Dr. S. K. Gupta
Penalties and directions recorded
- SEBI directed to pass fresh reasoned order considering all matters in detail
SAT-appeal
- SAT matter SATV-8E1010168764058FD5D6EB4DAppeal dismissed for want of prosecutionAppeal: Appeal No. 687 of 2022 and Misc. Application No. 1205 of 2022, Date of Decision 17.10.2022, dismissed for want of prosecution
- Investor complaint against franchisee/broker allegedly not dealt with in right perspective by SEBI; specifics not detailedRestoration application allowed; Appeal No. 687 of 2022 restored to original number · Impugned SEBI order set asideAppeal: Misc. Application No. 1563 of 2022 in Appeal No. 687 of 2022 allowed and appeal allowed on 20.01.2023
Source: SecMarx — Dr. S. K. Gupta. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.