Giriraj Kumar Gupta HUF

10 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Restraint reduced from 4 years to 1 year for Giriraj Kumar Gupta HUF in Appeal No. 420 of 2019
Restraint reduced from 4 years to 1 year for Giriraj Kumar Jagdish Prasad Gupta in Appeal No. 422 of 2019
Restraint reduced from 4 years to 2 years for Rajeev Kumar Ram Prasad Gupta in Appeal No. 421 of 2019
Parties directed to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing

SAT-appeal

SAT matter SATV-0AD7DB425FC1907234C7A6FB
List Appeals Nos. 424-427, 517 and 518 of 2019 on 20 May 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeals Nos. 424, 425, 426, 427, 517 and 518 of 2019 were listed for hearing on 20 May 2021; no disposal on merits stated
Alleged manipulation of Ram Minerals and Chemicals Ltd scrip from Rs 2.2 to Rs 219.55 via connected-group trading and LTP contribution for Long Term Capital Gain tax misuse.
Warning sufficient for Neetu Gupta in Appeal No. 423 of 2019, 4-year restraint set aside · Restraint reduced from 4 years to 1 year for Giriraj Kumar Gupta HUF in Appeal No. 420 of 2019
Appeal: Appeal Nos. 420, 421, 422, 423 of 2019 disposed on 25.02.2020; order reserved on 07.02.2020
SAT matter SATV-3542C799E0D96FB3F9F2ECE8
Appeals listed for hearing on 20 May 2021 · Parties directed to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 424, 425, 426, 427, 517 and 518 of 2019 were listed for hearing on 20 May 2021; no disposal on merits stated.
SAT matter SATV-CDF27E58436FFC390E75D07B
List Appeal Nos. 424, 425, 426, 427, 517, 518 of 2019 on May 20, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 424, 425, 426, 427, 517, 518 of 2019 with Misc. Applications 516-519, 559-560 of 2019 pending; adjourned to May 20, 2021 by order dated 15.04.2021, not disposed
SAT matter SATV-CCDA7EDCE1894CDA5D67B046
List Appeal Nos. 424, 425, 426, 427, 517, 518 of 2019 on May 20, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 424, 425, 426, 427, 517, 518 of 2019 with Misc. Applications 516-519, 559-560 of 2019 pending; adjourned on 15.04.2021, next listed May 20, 2021
SAT matter SATV-EEFA3065D495AA39775EBBC1
List Appeal Nos. 424, 425, 426, 427, 517, 518 of 2019 on May 20, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 424,425,426,427,517,518 of 2019 with Misc. Applications 516-519,559,560 of 2019 pending; next listed May 20, 2021
Alleged fraudulent manipulation of Ram Minerals and Chemicals Ltd scrip causing abnormal price rise from Rs 2.2 to Rs 219.55 via connected group trades contributing to positive LTP.
Warning sufficient for Neetu Gupta in Appeal No. 423 of 2019, 4-year restraint set aside · Restraint reduced from 4 years to 1 year in Appeal No. 420 of 2019 and Appeal No. 422 of 2019
Appeal: Appeal Nos. 420, 421, 422, 423 of 2019 disposed on 25.02.2020 (reserved 07.02.2020) with modification of 4-year debarment; Misc Applications 521,522,524/2019, 88/2020 and 514/2019 disposed as infructuous
SAT matter SATV-8276D3D889E0C8773883EA07
List Appeals Nos. 424,425,426,427,517,518 of 2019 on May 20, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 424,425,426,427,517,518 of 2019 with Misc. Applications 516-519,559-560 of 2019 pending; adjourned to May 20, 2021
Abnormal price rise and manipulation of Ram Minerals and Chemicals Ltd scrip from Rs 2.2 to Rs 219.55 via LTP-contributing trades by connected group
Warning sufficient for Neetu Gupta in Appeal No. 423 of 2019, 4-year restraint set aside · Restraint reduced from 4 years to 1 year for Appeal No. 420 and 422 of 2019
Appeal: Appeal Nos. 420, 421, 422, 423 of 2019 disposed of on 25.02.2020 (reserved 07.02.2020) with modified restraints
Manipulation of Ram Minerals and Chemicals Ltd scrip price from Rs 2.2 to Rs 219.55 via group trading and LTP contribution, allegedly misusing stock exchange for Long Term Capital Gain tax benefit.
Neetu Gupta (423/2019): 4-year restraint set aside, warning sufficient · Giriraj Kumar Gupta HUF (420/2019): restraint reduced from 4 years to 1 year
Appeal: Appeal Nos. 420,421,422,423 of 2019 disposed on 25.02.2020 (reserved 07.02.2020) with modification of restraint

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Source: SecMarx — Giriraj Kumar Gupta HUF. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.