Edelweiss Broking Limited

4 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Parties to approach Registrar 48 hours before fixed date for hearing mode
All parties to approach Registrar 48 hours before fixed date to ascertain video vs physical hearing
Stay of effect and operation of impugned penalty order subject to deposit
Parties to contact Registrar 48 hours before fixed date for hearing mode

SAT-appeal

SAT matter SATV-59C662DD7A60C0CD08DCE1FE
Adjournment granted on respondent request with appellant consent · List for admission and final disposal on September 11, 2020
Appeal: Appeal No. 210 of 2020 (Edelweiss Broking Ltd vs NSE) pending; adjourned to September 11, 2020
SAT matter SATV-A56054AECF51E8CE5DFB0DB4
Put up matter for further hearing on September 17, 2020 · All parties to approach Registrar 48 hours before fixed date to ascertain video vs physical hearing
Appeal: Appeal No. 210 of 2020 pending before SAT; adjourned to 17.09.2020 for further hearing
Violations relating to margin trading facility: accepting non-Group I securities and exceeding leverage/exposure limits by using borrowing from a group entity.
Appeal against NSE Committee order dated 6 June 2020 was heard; the extracted text does not state the final operative disposal.
Appeal: Appeal No. 210 of 2020, reserved on 17 September 2020; decision dated 7 January 2021. Final disposal is not included in the supplied extract.
Non-adherence to leverage and exposure limits while granting margin trading facility in violation of SEBI circular dated August 1, 2017
Stay of effect and operation of impugned penalty order subject to deposit · Respondent to keep 50% deposit in interest-bearing Escrow account pending appeal result
Appeal: Appeal (L) No. 201 of 2020 with Misc. Application No. 188 of 2020 for urgency/interim relief - interim stay granted on 17.07.2020, next listing 27.08.2020

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Source: SecMarx — Edelweiss Broking Limited. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.