Bombay Stock Exchange
Penalties and directions recorded
- SEBI directed to consider the appellant's comprehensive complaint and pass appropriate orders.
- Appeal withdrawn with liberty to pursue the representation pending before SEBI
- Compensation claim of Rs.51,53,190 against SEBI was rejected; appeal disposed with no costs.
SAT-appeal
- The appellant alleged that Philips Carbon Black Limited purchased Electoral Bonds and failed to disclose the purchase to the stock exchange or its shareholders.SEBI directed to consider the appellant's comprehensive complaint and pass appropriate orders. · SEBI must consider the complaint without reference to the communication at Annexure A-1.Appeal: Appeal No. 39 of 2025, along with Miscellaneous Applications Nos. 1242 and 1243 of 2024, disposed of by SAT on 10 March 2025.
- Challenge to recovery of outstanding SEBI fee continuity liability and the Notice of Demand dated 17 March 2016.Appeal No. 250 of 2018 dismissed · Appeal No. 249 of 2018 dismissedAppeal: Appeal Nos. 249 and 250 of 2018 dismissed by SAT on 26 July 2019; the order records that the Supreme Court dismissed connected Civil Appeal Nos. 243 of 2007 and 319 of 2007 on 6 October 2015.
- SAT matter SATV-0FA8089532F46746EAED592DMatter adjourned by consent to 25 July 2025Appeal: Appeal No. 348 of 2023 remained pending; adjourned by consent on 23 June 2025 to 25 July 2025
- SAT matter SATV-12AA502005EFD28C61E86CE5Appeals No. 105 and 106 of 2018 withdrawn with liberty to file fresh appeals incorporating additional documents · Fresh appeals, if any, to be filed on or before 30 June 2018Appeal: Appeal Nos. 105 and 106 of 2018, decided on 3 May 2018; both appeals withdrawn and disposed of with liberty to file fresh appeals by 30 June 2018
- SAT matter SATV-1692F20CADED560A1C6FDE4EAppeal withdrawn with liberty to pursue the representation pending before SEBI · SEBI directed to dispose of the representation as expeditiously as possible and within four weeks from 12 October 2017Appeal: Appeal No. 251 of 2017 withdrawn and disposed of on 12 October 2017
- SAT matter SATV-1E624333946D3FA4E3A94B7DRespondent No. 2 granted an extension of six weeks from 5 December 2017 to pass a fresh order. · Praecipe seeking extension of time disposed of by consent.Appeal: Appeal Nos. 252, 253 and 254 of 2017 were listed together; on 5 December 2017, time was extended and the praecipe was disposed of.
- SAT matter SATV-24F905F0826B3073255C4BB2Adjourned the matter to 1 November 2022 due to non-availability of the appellant's arguing counsel.Appeal: Appeal No. 25 of 2022; order dated 31 October 2022 adjourned the matter to 1 November 2022; no disposal on merits mentioned.
- SAT matter SATV-3A47CAFD99D1D26E2CB8E02BAppeal disposed of with one final opportunity to comply with pending shortfalls · Pending interlocutory applications disposed ofAppeal: Appeal No. 048 of 2025 disposed of on 16 April 2025; 98-day filing delay condoned
- SAT matter SATV-3656E6AB2C164025B5F88B1BTime for Respondent No. 2 to pass a fresh order was extended by six weeks from 5 December 2017 by consent. · Praecipe seeking extension of time was disposed of.Appeal: Appeal Nos. 252, 253 and 254 of 2017 were before SAT; the order dated 5 December 2017 extended time and disposed of the praecipe.
- Alleged misleading and fraudulent advertisements by Vital Communication Ltd. concerning buy-back, preferential allotment and bonus shares, inducing investors to purchase its shares.SEBI directed to investigate VCL's alleged misleading and fraudulent advertisements, along with or separately from its ongoing investigation. · SEBI directed to convey the investigation outcome to the appellants.Appeal: Appeal No. 207 of 2012 decided and disposed by SAT on 30 April 2013; no further appeal mentioned.
- SAT matter SATV-30AB0D555BBBAE0B655B8701Registration of memorandum of appeal declined for failure to rectify deficienciesAppeal: Appeal Lodgement No. 238 of 2018 lodged on 25.06.2018 - registration declined on 03.03.2023
- Non-payment of Annual Listing Fee and SOP fines and other pending compliances leading to BSE order dated 21.11.2023.Appeal dismissed · Pending interlocutory applications disposed ofAppeal: Appeal No. 182 of 2025 dismissed on 10 April 2026
- Non-compliance of various provisions of SEBI LODR Regulations, 2015 by listed company leading to penalties imposed by BSEDelay condonation and exemption applications allowed · Appeal disposed permitting appellant to file waiver application within two weeksAppeal: Appeal No. 705 of 2023 disposed of on 31.08.2023 with liberty to file waiver application
- SAT matter SATV-C99CA522AA3184923BE62999Appeal No.154 of 2016 and Appeal No.173 of 2016 allowed to be withdrawn with liberty to file fresh appeals · Court fees paid on present appeals adjustable against court fees on timely fresh appealsAppeal: Appeal No.154 of 2016 and Appeal No.173 of 2016 with Misc. Application No.152 of 2016 disposed on 11/01/2018 as withdrawn with liberty to refile
Source: SecMarx — Bombay Stock Exchange. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.