Geojit Financial Services Limited

SAT-appeal

• SAT matter SATV-24F905F0826B3073255C4BB2
  Adjourned the matter to 1 November 2022 due to non-availability of the appellant's arguing counsel.
  Appeal: Appeal No. 25 of 2022; order dated 31 October 2022 adjourned the matter to 1 November 2022; no disposal on merits mentioned.
• SAT matter SATV-5E3A330C3B1C5E93BE031F8A
  Adjourned to enable appellant to file impleadment application · Parties to ascertain hearing mode from Registrar 48 hours before fixed date
  Appeal: Appeal No. 25 of 2022 pending; adjourned on 31.01.2022 to February 18, 2022
• SAT matter SATV-60D3C41DF61A6672A8FAE148
  Respondent No. 3 allowed three weeks further time to file reply · Matter listed on August 26, 2022
  Appeal: Appeal No. 25 of 2022 (Geojit Financial Services Ltd vs SEBI and Ors.) - procedural order dated 01.08.2022 granting time, next listing 26.08.2022, not finally disposed
• SAT matter SATV-96D0452664D0FB0AB6B08900
  Serve physical copies of replies of respondent nos.1 and 2 on appellant within three days · Appellant may file rejoinder within three weeks
  Appeal: Appeal No. 25 of 2022 pending before SAT Mumbai; not disposed on 01.07.2022, adjourned to August 01, 2022
• Delayed SCORES complaint redressal and failure to settle client accounts - retention of Rs 10,000, non-settlement of balances below Rs 1,000 and inactive/deceased client accounts.
  Appeal partly allowed · Penalty reduced from Rs 30 lakhs to Rs 15 lakhs
  Appeal: Appeal No. 354 of 2019 disposed on 08.08.2019 - partly allowed, penalty reduced
• SAT matter SATV-B088F946C4233C9A54CF7A42
  List matter on September 20, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment
  Appeal: Appeal No. 25 of 2022 pending, adjourned to September 20, 2022
• SAT matter SATV-C417226421B9775B9933580D
  Amendment application allowed; new parties added as respondent nos. 4, 5 and 6 · Notice to newly added respondents nos. 4, 5, 6 by registered post acknowledgement due
  Appeal: Appeal No. 25 of 2022 with Misc. Application No. 210 of 2022 pending; listed for admission and final disposal on 29 April 2022
• Violation of open position limits resulting in penalty debited by exchange
  Condonation of 1004-day delay rejected for lack of bonafide sufficient cause · Misc. Applications No. 398 of 2021 and 399 of 2021 dismissed
  Appeal: Appeal No. 336 of 2021 decided 17.05.2021 - dismissed after delay condonation rejected; prior Appeal No. 308 of 2019 dismissed as withdrawn 11.02.2021
• SAT matter SATV-FA0E9FAEB30C90C10F6FC705
  Adjourned for the day on appellant's request · List for admission and for final disposal on October 31, 2022
  Appeal: Appeal No. 25 of 2022 pending; adjourned to October 31, 2022 for admission and final disposal
• Disputed 11.02.2009 trades in RTS Power scrip allegedly involving conspiracy/default by five buy-side clients; broker Geojit seeks annulment and release of sale proceeds.
  Appeal No. 25 of 2022 dismissed as misconceived and not maintainable as same annulment relief pending in Bombay High Court suit
  Appeal: Appeal No. 25 of 2022 decided on 01.11.2022 - dismissed as misconceived and not maintainable