Corporate Capital Ventures Pvt. Ltd.

4 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Appellant to pay costs of Rs.50,000 to SEBI within two weeks from 29.8.2017
Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
If not decided in time, appellant may apply for modification of interim and confirmatory orders
Appellants directed to deposit costs of Rs.50,000 before the Tribunal Registrar

SAT-appeal

Failure to make public announcement for acquisition of 20% shares of target company as directed by SEBI order dated 1.8.2003.
Appeal disposed with further extension of four weeks for compliance of SEBI order dated 1.8.2003 · Appellant to pay costs of Rs.50,000 to SEBI within two weeks from 29.8.2017
Appeal: Appeal No.205 of 2017 disposed on 29.8.2017 with costs
SAT matter SATV-3D5BAB380A4407CA6156930D
Misc. Application No. 310 of 2020 (Urgency Application) disposed of · Appeal No. 79 of 2020 adjourned, listed for admission on October 22, 2020
Appeal: Appeal No. 79 of 2020 pending, adjourned for admission to October 22, 2020; Misc. Application No. 310 of 2020 (Urgency Application) disposed of on 07.10.2020
Unspecified alleged charge against merchant banker still under SEBI investigation; interim prohibition from taking new assignments
Appeal disposed with directions for time-bound completion of proceedings · SEBI to issue show cause notice to appellant within four weeks from 22.10.2020
Appeal: Appeal No.79 of 2020 disposed of on 22.10.2020 by SAT with directions for final order within six months
The acquirers' 1999 public announcement for acquisition of 20% shares was invalid because the offer price did not reflect their acquisition from HSIDC at Rs.23.75 per share. SEBI directed a fresh open offer.
Appeal No.192 of 2018 dismissed on merits · Appellants directed to deposit costs of Rs.50,000 before the Tribunal Registrar
Appeal: Appeal No.192 of 2018 dismissed by SAT on 15 February 2019; earlier Appeal No.25 of 2017 was dismissed on 29 August 2017. Prior Supreme Court SLP, review and curative petition were also dismissed.

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Source: SecMarx — Corporate Capital Ventures Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.