Deep Kumar Trivedi

SAT-appeal

• Failure to redress six investor grievances despite SEBI letters from 21 April 2011 and WTM direction dated 10 Aug 2012, violating Section 15C and WTM directions.
  Penalty on company reduced to Rs 50 lakh from Rs 1.10 crore · Penalty of Rs 10 lakh each on two directors upheld
  Appeal: Appeal Nos. 378 and 379 of 2016 disposed on 06.04.2018 (reserved 19.03.2018); company penalty reduced, individual penalties upheld
• Failure to appear on IO summons dated 25.02.2003 and failure to furnish documents/information on TTL/TMEL dealings under Sec 15A.
  Appeal allowed · Adjudicating Officer order dated 19.09.2006 set aside
  Appeal: Appeal No.158 of 2006 under Sec 15T decided 01.10.2007 - allowed
• Appellant named in BSE compulsory delisting notice for Top Telemedia Limited despite claiming to have ceased as director from 01 July 2013
  65 days delay in filing appeal condoned; Misc. Application No. 54 of 2018 disposed · BSE public notice dated 09 September 2017 quashed qua the appellant
  Appeal: Appeal No. 57 of 2018 decided on 14.03.2018; 65-day delay condoned via Misc. Application No. 54 of 2018; appeal disposed with remand to BSE
• Failure to redress six investor grievances and to submit ATR despite SEBI letters from 21 April 2011 and WTM direction dated 10 August 2012 restraining market access till redressal.
  Penalty on Top Telemedia Ltd reduced to Rs 50 lakh from Rs 1 crore plus Rs 10 lakh · Rs 10 lakh penalty each on Indrajit Vaghela Lakhaji and Deep Kumar Trivedi upheld
  Appeal: Appeal Nos. 378 and 379 of 2016 reserved 19.03.2018, decided 06.04.2018; partly allowed to reduce company penalty