Dr. Jugal Kishore Satapathy

3 matters before the Securities Appellate Tribunal

SAT-appeal

Issuance of Cumulative Convertible Preference Shares in violation of the Companies Act, 1956 and applicable SEBI issue and disclosure requirements; appellant was held responsible as an officer in default for investor refunds.
Impugned SEBI WTM order dated 5 June 2018 quashed · Appeal allowed
Appeal: Appeal No. 283 of 2018 decided and allowed by SAT on 28 June 2019.
SAT matter SATV-69360E6C80EC39148DBA0544
Appeal allowed to be withdrawn with liberty to file fresh appeal with additional documents and grounds · Fresh appeal, if any, to be filed within two weeks from 6 February 2017
Appeal: Appeal No. 475 of 2016 disposed of as withdrawn with liberty on 6 February 2017
Unauthorized collection of monies through issuance of Cumulative Convertible Preference Shares by Micro Finance Ltd and its promoters/directors.
Impugned WTM order dated 27 Oct 2016 quashed/set aside qua appellant only · SEBI directed to pass fresh order after giving appellant opportunity of hearing
Appeal: Appeal No.61 of 2017 disposed on 18.01.2018 by remand without going into merits; prior Appeal No.475 of 2016 withdrawn on 06.02.2017 with liberty to file fresh appeal

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Source: SecMarx — Dr. Jugal Kishore Satapathy. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.