HDFC Bank Ltd.

96 matters before the Securities Appellate Tribunal

Penalties and directions recorded

List all matters on 27 June 2022
Parties to obtain hearing-mode instructions from the Registrar 48 hours before the scheduled date
Matters adjourned and listed for further hearing on 8 July 2022
List all matters on 25 March 2022
Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video or physical hearing

SAT-appeal

SAT matter SATV-0012A5DFF9B213F51D5D395E
Karvy Stock Broking Limited granted one last opportunity to file a reply in HDFC Bank Ltd.'s appeal within two weeks from 18 October 2021 · Rejoinder, if any, to be filed within one week thereafter
Appeal: Appeal Nos. 35, 50, 112 and 70 of 2020, and Appeal No. 75 of 2020 were pending; listed for final disposal on 22 November 2021.
SAT matter SATV-028A537DF962AB900F40E3AB
Karvy Stock Broking Limited granted one last opportunity to file a reply in HDFC Bank Ltd.'s appeal within two weeks from 18 October 2021 · Rejoinder, if any, may be filed within one week thereafter
Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 were pending; listed for final disposal on 22 November 2021
SAT matter SATV-0297AD181BA9A0E68C94B004
Matter adjourned due to non-availability of the bench · List Appeal No. 348 of 2023 on 22 May 2024
Appeal: Appeal No. 348 of 2023 was adjourned on 14 March 2024 and directed to be listed on 22 May 2024; no disposal on merits stated.
SAT matter SATV-02DFB7B22D2FB40DB2C9314B
List all matters on 27 June 2022 · Parties to act on the digitally signed copy of the order
Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 were listed; no disposal on merits recorded in this order dated 27 April 2022.
SAT matter SATV-02BA9CB41220AEC686C86675
Proceedings adjourned due to counsel for NSDL being Covid-positive and undergoing treatment · Appeals listed on 20 January 2022 for admission and final disposal
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 were adjourned on 6 January 2022 and listed for admission and final disposal on 20 January 2022; no final disposal is recorded here.
SAT matter SATV-06C6CAEDB8C3E247BF94EBD7
Hearing in the appeals was adjourned and directed to recommence on 15 September 2022 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 50 of 2020, 112 of 2020, 70 of 2020 and 75 of 2020 were pending; hearing adjourned on 24 August 2022 to 15 September 2022
SAT matter SATV-0A2180142F50E907B0B6C701
List Miscellaneous Application No. 385 of 2023 and Appeal No. 348 of 2023 on 8 September 2023 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal No. 348 of 2023 listed on 8 September 2023; no disposal on merits stated
SAT matter SATV-0BF58B6AB23203D9C21E2FFF
Matter adjourned by consent to 20 November 2024
Appeal: Appeal No. 348 of 2023 was pending; on 16 October 2024, time was sought and the matter was adjourned by consent to 20 November 2024.
SAT matter SATV-0FA8089532F46746EAED592D
Matter adjourned by consent to 25 July 2025
Appeal: Appeal No. 348 of 2023 remained pending; adjourned by consent on 23 June 2025 to 25 July 2025
SAT matter SATV-0B3536FC9594156C5E8680C9
Matter adjourned on the appellant's request · List the matter on 7 December 2023
Appeal: Appeal No. 348 of 2023 was adjourned on 1 November 2023 and listed for 7 December 2023; no disposal stated
SAT matter SATV-11ED8DDE63820667BAE648EF
List the appeals for final disposal on 6 September 2021. · Extend any existing interim order until the next date.
Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 were pending; listed for final disposal on 6 September 2021.
SAT matter SATV-16D346211EB73D8E39212E3B
Matters adjourned and listed for further hearing on 8 July 2022 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were pending; the order dated 6 July 2022 adjourned the matters for further hearing on 8 July 2022
SAT matter SATV-1BFE27032F2F2395E40D2160
Matter adjourned on the respondent's request · List all matters on 25 March 2022
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020, along with Misc. Application No. 113 of 2020, were adjourned and listed on 25 March 2022; no final disposal recorded.
SAT matter SATV-2191623886286A9B70D5E7D4
Matters adjourned on SEBI’s request. · List the appeals on 27 April 2022.
Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 were adjourned on 25 March 2022; listed for 27 April 2022.
SAT matter SATV-268C27D8D5F4A1FFD4FD53C6
Matter adjourned by consent; call on 5 January 2026
Appeal: Appeal No. 348 of 2023; order dated 10 November 2025; not disposed, adjourned by consent to 5 January 2026
SAT matter SATV-215727D6EE808705E2E013CB
Karvy Stock Broking Limited granted one last opportunity to file a reply in HDFC Bank Ltd.'s appeal. · Rejoinder, if any, may be filed thereafter.
Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020, with Misc. Application No. 113 of 2020; order dated 18 October 2021 granted time for reply and continued interim relief, with final disposal listed for 22 November 2021.
SAT matter SATV-212A5E85B6112B97381B5958
List the appeals on 5 May 2021 · Parties to obtain Registrar's instructions 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 were listed for further hearing on 5 May 2021; no disposal on merits stated.
SAT matter SATV-28D7201F12FE9EBB9CDA0F97
Arguments were continuing; matters adjourned for continuation of arguments on 24 August 2022
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were pending; order dated 23 August 2022 adjourned arguments to 24 August 2022
SAT matter SATV-24572422CF2D5FC588503BE3
Proceedings adjourned · Appeals listed on 20 January 2022 for admission and final disposal
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020, with Miscellaneous Application No. 113 of 2020; adjourned on 6 January 2022 and listed for admission and final disposal on 20 January 2022
SAT matter SATV-2B3DBFDE30253258373B33AC
List the appeal for admission and disposal on maintainability on 22 August 2023 · Any interim order passed by the Tribunal is extended until the next listing
Appeal: Appeal No. 348 of 2023; maintainability issue scheduled for consideration on 22 August 2023; not disposed as of 28 July 2023
SAT matter SATV-15ECB4C0CF76C5CD38DC0E8F
List Appeals No. 50, 70, 75, 112 of 2020 on May 5, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 pending; heard 15.04.2021, adjourned to 05.05.2021
SAT matter SATV-27B592779E9CF6C3ACFD557E
Order reserved after hearing parties at length · Written submissions, if any, may be filed within a week
Appeal: Appeal No. 83 of 2021 heard at length on 06.01.2022, order reserved
SAT matter SATV-282A38AA205C8726D84969D6
Last opportunity to Karvy Stock Broking Ltd to file reply in HDFC Bank appeal within two weeks · Rejoinder, if any, may be filed within a week thereafter
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application 113 of 2020 pending before SAT; interim relief extended; listed for final disposal on 22 November 2021
SAT matter SATV-3632576963979CAA8E6A01AF
Adjourned on request of learned counsel for respondent · List on March 25, 2022
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 adjourned, not disposed; next listed March 25, 2022
SAT matter SATV-399CE70C483B2422C602C5B3
Interveners allowed three weeks time to file rejoinder · Matter listed on July 19, 2021
Appeal: Appeal No. 83 of 2021 (HDFC Bank Ltd vs SEBI) pending with Misc. Applications Nos. 442 and 458 of 2021; next date 19 July 2021
SAT matter SATV-516B119EB2D21D074A4770E3
Adjourned on request of counsel for respondent no. 1 · List on January 22, 2024
Appeal: Appeal No. 348 of 2023 with Misc. Application No. 385 of 2023 and Misc. Application No. 1093 of 2023 pending - adjourned
SAT matter SATV-3D3126624B87DA729B04EF37
List on January 5, 2022 · Parties to take instructions from Registrar 48 hrs before date fixed on mode of hearing
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; next listed on January 5, 2022 vide order dated November 22, 2021
SAT matter SATV-3C78897276CFACA0A3A47DBA
List the matters on 1 November 2023
Appeal: Appeal No. 348 of 2023 was pending; the Tribunal directed listing on 1 November 2023.
SAT matter SATV-3CF61A397E226BA0EF81F88B
Matter adjourned due to non-availability of the bench · List the matter on 14 March 2024
Appeal: Appeal No. 348 of 2023 was adjourned on 24 January 2024 and directed to be listed on 14 March 2024; no disposal on merits stated.
SAT matter SATV-39D6CED88577A483463F6450
Arguments of senior counsel for respondent still continuing; matter adjourned · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; arguments continuing as on 23.08.2022
SAT matter SATV-38D01A77333C08BA25029249
List appeals for hearing on July 28, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on mode of hearing
SAT matter SATV-56949FFC22B547A472F0F73C
List appeals on September 23, 2022 · Parties to act on digitally signed copy; certified copy available on payment
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application 113 of 2020 pending; adjourned to September 23, 2022 vide order dated 15.09.2022
HDFC Bank invoked BRH pledge in breach of WTM interim order 7 Oct 2019, violated SEBI circulars on due diligence and 5-day invocation notice, failed to verify securities were clients' assets.
Stay effect and operation of WTM order 21 Jan 2021 till further orders · SEBI to file reply within 3 weeks; appellant rejoinder 2 weeks thereafter
Appeal: Appeal No. 83 of 2021 with Misc. Application No. 110 of 2021 pending; impugned order stayed till further orders; next date 7 Apr 2021
Karvy prima facie misused client securities by pledging them for own fund-raising, not reporting DP account and bank accounts, diverting proceeds to own accounts.
WTM ex-parte order dated 22.11.2019 prohibited Karvy from taking new broking clients · Depositories directed not to act on Karvy PoA instructions with immediate effect
Appeal: SAT Appeal Nos.35, 50, 70, 75 and 112 of 2020 with Misc.Application 113 of 2020, reserved 22.02.2023, decided 20.12.2023
SAT matter SATV-7320A0819389E1C6C749102C
Adjourned by consent to 23.06.2025
Appeal: Appeal No. 348 of 2023 with Misc. Application Nos. 385 & 1093 of 2023 pending; adjourned to 23.06.2025 vide order dated 21.03.2025
SAT matter SATV-7C54E65BE12E5BD89B1CFD91
Put up matters for further hearing on July 8, 2022 after hearing counsel for Axis Bank Limited
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending with Misc. Application No. 113 of 2020; adjourned to 08.07.2022 for further hearing
SAT matter SATV-78767EF536CB1355FC285978
Heard counsel for Axis Bank; put up all matters for further hearing on July 8, 2022
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending; heard in part on 06.07.2022, adjourned to 08.07.2022
SAT matter SATV-8A30F58D9BB14457E2964ABF
List appeals on January 5, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on hearing mode
Appeal: Appeal Nos. 50 of 2020, 70 of 2020, 75 of 2020 and 112 of 2020 pending; adjourned to January 5, 2022 vide order dated 22.11.2021
SAT matter SATV-9504892EE5C6F1693B02401B
List appeals on January 5, 2022 · Parties to take instructions from Registrar 48 hrs before on video vs physical hearing
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 pending; adjourned to January 5, 2022 vide order dated 22.11.2021
SAT matter SATV-92DD5FFA30B9B3D7349A26A8
Matters listed on June 27, 2022 · Parties to act on digitally signed copy signed by Private Secretary on behalf of bench
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned to 27.06.2022 vide order dated 27.04.2022
SAT matter SATV-902ED0A48883A9419F2266A2
Three weeks time allowed to appellant to file rejoinder to SEBI reply · Reply to intervention applications within two weeks; rejoinder by interveners within two weeks thereafter
Appeal: Appeal No. 83 of 2021 with Misc. Application No. 442 of 2021 and 458 of 2021 pending; next listed on May 20, 2021
SAT matter SATV-95E1A68A2E17F637A3EDB8FB
Respondent arguments completed, rejoinder arguments commenced · Matter posted for further hearing on 28 September 2022 at 12.30 p.m.
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 pending; respondent arguments completed, rejoinder started; adjourned to 28.09.2022
SAT matter SATV-9742D509CC5EBACA0FB3B266
Adjourned on request of respondent SEBI · List matters on April 27, 2022
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned on 25.03.2022 to 27.04.2022; no disposal
SAT matter SATV-91FCDE4D1FE6930480E042D2
List these appeals for final disposal on September 06, 2021 · Interim order, if any, extended till the next date
Appeal: Appeal Nos. 35, 50, 112, 70, 75 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned to 06 September 2021 with interim extended
SAT matter SATV-97D729046B14AAA7BBED8B41
Call on August 20, 2025
Appeal: Appeal No. 348 of 2023 and Misc. Application No. 1093 of 2023 pending; adjourned to August 20, 2025
SAT matter SATV-A5F3222AAC7B47B7E5335EC8
Three weeks' time allowed to Karvy Stock Broking Ltd to file reply in Appeal No. 70 of 2020 · Rejoinder may be filed within two weeks thereafter
Appeal: Appeal Nos. 50, 70 and 75 of 2020 pending before SAT; adjourned vide order dated 09.12.2020 for admission and final disposal on 27.01.2021
HDFC Bank claims priority over Karvy Stock Broking receivables from sale of DP and trading accounts and challenges appropriation by exchanges/depositories without first settling its dues.
Respondents to file reply on maintainability of appeal · Appellant may file rejoinder thereafter
SAT matter SATV-B47FC8ED2EAA0E39C9FC5EB0
Adjourned on request of respondent SEBI · List matters on April 27, 2022
Appeal: Appeal Nos. 35 of 2020, 50 of 2020, 112 of 2020, 70 of 2020, 75 of 2020 with Misc. Application No. 113 of 2020 pending; adjourned to 27 April 2022
SAT matter SATV-A59F44B5C16DEA3B91C03400
List Appeal Nos. 35, 50, 112, 70, 75 of 2020 on June 27, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 heard on 27.04.2022; adjourned to 27.06.2022; pending, not disposed
SAT matter SATV-C2032C3D4A10D1E7B914F632
Adjourned on request of respondent no.2, BSE · List on 28th July, 2023
Appeal: Misc. Application No.385 of 2023 and Appeal No.348 of 2023 pending; adjourned to 28 July 2023 vide order dated 7.7.2023
SAT matter SATV-BD47809542D979A2911B7BF9
List on July 28, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference or physical hearing
Appeal: Appeal Nos. 50, 112, 70, 75 of 2020 with Misc. Application No. 113 of 2020 pending; adjourned to July 28, 2021 vide order dated 16.06.2021
SAT matter SATV-4681E2C95A872C943DC41C0C
Adjournment granted by consent. · Matter listed for 25 July 2024.
Appeal: Appeal No. 348 of 2023 was pending; adjourned by consent on 22 May 2024 and listed for 25 July 2024.
SAT matter SATV-5482ED329E27B611EE36525E
Time to file written submissions was extended by another two weeks · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were listed before SAT; no disposal on merits, only extension of time for written submissions.
SAT matter SATV-B4E5488001C27A32827EACE2
Hearing to recommence on September 15, 2022 for further hearing · Parties to act on digitally signed copy by Private Secretary on behalf of bench
Appeal: Appeal Nos. 50, 112, 70, 75 of 2020 with Misc. Application No. 113 of 2020 pending before SAT; heard on 24.08.2022 and adjourned to 15.09.2022 for further hearing
SAT matter SATV-CBC69781E51372410990861A
List Appeal Nos. 35, 50, 112, 70 and 75 of 2020 for final disposal on September 06, 2021 · Interim order, if any, extended till the next date
Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 pending before SAT; listed for final disposal on September 06, 2021 with interim extended
SAT matter SATV-B9230876D203A8BEDED9AB57
Adjourned by consent on request of respondent No. 2, matter to be called on September 5, 2024
Appeal: Appeal No. 348 of 2023 with Misc. Application No. 385 of 2023 and Misc. Application No. 1093 of 2023 pending; adjourned to September 5, 2024
SAT matter SATV-BF0BF7BC3F0C21637C99FF46
Call / listed on September 11, 2025
Appeal: Appeal No. 348 of 2023 along with Misc. Application No. 1093 of 2023 pending; next listed September 11, 2025 per order dated 20.08.2025
SAT matter SATV-DBDA3124AF2CB9C440C0284C
Three weeks time allowed to Karvy Stock Broking Ltd. to file reply · Rejoinder may be filed within two weeks thereafter
Appeal: Appeal Nos. 50, 70 and 75 of 2020 pending before SAT; adjourned and listed for admission and final disposal on 27 January 2021
SAT matter SATV-5B4902D9C9807E4930195145
Karvy Stock Broking Limited granted one final opportunity to file a reply in the HDFC Bank appeal within two weeks. · Rejoinder, if any, may be filed within one week thereafter.
Appeal: Order dated 18 October 2021 in Appeal Nos. 35, 50, 112, 70 and 75 of 2020; final disposal listed for 22 November 2021
SAT matter SATV-D26E4E5E48DD9D0359F20BE1
List Appeal Nos. 50, 70, 75, 112 of 2020 on May 5, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 pending; adjourned to May 5, 2021 by order dated 15.04.2021, not disposed
SAT matter SATV-EE247030835BD298AB5CA9CD
Adjourned on the request of respondent SEBI · List on April 27, 2022
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending before SAT; adjourned to 27 April 2022 vide order dated 25.03.2022
SAT matter SATV-E15A21CA75D92A1D1578B76A
Misc. Application No. 442 of 2021 by BRH Wealth Kreators Ltd. dismissed for want of prosecution · Misc. Application No. 458 of 2021 by NSE disposed of; applicant to be heard, if required
Appeal: Appeal No. 83 of 2021 (HDFC Bank Ltd. vs SEBI) pending; hearing begun on 03.01.2022, adjourned to 04.01.2022
SAT matter SATV-E2E1D060869789B1B23B21B5
List / next hearing on June 27, 2022 · Parties to act on digitally signed copy by Private Secretary; certified copy from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned to June 27, 2022 by order dated 27.04.2022
SAT matter SATV-EC46E554F5A2E3C594ADA43E
Karvy's right to file reply closed for failure to file reply in one appeal · Proceedings adjourned due to NSDL counsel being Covid positive
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 not disposed on 06.01.2022; adjourned and listed for admission and final disposal on January 20, 2022
Karvy misused clients' securities by pledging through undisclosed DP account and diverting funds to own accounts; WTM held banks' pledge invalid as of fully/partly paid clients without explicit authorization.
KSBL prohibited from taking new clients for stock broking activities · Depositories not to act on KSBL instructions under clients' PoA with immediate effect
Appeal: Appeal Lodging No.597 of 2019 by Axis Bank against NSDL 23 Nov 2019 communication disposed by SAT on 17 Dec 2019 directing representation to SEBI
SAT matter SATV-E61E4FDD1BE234209649CE54
Adjourned at request of appellant · List on March 21, 2025
Appeal: Appeal No. 348 of 2023 with Misc. Appl. Nos. 385/2023, 1093/2023 - adjourned on 21.01.2025, next listing 21.03.2025
SAT matter SATV-4E38296054F5C062F6DDF8B4
Matter adjourned at the appellant's request · List the matter on 18 October 2021
Appeal: Appeal No. 83 of 2021 was adjourned on 27 August 2021 and listed for 18 October 2021; no final disposal stated
SAT matter SATV-FFC6D7B03EDBB9F7E459C0D9
By consent, matter to be called on April 16, 2026
Appeal: Appeal No. 348 of 2023 with Misc. Application No. 1093 of 2023 pending; adjourned by consent to April 16, 2026
SAT matter SATV-F1A91F32D5F0F2281E09572E
Respondent arguments completed; arguments in rejoinder started · Listed on September 28, 2022 at 12.30 p.m. for further hearing
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 pending before SAT; respondent arguments completed, rejoinder part-heard, adjourned to 28.09.2022 - not disposed
SAT matter SATV-FC51C3BD45299AD67BCDF258
Arguments of SEBI senior counsel continuing; matter put up on 24 August 2022 for continuation · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; arguments continuing on 23.08.2022, next date 24.08.2022
SAT matter SATV-63295A677C36BB5DA9C5682F
Matters listed on 28 July 2021 · Parties to contact the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 50 of 2020, 112 of 2020, 70 of 2020 and 75 of 2020 were listed for further hearing on 28 July 2021; no disposal on merits stated.
SAT matter SATV-715C744DDBC937BDF79DB7F7
List Appeal No. 348 of 2023 and Miscellaneous Application No. 1093 of 2023 on 29 July 2026
Appeal: Appeal No. 348 of 2023 was pending before SAT; next listed on 29 July 2026. Miscellaneous Application No. 1093 of 2023 also pending.
SAT matter SATV-7769EC107FC54898E9F5F035
Matters were listed for further hearing on 8 July 2022. · Parties were directed to act on the digitally signed copy of the order.
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were pending and listed for further hearing on 8 July 2022; no disposal was recorded.
SAT matter SATV-3CCB1870B8FBF27E2B695E97
Karvy Stock Broking Ltd granted three weeks to file reply in Appeal No. 70 of 2020 · Rejoinder may be filed within two weeks after reply
Appeal: Appeal Nos. 50, 70 and 75 of 2020 pending before SAT; adjourned to January 27, 2021 for admission and final disposal
Karvy misused clients securities by pledging them for own loans, not reporting DP Account No.11458979 and six bank accounts; banks pledge claimed invalid as of fully/ partly paid clients without explicit authorization.
KSBL prohibited from taking new clients for stock broking activities · NSDL and CDSL directed not to act on PoA instructions given by KSBL with immediate effect
Appeal: Appeal Lodging No.597 of 2019 disposed by SAT order dated 17 December 2019; present Appeals Nos.35,50,70,75,112 of 2020 decided on 20 December 2023
SAT matter SATV-6BF16A310E367107CEF3F246
List Appeals No. 35, 50, 112, 70, 75 of 2020 for final disposal · Interim order, if any, extended till next date
Appeal: Appeal Nos. 35, 50, 112, 70, 75 of 2020 with Misc. Application No. 113 of 2020 pending; listed for final disposal on 06 September 2021, interim extended
SAT matter SATV-78D5867459518F23EDC64BF8
Respondent counsel arguments continuing; matter put up for further hearing on August 23, 2022 · All parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; arguments continuing, no disposal on 02.08.2022
Karvy misused clients' securities by pledging fully/ partly paid clients' shares for own loans; pledge by banks claimed invalid without explicit client authorization.
KSBL prohibited from taking new clients for stock broking activities · Depositories not to act on any PoA instructions given by KSBL with immediate effect
SAT matter SATV-88504B9CEB309D1466C3C684
Adjourned on request of respondent SEBI · List matters on April 27, 2022
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned to April 27, 2022 vide order dated 25.03.2022, no disposal on merits
SAT matter SATV-9054DB4F0A14D9B684AAF520
Adjourned on request of learned counsel for respondent · List on March 25, 2022
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 with Misc. Application No. 113 of 2020 adjourned, not disposed; next listing March 25, 2022
SAT matter SATV-97A124D3DA9D9546DD4CAB75
Arguments of senior counsel for respondent continuing; matter listed on 24 August 2022 for continuation · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application 113 of 2020 heard on 23.08.2022; not disposed, adjourned to 24.08.2022 for continuation
SAT matter SATV-A4999949FB1BB700D4BB4443
Allowed Misc. Application No.223 of 2020; impleaded Karvy Stock Broking Ltd as Respondent No.4 as necessary party · Appellant to supply corrected array/amended memo to Tribunal and respondents within 10 days
Appeal: Appeal No.70 of 2018 with Misc. Application No.223 of 2020 pending; next listed October 21, 2020 with Appeals 50/2020 and 75/2020
SAT matter SATV-BAFE9B301986D10C10A588D8
Respondent arguments completed and rejoinder arguments started · Listed for further hearing on September 28, 2022 at 12.30 p.m.
Appeal: Appeal Nos. 35, 50, 112, 70, 75 of 2020 pending; respondent arguments completed, rejoinder started, posted to 28.09.2022
SAT matter SATV-C8B1B82F9836B021CD40C914
List all appeals on January 5, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending before SAT; adjourned to January 5, 2022
SAT matter SATV-C556E73D69FD7CD0F1F4D17B
Heard senior counsel for Axis Bank Limited and put up all matters for further hearing on July 8, 2022
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; part-heard on 06.07.2022 and adjourned to 08.07.2022; Misc. Application No. 113 of 2020 also listed
SAT matter SATV-D8D5BD1D2B7FD787C1058B2C
Close right of Karvy to file reply for failure to file in one appeal · Adjourn proceedings and list appeals on January 20, 2022 for admission and final disposal
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 pending; adjourned to 20 January 2022 for admission and final disposal
SAT matter SATV-DCAAD859C3BE385B8CD55504
List Appeal Nos. 35, 50, 112, 70, 75 of 2020 for final disposal on September 06, 2021 · Extend interim order, if any, till next date
Appeal: Appeal Nos. 35, 50, 112, 70, 75 of 2020 with Misc. Application No. 113 of 2020 heard on 28.07.2021, adjourned for final disposal on 06.09.2021 with interim extended
SAT matter SATV-E29BBD836B79BCF52824C737
Adjourned on request of learned counsel for respondent · List on March 25, 2022
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 with Misc. Application No. 113 of 2020 heard on 16.02.2022; adjourned and listed on 25.03.2022
SAT matter SATV-FFE085EBFE4094AAF716BE30
Respondent arguments completed, rejoinder started; put up for further hearing on September 28, 2022 at 12.30 p.m. · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; respondent arguments completed, rejoinder started; next hearing 28.09.2022
SAT matter SATV-E65C275B26378F744C5650A3
NSDL permitted to correct physical copy of reply in Registry within a week · Appellant granted one week to file rejoinder
Appeal: Misc. Application No.385 of 2023 and Appeal No.348 of 2023 pending; listed next on 7 July 2023
SAT matter SATV-F592AED3554A1965335B7C33
Heard senior counsel for appellant; posted to 05 January 2022 for respondent arguments · Parties directed to contact Registrar 48 hours before fixed date to confirm VC or physical hearing
Appeal: Appeal No. 83 of 2021 (HDFC Bank Ltd. vs SEBI) part-heard on 04.01.2022, posted to 05.01.2022

Other

SAT matter SATV-9A699CFEF0A1326CFC47C0B4
List matters on June 27, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
SAT matter SATV-CC06AA116A7A8F3702C05C15
Respondent arguments completed and rejoinder arguments started · Matter listed for further hearing on 28 September 2022 at 12.30 p.m.
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 heard on 27.09.2022; not disposed, adjourned to 28.09.2022 for further hearing
SAT matter SATV-E40652032E14B256E6724A2B
Adjourned on appellant request to file compilation of documents and judgements · List on 1st December, 2021
Appeal: Appeal No.83 of 2021 with Misc. Application No.442 of 2021 and Misc. Application No.458 of 2021 pending before SAT; adjourned to 1 December 2021, no disposal
SAT matter SATV-FD28905C0EEBA3635DD47EDB
Hearing to recommence on September 15, 2022 for further hearing · All concerned parties to act on digitally signed copy by Private Secretary
Appeal: Appeal Nos. 50, 112, 70, 75 of 2020 with Misc Application 113 of 2020 pending; adjourned for further hearing on 15.09.2022 vide order dated 24.08.2022
SAT matter SATV-90D710BF340EC82A02D48F28
Heard learned counsel for parties, order reserved · Parties directed to act on digitally signed copy signed by Private Secretary on behalf of bench
Appeal: Appeal Nos. 35, 50, 112, 70, 75 of 2020 and Misc. Application No. 113 of 2020 heard on 22.02.2023; order reserved, not disposed

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Source: SecMarx — HDFC Bank Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.