Bull Research Investment Advisors Pvt. Ltd.

SAT-appeal

• SAT matter SATV-1C2776461790742F494D8F23
  Matter adjourned on appellants' request · List the appeal and connected applications on 20 July 2022
  Appeal: Appeal No. 62 of 2022 was adjourned on 30 June 2022 and listed for 20 July 2022; no final disposal stated
• Alleged offering of assured/target returns, failure to carry out KYC, risk profiling and suitability assessment, and PFUTP violation.
  Para 31.1(a), (b) and (e) of 25 Jan 2021 interim directions set aside · All other interim directions including asset, demat and RTA freeze to continue
  Appeal: Appeal No. 62 of 2022 partly allowed on 06 February 2023; Misc. Applications No. 1421 of 2021 and 271 of 2022 disposed of
• The underlying proceedings concerned alleged violations warranting restraint from accessing the securities market and cessation of investment advisory services; specific charge not stated.
  SEBI was directed to take instructions and inform the Tribunal when the investigation would be completed and the show cause notice issued. · Matter listed for further hearing on 15 December 2022.
  Appeal: Appeal No. 62 of 2022 was pending before SAT; order dated 1 December 2022 adjourned the matter for further hearing on 15 December 2022.
• SAT matter SATV-4EB5641CC7B62D3BE5B470F7
  Adjourned on the appellants' request · Listed for 15 September 2022
  Appeal: Appeal No. 62 of 2022 was adjourned on 10 August 2022 and listed for 15 September 2022; no final disposal stated
• SAT matter SATV-645130C589B4497ADABE9A2E
  Delay of 127 days in Appeal No. 122 of 2024 condoned · Delay of 15 days in Appeal No. 123 of 2024 condoned
  Appeal: Appeal Nos. 122 and 123 of 2024 admitted on 9 July 2024; next hearing fixed for 17 September 2024