C. Paranitharan
SAT-appeal
- Providing investment advisory services on securities via website for consideration without SEBI registration as investment adviser.Issue public notice in 2 national +1 local dailies with refund modalities within 21 days · Effect repayments only via banking channels with audit trail within 3 monthsAppeal: Appeal No. 567 of 2022 and 568 of 2022 disposed on 21.09.2022 - partly allowed
- Providing investment advisory relating to securities via website for consideration without SEBI investment adviser registration.Issue public notice in two national and one local daily with refund modalities within 21 days · Effect refunds only via DD/pay order/electronic/banking channels with audit trail within 3 monthsAppeal: Appeal Nos. 567 and 568 of 2022 with Misc. Applications 1035-1036 of 2022 disposed on 21.09.2022 as partly allowed
Source: SecMarx — C. Paranitharan. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.