Fastmoney Advisory Services LLP

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Affirmed refund to investors direction in paragraph 32 of SEBI order
Modified paragraph 32(k): penalty reduced from Rs.15 lakh to Rs.5 lakh

SAT-appeal

SAT matter SATV-426AFBEA30A5618019106E40
Appeal adjourned on the appellants' counsel's request · List for admission on 10 April 2023
Appeal: Appeal No. 271 of 2023; order dated 21 March 2023 adjourned the matter and listed it for admission on 10 April 2023
Carrying out investment advisory services without registration under Regulation 3 of IA Regulations, 2013.
Affirmed refund to investors direction in paragraph 32 of SEBI order · Modified paragraph 32(k): penalty reduced from Rs.15 lakh to Rs.5 lakh
Appeal: Appeal No.271 of 2023 decided on 10.04.2023; partly allowed with penalty reduced to Rs.5 lakh

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Source: SecMarx — Fastmoney Advisory Services LLP. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.