2015 with Misc. Applications 159-162 of 2015 disposed on 08/03/2016 - impugned orders quashed and remanded
SAT matter SATV-A8E4DA47B72770EBCB8DA80C
Impugned orders quashed and set aside qua appellant in Appeals 210-213 of 2015 · Matters restored to SEBI Adjudicating Officer for fresh orders on merits per law
Appeal: Appeal Nos. 210, 211, 212 and 213 of 2015 with Misc. Applications 159-162 of 2015 disposed of on 08/03/2016 by remand to AO
SAT matter SATV-A7625AC3C2626DB73722794F
Impugned orders quashed and set aside qua appellant in Appeal Nos. 210-213 of 2015 · Matters restored to Adjudicating Officer of SEBI for fresh orders on merits in accordance with law
Appeal: Appeal Nos. 210, 211, 212 and 213 of 2015 with Misc. Applications 159-162 of 2015 disposed of on 08/03/2016 by quashing and remand

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Source: SecMarx — Haresh Ramchandra Posnak. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.