CD Commo Search Pvt. Ltd.

70 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Matters stood over to 4 July 2022 due to a technical connectivity issue in the online hearing.
Matters stood over to 4 July 2022 due to a technical connectivity issue in the online video-conference hearing.
Parties directed to contact the Registrar 48 hours before the hearing regarding video conferencing or physical hearing
Matters adjourned at the request of the appellants
List the matters on 25 August 2021

SAT-appeal

SAT matter SATV-0098B3B0A43B383F1944BDEB
Adjourned on the respondent's request · Listed for hearing on 9 May 2022
Appeal: Appeal Nos. 71, 104, 125, 173, 182 of 2020, 15 of 2021 and 495 of 2021 were adjourned; next listed on 9 May 2022
SAT matter SATV-027979307FA9E68D9D8DCE08
Matters stood over to 4 July 2022 due to a technical connectivity issue in the online hearing.
Appeal: Appeal Nos. 71 of 2020, 104 of 2020, 125 of 2020, 173 of 2020, 182 of 2020, 15 of 2021 and 495 of 2021; order dated 9 May 2022 stood matters over to 4 July 2022.
SAT matter SATV-041C39703FB726DE80D9B26F
Matters stood over to 4 July 2022 due to a technical connectivity issue in the online video-conference hearing. · Parties directed to act on the digitally signed copy of the order.
Appeal: Appeal Nos. 71 of 2020, 104 of 2020, 125 of 2020, 173 of 2020, 182 of 2020, 15 of 2021 and 495 of 2021 were listed; hearing adjourned on 9 May 2022 to 4 July 2022.
SAT matter SATV-055851E9BB36C947945DBAFC
Appeals listed for hearing on 2 July 2021 · Any interim order extended until the next date of hearing
Appeal: Appeal Nos. 71 of 2021, 104 of 2020 and 125 of 2020 were listed for hearing on 2 July 2021; not disposed of in this order
SAT matter SATV-0B2EBE8F08F4F9A4FA6B9F66
Matters adjourned at the request of the appellants · List the matters on 25 August 2021
Appeal: Appeal Nos. 71 of 2020, 104 of 2020, 125 of 2020 and 173 of 2020 were adjourned on 2 July 2021 and listed for 25 August 2021; no disposal on merits mentioned.
SAT matter SATV-0E0587BBF7DE1D983E52EA65
List Appeal Nos. 71, 104 and 125 of 2020 on 17 May 2021 · Parties to take instructions from the Registrar 48 hours before the hearing date regarding video conference or physical hearing
Appeal: Appeal Nos. 71, 104 and 125 of 2020 were pending and adjourned for listing on 17 May 2021; no disposal on merits
SAT matter SATV-1037BAF65B22FDF48650320C
Appeals adjourned on the appellants' request · Matters listed for 11 February 2022
Appeal: Appeal Nos. 71 of 2020, 104 of 2020, 125 of 2020, 173 of 2020, 182 of 2020, 15 of 2021 and 495 of 2021 were adjourned on 7 January 2022 and listed for 11 February 2022
SAT matter SATV-10467CBE2F52951DAF7D52EC
Adjourned on appellants' request · Listed for hearing on 5 April 2022
Appeal: Appeals Nos. 71, 104, 125, 173 and 182 of 2020, 15 and 495 of 2021 adjourned on 10 March 2022 and listed for 5 April 2022
SAT matter SATV-14B7F666980EA9EEBF1930A5
Matters stood over to 4 July 2022 due to a technical connectivity issue in the online video hearing. · Parties directed to act on the digitally signed copy of the order.
Appeal: Appeal Nos. 71 of 2020, 104 of 2020, 125 of 2020, 173 of 2020, 182 of 2020, 15 of 2021 and 495 of 2021 were listed; hearing stood over to 4 July 2022.
SAT matter SATV-15682B09D2EE426E564D1ED9
Appeals adjourned on the request of the appellants · Matters listed for 25 August 2021
Appeal: Appeal Nos. 71, 104, 125 and 173 of 2020 were adjourned on 2 July 2021 and listed for 25 August 2021; no disposal on merits stated.
SAT matter SATV-1DA45F0998931A529A70C1FD
List the matters on 4 October 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video-conference or physical hearing
Appeal: Appeal Nos. 71 of 2020, 104 of 2020, 125 of 2020, 173 of 2020, 182 of 2020 and 495 of 2021; order dated 25 August 2021 adjourned matters to 4 October 2021
SAT matter SATV-2DF71D27934A109DACAFDDCF
Appellants in appeals where rejoinders were pending granted three weeks to file rejoinders · Matters listed for 17 November 2021
Appeal: Appeal Nos. 71, 104, 125, 173, 182 of 2020, 15 and 495 of 2021 were pending; rejoinder time granted and matters listed for 17 November 2021
Clients allegedly acted in concert in Guar Seed and Guar Gum contracts, causing open-interest violations and requiring clubbing of positions. The Committee additionally penalized appellants for alleged failure of due diligence, although that charge was absent from the show-cause notice.
Impugned common order dated 27 January 2020 quashed. · All appeals allowed.
Appeal: Appeal Nos. 71 of 2020, 104 of 2020, 125 of 2020, 173 of 2020, 182 of 2020, 15 of 2021 and 495 of 2021 allowed by SAT on 4 July 2022.
Alleged client concerted trading in Guar Seed and Guar Gum contracts, causing open-interest violations and circumvention of NCDEX limits. The Committee ultimately penalized brokers for alleged lack of due diligence, a charge absent from the show-cause notice.
Impugned common order dated 27 January 2020 quashed · All appeals allowed
Appeal: Appeal Nos. 71, 104, 125, 173, 182 of 2020, 15 of 2021 and 495 of 2021 allowed and disposed of on 04 July 2022.
SAT matter SATV-234D7FFC07A9716EC3C05776
Adjourned on request of respondent, listed on 7 January 2022 · Parties to contact Registrar 48 hours before fixed date on VC vs physical hearing
Appeal: Appeal Nos.71,104,125,173,182/2020,15,495/2021 with Misc.Appl.74,122/2020 pending; adjourned to 07.01.2022
Clients allegedly acting in concert to breach open interest limits in Guar Seed and Guar Gum; brokers held for failure to carry out due diligence to detect/prevent violation.
Impugned common order dated 27 January 2020 quashed · All appeals allowed
Appeal: Appeal Nos.71,104,125,173,182/2020,15/2021,495/2021 allowed on 04.07.2022
SAT matter SATV-2A514D14FAE93E783D991598
Adjourned on appellants' counsel's request. · Matters listed for 11 February 2022.
Appeal: Appeal Nos. 71 of 2020, 104 of 2020, 125 of 2020, 173 of 2020, 182 of 2020, 15 of 2021 and 495 of 2021 were adjourned; next listed on 11 February 2022.
SAT matter SATV-2DE3B65065B796D2087726E8
Adjourned on request of learned counsel for appellants · List on April 5, 2022
Appeal: Appeal Nos. 71, 104, 125, 173, 182 of 2020 and 15, 495 of 2021 with Misc. Applications 74, 122 of 2020 adjourned, not disposed; next date April 5, 2022
SAT matter SATV-49D498D8EC3F572E86C22F97
List matters on October 04, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020 and 495/2021 pending; listed on 04 October 2021
SAT matter SATV-52498461AAF68E185886C240
List matters on October 04, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference or physical hearing
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 495/2021 pending; next listing October 04, 2021
SAT matter SATV-5FD3E8EC3779F4E479CEEBB6
List all matters on October 04, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference or physical hearing
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020 and 495/2021 with Misc. Applications 74/2020, 122/2020 pending; adjourned on 25.08.2021, no disposal
SAT matter SATV-497172156769C8DC42436BA4
Matters listed for hearing on 7 April 2021. · Parties directed to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing.
Appeal: Appeal Nos. 71, 104 and 125 of 2020 were listed; no disposal on merits is recorded in this order.
SAT matter SATV-5709E203CCADA893B9C804DB
Allow three weeks to appellants to file rejoinder affidavits where not filed · List matters on November 17, 2021
SAT matter SATV-699293EEC0533A7256457F04
Adjourned on request of appellants' counsel, list on March 10, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
SAT matter SATV-734C3B5ED49D96DCC2E76C77
Adjourned on request of learned counsel for appellants · List on February 11, 2022
SAT matter SATV-78AE576ED279FC458720D6F3
List Appeal Nos. 71, 104 and 125 of 2020 on May 17, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 71 of 2020, 104 of 2020, 125 of 2020 pending; adjourned to May 17, 2021 vide order dated 07.04.2021
SAT matter SATV-80D26E1D8254EAFA296E75D9
Adjourned on request of appellants' counsel and listed on March 10, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference or physical hearing
SAT matter SATV-832B2B8475D9DF6FBA8C6C2A
Adjourned on request of respondent, listed on 7 January 2022 · Parties to contact Registrar 48 hours before fixed date for VC/physical hearing mode
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 against NCDEX pending; adjourned to 7 January 2022
SAT matter SATV-83593FFE1714ECE5E21375E3
List Appeals Nos. 71, 104, 125 of 2020 on April 07, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 71 of 2020, 104 of 2020, 125 of 2020 with Misc. Applications Nos. 74 of 2020, 122 of 2020 pending, adjourned to April 07, 2021
SAT matter SATV-838CE41BCB56D5035EB20000
List appeals for hearing on 2nd July, 2021 · Interim order, if any, extended till next date of hearing
SAT matter SATV-95BC9C50A4FEE4BC7FDD7A26
Matter stood over to July 4, 2022 due to technical connectivity issue in online video-conference hearing
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 with Misc. Applications 74/2020, 247/2022, 122/2020 pending; adjourned to 04.07.2022, no disposal on 09.05.2022
SAT matter SATV-AD28012920821F9F7EBFFC62
Adjourned on request of respondent National Commodity & Derivative Exchange Ltd. · List on 7th January, 2022
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 pending; adjourned on 17.11.2021; next date 07.01.2022; not disposed
Clients allegedly acted in concert in Guar Seed and Guar Gum contracts breaching open interest limits requiring clubbing; brokers penalised for failure to carry out due diligence to detect/prevent violation.
Impugned NCDEX Committee order dated 27.01.2020 quashed · All appeals allowed
Appeal: Appeal Nos. 71, 104, 125, 173, 182 of 2020 and 15, 495 of 2021 allowed by SAT decision dated 04.07.2022
Alleged open interest violation in Guar Seed and Guar Gum contracts by clients acting in concert with clubbing of positions; brokers penalised Rs 10 lakh for failure to carry out due diligence to detect/prevent violation.
Impugned NCDEX Committee order dated January 27, 2020 quashed · All appeals allowed
SAT matter SATV-CA9ECFBD0A4A86495151054B
List Appeals No. 71, 104, 125 of 2020 on May 17, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video vs physical hearing
Appeal: Appeal Nos. 71, 104, 125 of 2020 with Misc. Applications 74 and 122 of 2020 pending; adjourned to May 17, 2021, not disposed
SAT matter SATV-4C54D31A7E140D24177B93CD
Appeals adjourned on appellants' counsel's request · Matters listed for 11 February 2022
Appeal: Appeal Nos. 71, 104, 125, 173, 182, 15 and 495 of 2020/2021 were adjourned on 7 January 2022 and listed for 11 February 2022; no disposal on merits.
SAT matter SATV-404D7DF5CA89B1F293971485
Hearing stood over to 4 July 2022 due to a technical connectivity issue in the online video conference.
Appeal: Appeal Nos. 71, 104, 125, 173, 182 of 2020, 15 of 2021 and 495 of 2021 were listed before SAT; hearing adjourned to 4 July 2022.
SAT matter SATV-E1B45AB2047EDE2790FF58E4
Stood over to July 4, 2022 due to technical connectivity issue in video-conference hearing · Parties to act on digitally signed copy by Private Secretary; certified copy available from Registry on payment
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 with Misc. Appl. Nos. 74/2020, 247/2022, 122/2020 pending; adjourned to July 4, 2022 vide order dated 09.05.2022, no disposal
SAT matter SATV-DD449DC9D665789C890F6AC5
Adjourned on request of learned counsel for appellants · List on April 5, 2022
SAT matter SATV-E5080E3BD7C7A95654265BF2
Adjourned on request of learned counsel for appellants, list on March 10, 2022 · Parties to take instructions from Registrar 48 hrs before date fixed on mode of hearing
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 pending before SAT; adjourned on 11.02.2022 to 10.03.2022, not disposed
SAT matter SATV-E9E624E3768EB45B2619510B
Adjourned on request of learned counsel for appellants · List on April 5, 2022
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 adjourned on 10.03.2022, not disposed
SAT matter SATV-E94426E41659A3CCF4E077EC
Adjourned on request of appellants' counsel · List on March 10, 2022
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 pending; adjourned to 10 March 2022
SAT matter SATV-F6E22932FFB6C204449D781D
Allow three weeks to appellants to file rejoinder affidavits where not filed · List all matters on November 17, 2021
Appeal: Appeal Nos. 71, 104, 125, 173, 182 of 2020 and 15, 495 of 2021 pending before SAT; adjourned to 17.11.2021 for rejoinder and hearing
SAT matter SATV-4C1B1B737468834CC62C9DC9
Matter adjourned on the respondent's request. · List all matters on 7 January 2022.
Appeal: Appeal Nos. 71, 104, 125, 173, 182, 15 and 495 of 2020/2021 were adjourned and listed for 7 January 2022; no disposal on merits.
SAT matter SATV-EE5E045C786A99827659BD81
List all matters on October 04, 2021 · Parties to ascertain video vs physical hearing from Registrar 48 hrs before
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020 and 495/2021 pending; adjourned to October 04, 2021
SAT matter SATV-F26FB64D69556142F8B479B7
List all matters on October 04, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on VC vs physical hearing
SAT matter SATV-F7FFC10FD89CBFEA1B059BA5
Adjourned on request of learned counsel for appellants · List on February 11, 2022
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 pending; adjourned to February 11, 2022, not disposed
SAT matter SATV-62498907A92EED5B1F782C4A
Respondent's request for adjournment allowed · Matters listed on 7 January 2022
Appeal: Appeal Nos. 71, 104, 125, 173, 182, 15 of 2021 and 495 of 2021 were adjourned and listed on 7 January 2022; no disposal on merits
SAT matter SATV-4BB47F9927A0CEE96C144D1F
Adjourned on appellants' request · Matters listed on 10 March 2022
Appeal: Appeal Nos. 71, 104, 125, 173, 182, 15 and 495 of 2020/2021 were adjourned and listed for 10 March 2022; no disposal on merits stated.
SAT matter SATV-680DFB3914C3DEA40BCA3703
Appeals adjourned on appellants' request. · List the matters on 10 March 2022.
Appeal: Appeal Nos. 71, 104, 125, 173 and 182 of 2020, and Appeal Nos. 15 and 495 of 2021 were adjourned on 11 February 2022; listed for 10 March 2022.
SAT matter SATV-5F42BF3C6D133D2D76899D49
Appeals adjourned on appellants' request. · Matter listed for 5 April 2022.
Appeal: Appeal Nos. 71, 104, 125, 173, 182 of 2020, 15 of 2021 and 495 of 2021 were adjourned on 10 March 2022 and listed for 5 April 2022.
SAT matter SATV-65DD362762BF61CAE0564E8A
List the matters on 7 April 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 71 of 2020, 104 of 2020 and 125 of 2020 were listed for further hearing on 7 April 2021; no disposal on merits stated.
SAT matter SATV-457166E257C98A2AF8D2B884
Adjourned on request of learned counsel for the appellants · List on February 11, 2022
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 vs NCDEX adjourned, next date 11.02.2022
SAT matter SATV-68767880DDF681A3422B83D9
Allow three weeks time to appellants to file rejoinder affidavits where not filed · List matters on November 17, 2021
SAT matter SATV-71B2D4A235A92CF2FD746B93
Three weeks granted to appellants to file rejoinder affidavits where not filed · Matter listed on November 17, 2021
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 pending before SAT; adjourned to 17.11.2021
SAT matter SATV-77533049E526F0BFDC86F39E
Allow three weeks to appellants to file rejoinder affidavits where not filed · List matters on November 17, 2021
SAT matter SATV-A36A63FCCAD1D45AF7E394B6
Adjourned on request of respondent National Commodity & Derivative Exchange Ltd. · List on 7th January, 2022
Appeal: Misc. Application No.74 of 2020 with Appeal No.71 of 2020 and Appeals No.104,125,173,182 of 2020, No.15 and 495 of 2021 adjourned on 17.11.2021, next listing 7 January 2022
SAT matter SATV-994965469983DD59BAC12A18
Adjourned on request of appellants counsel · List on March 10, 2022
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 pending; adjourned to March 10, 2022
Alleged circumvention of open interest limits in Guar Seed and Guar Gum contracts by clients acting in concert requiring clubbing of positions.
Impugned NCDEX Committee order dated 27 January 2020 quashed · All appeals allowed
Appeal: Appeal Nos 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 allowed on 04.07.2022
SAT matter SATV-9E042EE33B42E44859F03599
Adjourned on request of learned counsel for appellants · List on February 11, 2022 for further hearing
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 pending; adjourned to 11.02.2022
SAT matter SATV-AA7C2EBBD1178AE438A19AC5
Allow three weeks to appellants to file rejoinder affidavits where not filed · List all connected appeals on 17 November 2021
SAT matter SATV-A8C2DDB15374D695FCCA0D2C
Adjourned on request of learned counsel for appellants · List on April 5, 2022
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 pending; adjourned on 10.03.2022, listed on 05.04.2022; not disposed
SAT matter SATV-B0BF032718B51A299271DCF6
List all matters on October 04, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 71, 104, 125, 173, 182 of 2020 and 495 of 2021 pending; adjourned to 04 October 2021
SAT matter SATV-BCF6081CA7D8DCC9E7B3439B
Adjourned on request of learned counsel for appellants · List on August 25, 2021
Appeal: Appeal Nos. 71, 104, 125 and 173 of 2020 pending before SAT; adjourned to August 25, 2021, order dated 02.07.2021
SAT matter SATV-D817ECA5E726E7512CA8E620
Adjourned on request of learned counsel for appellants · List all appeals on August 25, 2021
Appeal: Appeal Nos. 71, 104, 125, 173 of 2020 pending before SAT; adjourned to August 25, 2021
SAT matter SATV-D67709E7B21AFBCBB2367493
Adjourned on request of appellants counsel · List on April 5, 2022
Appeal: Appeal Nos. 71,104,125,173,182 of 2020 and 15,495 of 2021 with Misc. Appl. 74,122 of 2020 pending; adjourned to 5 April 2022, not disposed on 10.03.2022
SAT matter SATV-D3704EF901CB16FAAD9FEEE6
Adjourned on request of respondent National Commodity & Derivative Exchange Ltd. · List all appeals on 7th January, 2022
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 pending; adjourned to 07.01.2022, not disposed
Clients of brokers allegedly acted in concert in Guar Seed and Guar Gum contracts to violate open interest limits requiring clubbing of positions.
Impugned NCDEX Committee order quashed · All appeals allowed
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 allowed by SAT order dated 04.07.2022
SAT matter SATV-D9FBC67EBCA60666CCD667A8
Heard; matter stood over to July 4, 2022 due to technical connectivity issue in online video-conference · Parties directed to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 71/2020, 104/2020, 125/2020, 173/2020, 182/2020, 15/2021, 495/2021 with Misc. Appl. Nos. 74/2020, 247/2022, 122/2020 pending; adjourned to 04.07.2022, not disposed on 09.05.2022

Other

SAT matter SATV-4C6C3390828FAADCB315E038
List Appeal Nos.71/2021, 104/2020 and 125/2020 for hearing on 2nd July 2021 · Interim order, if any, extended till next date of hearing
Appeal: Appeal No.71 of 2021 with Misc. Application 74/2021, Appeal No.104 of 2020, Appeal No.125 of 2020 with Misc. Application 122/2020 listed for hearing on 02.07.2021; not disposed, interim extended

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