Dr. Rashmi Kapoor

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

SEBI impugned penalty order quashed and set aside

SAT-appeal

Alleged failure by Regency Hospital Limited to disclose to BSE the pledge of shares made by Dr. Atul Kapoor and Dr. Rashmi Kapoor, allegedly violating Regulation 8A of the SAST Regulations, 1997.
Appeal allowed · SEBI impugned penalty order quashed and set aside
Appeal: Appeal No. 312 of 2019 decided on 3 January 2020; appeal allowed
Allegedly advanced money to 7 employees via loans/advances to fund trading in company scrip, violating PFUTP Regulations 3 and 4.
Impugned Adjudicating Officer order set aside and matter remitted for fresh consideration · Misc. Application No. 59 of 2020 allowed and additional documents taken on record
Appeal: Appeal No. 388 of 2019 allowed on 3 September 2020; Misc. Application No. 59 of 2020 allowed

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Source: SecMarx — Dr. Rashmi Kapoor. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.