CapitalVia Global Research Limited

8 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Set aside AO order dated November 22, 2022 imposing Rs 50 lakhs penalty
AO to pass appropriate orders if advisory to new clients is found; Misc. Application No. 182 of 2023 disposed

SAT-appeal

SAT matter SATV-069BD0BAD047C74626D71DE1
Physical copy of the rejoinder to be filed within a week · Matter listed on 6 May 2026
Appeal: Appeal No. 149 of 2025, along with Miscellaneous Application No. 1142 of 2025; order dated 25 February 2026; adjourned to 6 May 2026
SAT matter SATV-0882C70BB15EAEF001C544F4
Appeal No. 44 of 2023 listed for hearing on November 8, 2023
Appeal: Appeal No. 44 of 2023; order dated 21 September 2023; listed for November 8, 2023
SAT matter SATV-1C36CB4B80569D09D7F11907
Appeal No. 717 of 2023 and Appeal No. 08 of 2025 were directed to be listed on 25 March 2026
Appeal: Appeal No. 717 of 2023 and Appeal No. 08 of 2025, with Misc. Application No. 11 of 2025; listed for 25 March 2026
SAT matter SATV-21C6CA51D390BB6D2C2EDB6A
Appellant granted two weeks to file rejoinder · Matter listed for hearing on 25 February 2026
Appeal: Appeal No. 149 of 2025, along with Miscellaneous Application No. 1142 of 2025; adjourned for rejoinder and listed on 25 February 2026
SAT matter SATV-187C38AC296B3123CC2B7CAE
Matter adjourned at the appellants' request
Appeal: Appeal No. 149 of 2025, with Miscellaneous Application No. 392 of 2025, listed before SAT on 26 March 2025 and adjourned to 21 April 2025
SAT matter SATV-963972746EDEFA1529180B4B
Adjourned by consent to January 30, 2025 on SEBI's request for time
Appeal: Appeal No. 717 of 2023 pending; adjourned to January 30, 2025
SAT matter SATV-ABD927DAB18A444B2E0B6848
Admit Appeal No. 08 of 2025 with Misc. Application No. 11 of 2025 · No coercive steps shall be taken against appellant by interim order
Appeal: Appeal No. 08 of 2025 with Misc. Application No. 11 of 2025 admitted on 15.01.2025; interim stay granted, pending, next date 31.03.2025
Alleged non-compliance of SEBI directions dated Nov 11, 2016 and Jan 20, 2017 by soliciting fresh advisory business from existing and new clients during restraint period.
Set aside AO order dated November 22, 2022 imposing Rs 50 lakhs penalty · Appeal allowed; matter remitted to AO to redecide excluding advisory to existing clients under Nov 11, 2016 order
Appeal: Appeal No. 184 of 2023 allowed on 09.02.2023; AO order set aside and remanded for fresh decision

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Source: SecMarx — CapitalVia Global Research Limited. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.