Dr. Pawan Singh

25 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Declined to reopen appeal already heard and reserved for orders
WTM levied penalty of Rs 10 lakh under Section 15HB SEBI Act
Para 253(c) stayed only insofar as penalty is concerned subject to deposit
WTM order June 12, 2024: appellant restrained from holding position in any listed company etc for 2 years plus Rs 25 lakh penalty

SAT-appeal

SAT matter SATV-04FA9E4447EABFE96C619BA2
Matter listed for hearing on 25 November 2025
Appeal: Appeal No. 401 of 2024; order dated 19 November 2025; matter adjourned and listed on 25 November 2025
SAT matter SATV-2944E99A6E9B1A8748A9779A
Hearing was heard in part · Matter listed for further hearing on 21 November 2024
Appeal: Appeal Nos. 371 of 2024 and 401 of 2024 were heard in part; further hearing listed for 21 November 2024
SAT matter SATV-1CDCB0D857D39163A23AD95C
Heard counsel for appellant in Appeal No. 401 of 2024 in part · Posted for further arguments on 04.10.2024
Appeal: Appeal No. 371 of 2024 with Misc. Applications 757, 758, 885 of 2024 and Appeal No. 401 of 2024 pending; part-heard, next date 04.10.2024
SAT matter SATV-2804F0B0BD0781BE7C840625
Heard in part · Adjourned by consent to November 05, 2024 at 2:30 pm
Appeal: Appeal No. 371 of 2024 and Appeal No. 401 of 2024 pending; heard in part on 17.10.2024 and adjourned to 05.11.2024
SAT matter SATV-3CAEEEA6BB34DE6A7DD3196F
Exemption application allowed · All interlocutory applications disposed of
Appeal: Appeal Nos. 371 of 2024 and 401 of 2024 were heard; interlocutory applications disposed of and order reserved on 21 November 2024
SAT matter SATV-5D67E86F4EB59D6871954885
Company name in paragraph 1 of order dated August 2, 2024 corrected to read as 'PTC India Financial Services Ltd.' · Praecipe filed by appellant disposed of
Appeal: Appeal No. 401 of 2024 - praecipe for correction mentioned and disposed of on 07.08.2024
SAT matter SATV-6AB913F516BE7CE29EB0E391
Heard in part, matter to be called on November 19, 2024 at 2:30 P.M.
Appeal: Appeal No. 371 of 2024 and Appeal No. 401 of 2024 pending; heard in part on 14.11.2024, adjourned to 19.11.2024
SAT matter SATV-76829179642E14971EE9DC40
Praecipe dated December 11, 2024 by respondent no. 2 rejected · Declined to reopen appeal already heard and reserved for orders
Appeal: Appeal No. 401 of 2024 reserved for orders on November 21, 2024; praecipe rejection order dated 11.12.2024; final disposal pending
SAT matter SATV-860C588BC9FBFAA68289F35F
Leave to amend memorandum of appeal granted · Matter to be called on August 2, 2024
Appeal: Appeal No. 401 of 2024 pending; leave to amend granted on 30.07.2024, next hearing August 2, 2024
SAT matter SATV-9453A8E4E8292CE653D4DF31
Heard in part · Matter adjourned by consent to October 17, 2024 for final hearing
Appeal: Appeal No. 371 of 2024 and Appeal No. 401 of 2024 pending; adjourned to 17 October 2024
Non-executive Chairman acted as willing accomplice of MD by ignoring independent directors, failing board/committee functioning and governance duties under LODR.
WTM restrained appellant from holding any position in listed company etc for six months · WTM levied penalty of Rs 10 lakh under Section 15HB SEBI Act
SAT matter SATV-ACF861BDE0FD9B5ADB343FAB
Heard in part; further hearing fixed by consent on 23.09.2024
Appeal: Appeal No. 401 of 2024 and Appeal No. 371 of 2024 heard in part on 27.08.2024, adjourned by consent to 23.09.2024
SAT matter SATV-B6C9BFFD7EF68AE04566CB2F
Matter not on board; to be called on 30.07.2024
Appeal: Appeal Lodg. No. 401 of 2024 (Dr. Pawan Singh vs SEBI) mentioned for urgent listing on 23.07.2024; next date 30.07.2024
SAT matter SATV-B960D636257EBB88903A0BF7
Exemption application allowed · All interlocutory applications disposed of
Appeal: Appeal Nos. 371 of 2024 and 401 of 2024 pending; order reserved on 21.11.2024; Misc. Applications 757, 758, 885, 875 of 2024 disposed
SAT matter SATV-BA500B2EBCAA5FF9115C294E
Heard in part, matter called on November 19, 2024 at 2:30 P.M.
Appeal: Appeal No. 371 of 2024 and Appeal No. 401 of 2024 heard in part on 14.11.2024, next listed 19.11.2024
SAT matter SATV-56DF7372FC59E2873B0716C0
By consent, call on September 24, 2024.
Appeal: Appeal Nos. 371 of 2024 and 401 of 2024 were before SAT; by consent, listed for 24 September 2024. No disposal on merits stated.
SAT matter SATV-E0757E0C8D2842A285895748
Correction of pronouncement date from 05 November 2025 to 05 December 2025 ordered · Praecipe disposed of
Appeal: Appeal No. 401 of 2024 - praecipe for correction disposed of on 12.12.2025
SAT matter SATV-EBE95C759D4587DF0F671CAE
Heard in part · Appeal No. 401 of 2024 adjourned on appellant's request by consent
Appeal: Appeal No. 371 of 2024 and Appeal No. 401 of 2024 pending; heard in part on 17.10.2024, Appeal No. 401 adjourned
SAT matter SATV-EB3E3C20E8F98B747D1C820E
Order reserved
Appeal: Appeal No. 401 of 2024, order reserved on 26.11.2025
SAT matter SATV-FC039D1A49730CF69FBA9FEC
By consent, matter to be called on November 26, 2025
Appeal: Appeal No. 401 of 2024 pending; adjourned by consent to November 26, 2025
SAT matter SATV-839FBDF53D3B5DCE3EC81241
Heard in part · Listed for further arguments on 14.11.2024
Appeal: Appeal No. 371 of 2024 and Appeal No. 401 of 2024 pending; heard in part on 05.11.2024, next hearing 14.11.2024
SAT matter SATV-CE0753EC473AF40EF60A9F70
Heard in part · Call for further hearing on 21.11.2024 High on Board
Appeal: Appeal No. 371 of 2024 and Appeal No. 401 of 2024 pending; heard in part on 19.11.2024, next hearing on 21.11.2024
SAT matter SATV-D9AB8A655C19B5FA0953A698
Appeal admitted · Para 253(c) stayed only insofar as penalty is concerned subject to deposit
Appeal: Appeal No. 401 of 2024 admitted on 02.08.2024; interim stay of para 253(c) penalty; pending, next date 27.08.2024
SAT matter SATV-D80B062A562F73174EDF60E7
Heard in part and adjourned by consent to October 17, 2024 for final hearing
Appeal: Appeal Nos. 371 of 2024 and 401 of 2024 pending; Misc. Applications Nos. 757, 758, 875, 885 of 2024 on record; next hearing October 17, 2024
Corporate governance failures in PFS: blocking WTD Ratnesh joining, delaying FAR on NSL Nagapatnam loan, unilateral change in Patel Darah-Jhalawar loan terms, ignoring IDs and withholding board information, forensic audit and disclosure lapses.
WTM order June 12, 2024: appellant restrained from holding position in any listed company etc for 2 years plus Rs 25 lakh penalty · SAT on Issue No.1: findings on Ratnesh not allowed to join not conclusively proved against appellant

Analyse these matters in Ontology · Plans

Source: SecMarx — Dr. Pawan Singh. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.