Dharmendra Kothari

SAT-appeal

• Diversion and misappropriation of client share-sale proceeds to related parties, misreporting securities positions to NSEIL, and falsification of books and accounts.
  Miscellaneous Applications Nos. 743 and 744 of 2024 dismissed as not pressed · Appeals Nos. 696 and 697 of 2022 dismissed
  Appeal: Appeal Nos. 696 and 697 of 2022 dismissed by SAT on 25 September 2024; connected Miscellaneous Applications Nos. 744 and 743 of 2024 dismissed as not pressed.
• SAT matter SATV-114BB552C595FDBADC9E52B9
  Appeals adjourned on the appellants' request · List the appeals on 7 August 2023
  Appeal: Appeal Nos. 696 of 2022 and 697 of 2022; adjourned on 21 June 2023 and listed for 7 August 2023
• SAT matter SATV-1C8C39101779089AD32CE401
  Appeal proceedings adjourned on appellants' request · List the appeals on 21 March 2023
  Appeal: Appeal Nos. 696 of 2022 and 697 of 2022 adjourned on 30 January 2023; listed for 21 March 2023
• SAT matter SATV-1C5EB774397016D8B597D325
  Review Application No. 33 of 2024 dismissed as withdrawn · Pending interlocutory applications disposed of
  Appeal: Review Application No. 33 of 2024 in Appeal No. 697 of 2022 was dismissed as withdrawn on 11 December 2024; Misc. Applications Nos. 1183 and 1182 of 2024 disposed of.
• SAT matter SATV-3509946A3583846553A993A8
  Respondent's request for adjournment allowed · Appeals listed for 22 September 2023
  Appeal: Appeal Nos. 696 of 2022 and 697 of 2022; order dated 7 August 2023 adjourned the matters and listed them for 22 September 2023
• SAT matter SATV-3BDB8038DC8D0B8120B81D47
  SEBI granted time to file reply to appellant's misc. application · Both appeals adjourned by consent to July 18, 2024
  Appeal: Appeal No. 696 of 2022 and Appeal No. 697 of 2022 pending before SAT; adjourned to July 18, 2024
• SAT matter SATV-43A3E48F1C3DEE7C385E8E13
  Review Application No. 38 of 2024 rejected - no ground made out
  Appeal: Review Application No. 38 of 2024 in Appeal No. 697 of 2022 seeking review of SAT order dated 25 September 2024 - rejected on 11 March 2025
• SAT matter SATV-4FC6CAA0FA387920B8BB4365
  Matter adjourned by consent to September 25, 2024
  Appeal: Appeal Nos. 696 of 2022 and 697 of 2022 with Misc. Applications Nos. 744 and 743 of 2024 pending; adjourned to 25.09.2024
• SAT matter SATV-54F1150B7B23BF8E2BBE11AB
  Matter adjourned to December 11, 2024 at request of applicant's counsel
  Appeal: Review Application No. 33 of 2024 in Appeal No. 697 of 2022 with Misc. Application Nos. 1182 & 1183 of 2024 pending, adjourned
• SAT matter SATV-7088E8720363A757DBFA9A0D
  List Appeal No.696 of 2022 and Appeal No.697 of 2022 on 20th October, 2022 · Parties to act on digitally signed copy of order; certified copy available from Registry on payment
  Appeal: Appeal No.696 of 2022 (Guiness Securities Ltd. and Anr. vs SEBI) and Appeal No.697 of 2022 (Dharmendra Kothari vs SEBI) heard on 18.10.2022, next listed on 20th October, 2022
• SAT matter SATV-6FDC7DDC8F54A4EFA591413A
  Adjourned due to non-availability of bench · List on June 19, 2024
  Appeal: Appeal No. 696 of 2022 and Appeal No. 697 of 2022 adjourned on 20.03.2024, next listing June 19, 2024
• SAT matter SATV-8F041DCB8161CFF65D7B73A9
  Time granted to appellants' counsel on request with no objection from SEBI · Matters adjourned by consent to September 25, 2024
  Appeal: Appeal No. 696 of 2022 with Misc. Application No. 744 of 2024 and Appeal No. 697 of 2022 with Misc. Application No. 743 of 2024 pending; adjourned by consent to September 25, 2024 on 29.07.2024
• SAT matter SATV-9894A312B870BEF632B0B444
  Appeal allowed to be withdrawn at appellants' request · Time to comply with impugned SEBI order extended by 45 days from 18.07.2016
  Appeal: Appeal No. 264 of 2015 withdrawn and disposed of on 18.07.2016
• SAT matter SATV-9AF56846B59CD9C62A7488BA
  List Appeal Nos. 696 and 697 of 2022 on December 14, 2023
  Appeal: Appeal No. 696 of 2022 and Appeal No. 697 of 2022 pending before SAT; adjourned to December 14, 2023 vide order dated 09.11.2023
• Diversion/misappropriation of Rs 181.66 Cr sale proceeds of client shares to related party SKB Securities Ltd and others, misreporting holdings to NSE and falsification of books.
  Appeal Nos. 696 of 2022 and 697 of 2022 dismissed, impugned SEBI order upheld · Plea for penalty reduction on proportionality rejected
  Appeal: Appeal Nos. 696 of 2022 and 697 of 2022 heard together and dismissed on 25.09.2024; Misc. Applications Nos. 744 and 743 of 2024 dismissed as not pressed
• SAT matter SATV-C3A6EF954DD3DC2AF2129C55
  List on June 21, 2023 · Parties to act on digitally signed copy by Private Secretary
  Appeal: Appeal Nos. 696 of 2022 and 697 of 2022 pending; next listed on June 21, 2023
• SAT matter SATV-D08B6E1A795B5D54A37D0BD2
  Adjourned due to non-availability of bench · List on March 20, 2024
  Appeal: Appeal No. 696 of 2022 and Appeal No. 697 of 2022 pending; adjourned to March 20, 2024
• SAT matter SATV-56ABCC7CA67CD692149AC94B
  Appeals adjourned by consent and listed on 29 July 2024
  Appeal: Appeal Nos. 696 of 2022 and 697 of 2022; on 18 July 2024, hearing was adjourned by consent to 29 July 2024
• SAT matter SATV-D8C94001175553B54D246B9A
  Adjourned on request of respondent counsel · List on January 30, 2024
  Appeal: Appeal Nos. 696 of 2022 and 697 of 2022 pending; adjourned on 14.12.2023, next listing January 30, 2024
• SAT matter SATV-E0EC80CC08361842C03E0596
  Adjourned on request of learned counsel for appellants · List on March 21, 2023
  Appeal: Appeal No. 696 of 2022 and Appeal No. 697 of 2022 pending before SAT; adjourned on 30.01.2023, next date March 21, 2023
• SAT matter SATV-FCB59DA57367E7698582BDF1
  By consent, matter to be called on February 05, 2025
  Appeal: Review Application No. 38 of 2024 and Misc. Application No. 1353 of 2024 in Appeal No. 697 of 2022 pending; adjourned to February 05, 2025
• SAT matter SATV-F4599FEB58E4EF16C15AF771
  Matter to be called on 15.01.2025 after mentioning for urgent listing
  Appeal: Review Application No. 38 of 2024 in Misc. Application No. 1353 of 2024 in Appeal No. 697 of 2022 pending, next date 15.01.2025
• SAT matter SATV-62F0C3DF55EB84F7221CC673
  Review applicants were granted time to make submissions. · Matters were directed to be listed on 24 February 2025.
  Appeal: Review Application Nos. 37 and 38 of 2024 in Appeal Nos. 696 and 697 of 2022; on 4 February 2025, time was sought and matters were adjourned to 24 February 2025.
• SAT matter SATV-B60B4F60ACA6F735BA868610
  Adjourned on request of appellants' counsel · List on November 9, 2023
  Appeal: Appeal No. 696 of 2022 and Appeal No. 697 of 2022 pending, adjourned to November 9, 2023
• SAT matter SATV-AF40676D313A34ABCD9095EB
  Three weeks time allowed to the appellant to file rejoinder · List on January 30, 2023
  Appeal: Appeal Nos. 696 of 2022 and 697 of 2022 pending before SAT; rejoinder allowed; next listing January 30, 2023
• SAT matter SATV-B9A1517C57109BDEC9D991C3
  Three weeks time allowed to the appellants to file rejoinder · List appeals on January 30, 2023
  Appeal: Appeal Nos. 696 of 2022 and 697 of 2022 pending; rejoinder allowed; next listing January 30, 2023
• Acquired 6,83,717 shares (~19.53%) of Kwality Credit & Leasing Ltd off-market without public announcement and open offer under Regulation 10 SAST 1997.
  Appeal dismissed with no order as to costs · Rs.40 lakh penalty jointly and severally under Section 15H upheld
  Appeal: Appeal No.179 of 2014 dismissed on 12 September 2014
• SAT matter SATV-DA7F5BE0E404061B679B6CF0
  Matter called finally on 11.03.2025 with direction that there shall be no further adjournments
  Appeal: Review Application No. 38 of 2024 in Misc. Application No. 1353 of 2024 and Misc. Application No. 1292 of 2024 in Appeal No. 697 of 2022 pending, adjourned to 11.03.2025
• SAT matter SATV-DCD6135E8FFEC3C07DC3E1D6
  Respondent SEBI to file reply within three weeks from 20.10.2022 · Appellants may file rejoinder within three weeks thereafter
  Appeal: Appeal Nos. 696 of 2022 and 697 of 2022 pending before SAT; listed for admission and final disposal on December 16, 2022
• SAT matter SATV-EB0D483F0A7936D0B33FB47A
  Adjourned on request of appellants' counsel · List on April 27, 2023
  Appeal: Appeal Nos. 696 of 2022 and 697 of 2022 adjourned on 21.03.2023, next date April 27, 2023