Bharti Thakkar India Securities Pvt. Ltd.

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Adjudicating officer's penalty of Rs. 5 lakh upheld

SAT-appeal

Execution of fictitious circular and reverse trades in KRBL Ltd. through group III brokers, manipulating the scrip and artificially increasing trading volumes without changing beneficial ownership.
Appeal No. 171 of 2010 dismissed · Adjudicating officer's penalty of Rs. 5 lakh upheld
Appeal: Appeal No. 171 of 2010 dismissed by SAT on 28 October 2010
SAT matter SATV-E893D3C2ED3C99ADB249D13B
Disposed in same terms as Appeal No.188 of 2009 decided on 24.2.2010
Appeal: Appeal No.198 of 2009 decided on 24.02.2010 in same terms as Appeal No.188 of 2009

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Source: SecMarx — Bharti Thakkar India Securities Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.