CapitalVia Global Research Ltd.

SAT-appeal

• SAT matter SATV-1618AFD95850D2CB6FAD4142
  Three weeks' time granted to appellants to file rejoinder · Matter listed for hearing on 19 June 2023
  Appeal: Appeal No. 44 of 2023 with Miscellaneous Application No. 300 of 2023; listed for 19 June 2023, not disposed in this order
• SAT matter SATV-19B0EB15530D3AD060EA24CB
  Appeal adjourned due to non-availability of the bench · List the matter on 12 March 2024
  Appeal: Appeal No. 44 of 2023 was adjourned on 1 February 2024 and listed for 12 March 2024; no disposal is recorded.
• SAT matter SATV-20A33EBF9308D09FBC85398B
  Respondent granted four weeks to file reply · Matter listed for 30 September 2025 by consent
  Appeal: Appeal No. 149 of 2025; order dated 21 August 2025; reply time granted and matter adjourned to 30 September 2025
• SAT matter SATV-227C52B9B617B45A71AF4907
  Appellants were granted time. · Matter listed for 04 August 2026.
  Appeal: Appeal No. 149 of 2025, along with Miscellaneous Application No. 1142 of 2025; order dated 06 May 2026; adjourned to 04 August 2026.
• Registered Investment Adviser promised assured 10% returns, charged huge fee without guidance, failed KYC, risk profiling, suitability assessment and disclosures under IA Regulations.
  Tribunal rejected preliminary objections on delay, double jeopardy, settlement rejection and inspection notice · Held violations of Regulation 15(8) KYC, Regulation 16 risk profiling and Regulation 17 suitability proved in affirmative