Bajaj Finance Ltd.

106 matters before the Securities Appellate Tribunal

Penalties and directions recorded

List all matters on 27 June 2022
Parties to obtain hearing-mode instructions from the Registrar 48 hours before the scheduled date
Matters listed on 15 April 2021
Parties directed to contact the Registrar 48 hours before the hearing date regarding video conferencing or physical hearing
Matters listed for 6 January 2022.

SAT-appeal

SAT matter SATV-0012A5DFF9B213F51D5D395E
Karvy Stock Broking Limited granted one last opportunity to file a reply in HDFC Bank Ltd.'s appeal within two weeks from 18 October 2021 · Rejoinder, if any, to be filed within one week thereafter
Appeal: Appeal Nos. 35, 50, 112 and 70 of 2020, and Appeal No. 75 of 2020 were pending; listed for final disposal on 22 November 2021.
SAT matter SATV-028A537DF962AB900F40E3AB
Karvy Stock Broking Limited granted one last opportunity to file a reply in HDFC Bank Ltd.'s appeal within two weeks from 18 October 2021 · Rejoinder, if any, may be filed within one week thereafter
Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 were pending; listed for final disposal on 22 November 2021
SAT matter SATV-02DFB7B22D2FB40DB2C9314B
List all matters on 27 June 2022 · Parties to act on the digitally signed copy of the order
Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 were listed; no disposal on merits recorded in this order dated 27 April 2022.
SAT matter SATV-02BA9CB41220AEC686C86675
Proceedings adjourned due to counsel for NSDL being Covid-positive and undergoing treatment · Appeals listed on 20 January 2022 for admission and final disposal
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 were adjourned on 6 January 2022 and listed for admission and final disposal on 20 January 2022; no final disposal is recorded here.
SAT matter SATV-0667D22383BE4678582E0803
Further hearing adjourned to 27 September 2022 · All concerned parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 were pending; order dated 23 September 2022 adjourned further hearing to 27 September 2022
SAT matter SATV-06C6CAEDB8C3E247BF94EBD7
Hearing in the appeals was adjourned and directed to recommence on 15 September 2022 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 50 of 2020, 112 of 2020, 70 of 2020 and 75 of 2020 were pending; hearing adjourned on 24 August 2022 to 15 September 2022
SAT matter SATV-0B1D708BC04B843BDBF4E5EA
Registry directed to list the appeals for hearing before the appropriate Bench on 22 February 2023
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were heard and reserved by a Full Bench; on 6 February 2023, they were directed to be listed before the appropriate Bench on 22 February 2023.
SAT matter SATV-0B881191F95D913CCB49A5E6
Matters listed on 15 April 2021 · Parties directed to contact the Registrar 48 hours before the hearing date regarding video conferencing or physical hearing
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 were listed for further hearing on 15 April 2021; no disposal on merits is recorded
SAT matter SATV-100F23D77ED2BF80208C4CD9
Matters listed for 6 January 2022. · Interim order continued until disposal of the appeals.
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were pending; interim order continued until disposal. Miscellaneous Application No. 113 of 2020 was also listed.
SAT matter SATV-10CA0D0C95577727F70B168B
Matters adjourned on the respondent's request · List all matters on 16 February 2022
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020, along with Misc. Application No. 113 of 2020, were adjourned on 20 January 2022 and listed for 16 February 2022
SAT matter SATV-11ED8DDE63820667BAE648EF
List the appeals for final disposal on 6 September 2021. · Extend any existing interim order until the next date.
Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 were pending; listed for final disposal on 6 September 2021.
SAT matter SATV-16D346211EB73D8E39212E3B
Matters adjourned and listed for further hearing on 8 July 2022 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were pending; the order dated 6 July 2022 adjourned the matters for further hearing on 8 July 2022
SAT matter SATV-1BFE27032F2F2395E40D2160
Matter adjourned on the respondent's request · List all matters on 25 March 2022
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020, along with Misc. Application No. 113 of 2020, were adjourned and listed on 25 March 2022; no final disposal recorded.
SAT matter SATV-1B319755E01DEAB8E7B5B01B
Matters listed on 15 April 2021 · Parties directed to contact the Registrar 48 hours before the listed date regarding video-conference or physical hearing
Appeal: Appeal Nos. 50 of 2020, 70 of 2020, 75 of 2020 and 112 of 2020 were listed for further hearing on 15 April 2021; no disposal on merits stated.
SAT matter SATV-1FA89A7A48E226D46281F96D
Matters heard in part · Matters listed for further hearing on 1 August 2022
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 were heard in part on 29 July 2022 and adjourned for further hearing on 1 August 2022; no disposal on merits stated.
SAT matter SATV-20A43B03B5C5A3F69774D5E2
Matter listed for hearing on 6 January 2022. · Interim order to continue until disposal of the appeals.
Appeal: Appeal Nos. 35, 50, 70 and 75 of 2020, and Appeal No. 112 of 2020 were pending; matter adjourned to 6 January 2022 and interim order continued.
SAT matter SATV-2191623886286A9B70D5E7D4
Matters adjourned on SEBI’s request. · List the appeals on 27 April 2022.
Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 were adjourned on 25 March 2022; listed for 27 April 2022.
SAT matter SATV-215727D6EE808705E2E013CB
Karvy Stock Broking Limited granted one last opportunity to file a reply in HDFC Bank Ltd.'s appeal. · Rejoinder, if any, may be filed thereafter.
Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020, with Misc. Application No. 113 of 2020; order dated 18 October 2021 granted time for reply and continued interim relief, with final disposal listed for 22 November 2021.
SAT matter SATV-1557CCD7197D0C5DA9BBE3DB
Matters adjourned on the respondent's request · List for further hearing on 26 July 2022
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 were adjourned on 8 July 2022 and listed for further hearing on 26 July 2022; no disposal on merits stated.
SAT matter SATV-212A5E85B6112B97381B5958
List the appeals on 5 May 2021 · Parties to obtain Registrar's instructions 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 were listed for further hearing on 5 May 2021; no disposal on merits stated.
SAT matter SATV-28D7201F12FE9EBB9CDA0F97
Arguments were continuing; matters adjourned for continuation of arguments on 24 August 2022
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were pending; order dated 23 August 2022 adjourned arguments to 24 August 2022
SAT matter SATV-27087F871C78264EC63BC3B8
Matters listed on 16 June 2021 · Any interim order to continue until the next date of hearing
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 were listed before SAT on 5 May 2021 and adjourned to 16 June 2021; no disposal on merits stated
SAT matter SATV-24572422CF2D5FC588503BE3
Proceedings adjourned · Appeals listed on 20 January 2022 for admission and final disposal
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020, with Miscellaneous Application No. 113 of 2020; adjourned on 6 January 2022 and listed for admission and final disposal on 20 January 2022
SAT matter SATV-15ECB4C0CF76C5CD38DC0E8F
List Appeals No. 50, 70, 75, 112 of 2020 on May 5, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 pending; heard 15.04.2021, adjourned to 05.05.2021
SAT matter SATV-282A38AA205C8726D84969D6
Last opportunity to Karvy Stock Broking Ltd to file reply in HDFC Bank appeal within two weeks · Rejoinder, if any, may be filed within a week thereafter
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application 113 of 2020 pending before SAT; interim relief extended; listed for final disposal on 22 November 2021
SAT matter SATV-3632576963979CAA8E6A01AF
Adjourned on request of learned counsel for respondent · List on March 25, 2022
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 adjourned, not disposed; next listed March 25, 2022
SAT matter SATV-3BA9589D417E0A788E4BC387
List appeals on 29 July 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 50 of 2020, 70 of 2020, 75 of 2020 and 112 of 2020 pending; adjourned to 29 July 2022; Misc Application No.113 of 2020 tagged
SAT matter SATV-4461F942F2BA08648AA25A4B
Connected with Appeal Nos. 50, 70 and 75 of 2020 and listed on February 23, 2021 · Respondent to file reply in the meantime
Appeal: Appeal No. 112 of 2020 with Misc. Application No. 113 of 2020 pending; connected and listed on 23 February 2021
SAT matter SATV-3D3126624B87DA729B04EF37
List on January 5, 2022 · Parties to take instructions from Registrar 48 hrs before date fixed on mode of hearing
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; next listed on January 5, 2022 vide order dated November 22, 2021
SAT matter SATV-39D6CED88577A483463F6450
Arguments of senior counsel for respondent still continuing; matter adjourned · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; arguments continuing as on 23.08.2022
SAT matter SATV-5802E9F5AE140FB137CE99B6
Delay of 28 days in filing Appeal No.112 of 2020 by Bajaj Finance Ltd condoned; Misc Application No.113 of 2020 allowed · Bajaj Finance Ltd allowed three weeks further time to file rejoinder
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; Misc App No.113 of 2020 allowed on 6.9.2021; listed for final disposal on 18 October 2021
SAT matter SATV-38D01A77333C08BA25029249
List appeals for hearing on July 28, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on mode of hearing
SAT matter SATV-56949FFC22B547A472F0F73C
List appeals on September 23, 2022 · Parties to act on digitally signed copy; certified copy available on payment
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application 113 of 2020 pending; adjourned to September 23, 2022 vide order dated 15.09.2022
SAT matter SATV-5D9C58BB6BA513C724D6277D
List matters on 16 June 2021 · Interim order, if any, to continue till next date of hearing
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 and Misc. Application No.113 of 2020 pending before SAT; heard on 5.5.2021, adjourned to 16.06.2021 with interim continuing
SAT matter SATV-59145EC42012C75EF579CB5E
Matter adjourned and put up on 6 January 2022 · Existing interim order to continue till disposal of the appeals
Karvy prima facie misused client securities by pledging them for own fund-raising, not reporting DP account and bank accounts, diverting proceeds to own accounts.
WTM ex-parte order dated 22.11.2019 prohibited Karvy from taking new broking clients · Depositories directed not to act on Karvy PoA instructions with immediate effect
Appeal: SAT Appeal Nos.35, 50, 70, 75 and 112 of 2020 with Misc.Application 113 of 2020, reserved 22.02.2023, decided 20.12.2023
SAT matter SATV-723BCBEC024337221CC5BF7B
List appeals on 29 July 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 50 of 2020, 70 of 2020, 75 of 2020 and 112 of 2020 pending; adjourned to 29 July 2022 vide order dated 26.7.2022; no disposal
SAT matter SATV-76C8819D35F820E18F88D93F
Arguments of counsel concluded and order reserved · Written submissions, if any, may be filed by parties within two weeks
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 with Misc. Application No.113 of 2020; arguments over and order reserved on 28.9.2022
SAT matter SATV-7C54E65BE12E5BD89B1CFD91
Put up matters for further hearing on July 8, 2022 after hearing counsel for Axis Bank Limited
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending with Misc. Application No. 113 of 2020; adjourned to 08.07.2022 for further hearing
SAT matter SATV-78767EF536CB1355FC285978
Heard counsel for Axis Bank; put up all matters for further hearing on July 8, 2022
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending; heard in part on 06.07.2022, adjourned to 08.07.2022
SAT matter SATV-7F4D254B010114034EE2CABD
List matters on 16 June 2021 with interim orders, if any, to continue till next hearing · Parties to contact Registrar 48 hours before fixed date for video or physical hearing mode
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 and Misc. Application No.113 of 2020 pending; adjourned to 16 June 2021 with interim orders continued
SAT matter SATV-8A30F58D9BB14457E2964ABF
List appeals on January 5, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on hearing mode
Appeal: Appeal Nos. 50 of 2020, 70 of 2020, 75 of 2020 and 112 of 2020 pending; adjourned to January 5, 2022 vide order dated 22.11.2021
SAT matter SATV-9504892EE5C6F1693B02401B
List appeals on January 5, 2022 · Parties to take instructions from Registrar 48 hrs before on video vs physical hearing
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 pending; adjourned to January 5, 2022 vide order dated 22.11.2021
SAT matter SATV-92DD5FFA30B9B3D7349A26A8
Matters listed on June 27, 2022 · Parties to act on digitally signed copy signed by Private Secretary on behalf of bench
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned to 27.06.2022 vide order dated 27.04.2022
SAT matter SATV-907D706C85645657BB6ABF74
Matter put up tomorrow i.e. 6 January 2022 · Interim order to continue till disposal of the appeal
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; adjourned to 6 January 2022 with interim order continued till disposal
SAT matter SATV-95E1A68A2E17F637A3EDB8FB
Respondent arguments completed, rejoinder arguments commenced · Matter posted for further hearing on 28 September 2022 at 12.30 p.m.
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 pending; respondent arguments completed, rejoinder started; adjourned to 28.09.2022
SAT matter SATV-9742D509CC5EBACA0FB3B266
Adjourned on request of respondent SEBI · List matters on April 27, 2022
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned on 25.03.2022 to 27.04.2022; no disposal
SAT matter SATV-91FCDE4D1FE6930480E042D2
List these appeals for final disposal on September 06, 2021 · Interim order, if any, extended till the next date
Appeal: Appeal Nos. 35, 50, 112, 70, 75 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned to 06 September 2021 with interim extended
SAT matter SATV-9DB128836B31BDC23797AC64
List matters on 15 April 2021 · Parties to contact Registrar 48 hours before fixed date for hearing mode
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application 113 of 2020 pending; adjourned to 15 April 2021, not disposed
SAT matter SATV-91CB5D440673B30070A38319
Adjourned on request of the respondent · List matter for further hearing on 26th July, 2022
SAT matter SATV-935A1FCB9FD0D2096290D2F5
Adjourned on request of respondent · List on 16th February, 2022
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No.113 of 2020 adjourned on 20.01.2022 to 16.02.2022; not disposed
SAT matter SATV-B1E6597C1D74EBD31C39BEC2
A week's further time allowed to parties to file written submissions · Praecipe disposed of accordingly
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No.113 of 2020 pending before SAT; at written submissions stage as on 12.10.2022
SAT matter SATV-B47FC8ED2EAA0E39C9FC5EB0
Adjourned on request of respondent SEBI · List matters on April 27, 2022
Appeal: Appeal Nos. 35 of 2020, 50 of 2020, 112 of 2020, 70 of 2020, 75 of 2020 with Misc. Application No. 113 of 2020 pending; adjourned to 27 April 2022
SAT matter SATV-A59F44B5C16DEA3B91C03400
List Appeal Nos. 35, 50, 112, 70, 75 of 2020 on June 27, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 heard on 27.04.2022; adjourned to 27.06.2022; pending, not disposed
SAT matter SATV-BD47809542D979A2911B7BF9
List on July 28, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference or physical hearing
Appeal: Appeal Nos. 50, 112, 70, 75 of 2020 with Misc. Application No. 113 of 2020 pending; adjourned to July 28, 2021 vide order dated 16.06.2021
SAT matter SATV-5482ED329E27B611EE36525E
Time to file written submissions was extended by another two weeks · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were listed before SAT; no disposal on merits, only extension of time for written submissions.
SAT matter SATV-B4E5488001C27A32827EACE2
Hearing to recommence on September 15, 2022 for further hearing · Parties to act on digitally signed copy by Private Secretary on behalf of bench
Appeal: Appeal Nos. 50, 112, 70, 75 of 2020 with Misc. Application No. 113 of 2020 pending before SAT; heard on 24.08.2022 and adjourned to 15.09.2022 for further hearing
SAT matter SATV-CBC69781E51372410990861A
List Appeal Nos. 35, 50, 112, 70 and 75 of 2020 for final disposal on September 06, 2021 · Interim order, if any, extended till the next date
Appeal: Appeal Nos. 35, 50, 112, 70 and 75 of 2020 pending before SAT; listed for final disposal on September 06, 2021 with interim extended
SAT matter SATV-B93E2942A6807970C8C186C7
Heard in part · Put up for further hearing on 1st August, 2022
SAT matter SATV-48720AD101916FC122389021
Arguments of the respondents to be heard on 2 August 2022 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 50 of 2020, 70 of 2020, 75 of 2020 and 112 of 2020 were heard; respondents' arguments listed for 2 August 2022
SAT matter SATV-CD003F66944E6CD66F6226CD
List on 15 April 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No.113 of 2020 pending before SAT; heard on 23.2.2021 and adjourned to 15 April 2021 with no disposal
SAT matter SATV-CF1CEB0EC9A3A55378B5F7BC
Adjourned on request of respondent, listed on 16 February 2022 · Parties directed to contact Registrar 48 hours before fixed date for video/physical hearing mode
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 with Misc. Application No.113 of 2020 adjourned vide order dated 20.1.2022, next listed 16 February 2022
SAT matter SATV-E48411F06313AB64912786A5
List appeals on 6th July, 2022 as agreed between parties
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 pending before SAT; adjourned to 6 July 2022 vide order dated 27.6.2022
SAT matter SATV-D1FAAA7B131FB927B1A986B1
Delay of 28 days by Bajaj Finance Ltd condoned; Misc. Application No.113 of 2020 allowed · Three weeks time to Bajaj Finance Ltd to file rejoinder
Appeal: Appeal Nos.35, 50, 70, 75 and 112 of 2020 pending; Misc. Application No.113 of 2020 allowed condoning 28 days delay; listed for final disposal on 18 October 2021 with interim extended
SAT matter SATV-5B4902D9C9807E4930195145
Karvy Stock Broking Limited granted one final opportunity to file a reply in the HDFC Bank appeal within two weeks. · Rejoinder, if any, may be filed within one week thereafter.
Appeal: Order dated 18 October 2021 in Appeal Nos. 35, 50, 112, 70 and 75 of 2020; final disposal listed for 22 November 2021
SAT matter SATV-D26E4E5E48DD9D0359F20BE1
List Appeal Nos. 50, 70, 75, 112 of 2020 on May 5, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 pending; adjourned to May 5, 2021 by order dated 15.04.2021, not disposed
SAT matter SATV-D70294CFC5146B1DAC1EF85F
Delay of 28 days by Bajaj Finance condoned; Misc. Application No.113 of 2020 allowed · Three weeks time allowed to Bajaj Finance Ltd. to file rejoinder
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 pending before SAT; listed for final disposal on 18 Oct 2021; interim extended
SAT matter SATV-DE85F58FC68ACEA38DCFA28A
Heard appellants; matter put up on 2nd August 2022 for arguments of respondents · Parties to act on digitally signed copy signed by Private Secretary on behalf of bench
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No.113 of 2020 pending before SAT; heard in part on 1.8.2022, adjourned to 2.8.2022
SAT matter SATV-EE247030835BD298AB5CA9CD
Adjourned on the request of respondent SEBI · List on April 27, 2022
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending before SAT; adjourned to 27 April 2022 vide order dated 25.03.2022
SAT matter SATV-E2E1D060869789B1B23B21B5
List / next hearing on June 27, 2022 · Parties to act on digitally signed copy by Private Secretary; certified copy from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned to June 27, 2022 by order dated 27.04.2022
SAT matter SATV-EC46E554F5A2E3C594ADA43E
Karvy's right to file reply closed for failure to file reply in one appeal · Proceedings adjourned due to NSDL counsel being Covid positive
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 not disposed on 06.01.2022; adjourned and listed for admission and final disposal on January 20, 2022
Karvy misused clients' securities by pledging through undisclosed DP account and diverting funds to own accounts; WTM held banks' pledge invalid as of fully/partly paid clients without explicit authorization.
KSBL prohibited from taking new clients for stock broking activities · Depositories not to act on KSBL instructions under clients' PoA with immediate effect
Appeal: Appeal Lodging No.597 of 2019 by Axis Bank against NSDL 23 Nov 2019 communication disposed by SAT on 17 Dec 2019 directing representation to SEBI
SAT matter SATV-E3E6A6F2BC48DD40DDCD2821
Heard in part, put up for further hearing on 1 August 2022 · Parties to act on digitally signed copy of order by Private Secretary
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No.113 of 2020 heard in part on 29.7.2022, adjourned to 1.8.2022; no disposal
SAT matter SATV-F1A91F32D5F0F2281E09572E
Respondent arguments completed; arguments in rejoinder started · Listed on September 28, 2022 at 12.30 p.m. for further hearing
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 pending before SAT; respondent arguments completed, rejoinder part-heard, adjourned to 28.09.2022 - not disposed
SAT matter SATV-FC51C3BD45299AD67BCDF258
Arguments of SEBI senior counsel continuing; matter put up on 24 August 2022 for continuation · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; arguments continuing on 23.08.2022, next date 24.08.2022
SAT matter SATV-ECD5AC197EF3FBCD07EE56B1
List appeals on 29 July 2022 · Parties to act on digitally signed copy signed by Private Secretary on behalf of bench
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 pending before SAT; adjourned without disposal on merits on 26 July 2022
SAT matter SATV-67C3A2B75626BFC629B4D855
List the matters on 15 April 2021 · Parties to contact the Registrar 48 hours before the listed date regarding hearing mode
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 were listed for further hearing on 15 April 2021; no disposal on merits stated.
SAT matter SATV-63295A677C36BB5DA9C5682F
Matters listed on 28 July 2021 · Parties to contact the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 50 of 2020, 112 of 2020, 70 of 2020 and 75 of 2020 were listed for further hearing on 28 July 2021; no disposal on merits stated.
SAT matter SATV-78E083E5234A91EF12F0FAAB
By consent of the parties, list the matters on 6 July 2022 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020, with Misc. Application No. 113 of 2020; order dated 27 June 2022 adjourned/listed the matters for 6 July 2022
SAT matter SATV-6C38E9EAFABA3F3DDDE08E29
Respondents' arguments were scheduled for 2 August 2022 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 were pending; order dated 1 August 2022 adjourned the matter for respondents' arguments on 2 August 2022
SAT matter SATV-7769EC107FC54898E9F5F035
Matters were listed for further hearing on 8 July 2022. · Parties were directed to act on the digitally signed copy of the order.
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were pending and listed for further hearing on 8 July 2022; no disposal was recorded.
Karvy misused clients securities by pledging them for own loans, not reporting DP Account No.11458979 and six bank accounts; banks pledge claimed invalid as of fully/ partly paid clients without explicit authorization.
KSBL prohibited from taking new clients for stock broking activities · NSDL and CDSL directed not to act on PoA instructions given by KSBL with immediate effect
Appeal: Appeal Lodging No.597 of 2019 disposed by SAT order dated 17 December 2019; present Appeals Nos.35,50,70,75,112 of 2020 decided on 20 December 2023
SAT matter SATV-6BF16A310E367107CEF3F246
List Appeals No. 35, 50, 112, 70, 75 of 2020 for final disposal · Interim order, if any, extended till next date
Appeal: Appeal Nos. 35, 50, 112, 70, 75 of 2020 with Misc. Application No. 113 of 2020 pending; listed for final disposal on 06 September 2021, interim extended
SAT matter SATV-78D5867459518F23EDC64BF8
Respondent counsel arguments continuing; matter put up for further hearing on August 23, 2022 · All parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; arguments continuing, no disposal on 02.08.2022
SAT matter SATV-8700599AC9C3235E8C537661
Adjourned on request of the respondent · Listed for further hearing on 26 July 2022
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 pending; adjourned to 26 July 2022
Karvy misused clients' securities by pledging fully/ partly paid clients' shares for own loans; pledge by banks claimed invalid without explicit client authorization.
KSBL prohibited from taking new clients for stock broking activities · Depositories not to act on any PoA instructions given by KSBL with immediate effect
SAT matter SATV-88504B9CEB309D1466C3C684
Adjourned on request of respondent SEBI · List matters on April 27, 2022
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; adjourned to April 27, 2022 vide order dated 25.03.2022, no disposal on merits
SAT matter SATV-9054DB4F0A14D9B684AAF520
Adjourned on request of learned counsel for respondent · List on March 25, 2022
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 with Misc. Application No. 113 of 2020 adjourned, not disposed; next listing March 25, 2022
SAT matter SATV-97A124D3DA9D9546DD4CAB75
Arguments of senior counsel for respondent continuing; matter listed on 24 August 2022 for continuation · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application 113 of 2020 heard on 23.08.2022; not disposed, adjourned to 24.08.2022 for continuation
SAT matter SATV-BAFE9B301986D10C10A588D8
Respondent arguments completed and rejoinder arguments started · Listed for further hearing on September 28, 2022 at 12.30 p.m.
Appeal: Appeal Nos. 35, 50, 112, 70, 75 of 2020 pending; respondent arguments completed, rejoinder started, posted to 28.09.2022
SAT matter SATV-C8B1B82F9836B021CD40C914
List all appeals on January 5, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending before SAT; adjourned to January 5, 2022
SAT matter SATV-C180F642EA8004FC1133A168
List Appeal Nos. 50, 70, 75 and 112 of 2020 on 16 June 2021 · Interim order, if any, to continue till next date of hearing
Appeal: Appeal Nos. 50 of 2020, 70 of 2020, 75 of 2020 and 112 of 2020 with Misc. Application No.113 of 2020 pending before SAT; adjourned to 16 June 2021 with interim orders continued
SAT matter SATV-C556E73D69FD7CD0F1F4D17B
Heard senior counsel for Axis Bank Limited and put up all matters for further hearing on July 8, 2022
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; part-heard on 06.07.2022 and adjourned to 08.07.2022; Misc. Application No. 113 of 2020 also listed
SAT matter SATV-DBA7D784EA9B1BA04DA813F0
Matter put up on 6 January 2022; interim order to continue till disposal of appeal · Parties to contact Registrar 48 hours before fixed date to ascertain VC or physical hearing
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application No.113 of 2020 pending; adjourned to 6 January 2022 with interim order continued till disposal
SAT matter SATV-E212FC01EAAD06F140AA5DD5
Delay of 28 days in filing Appeal No.112 of 2020 by Bajaj Finance Ltd. condoned · Bajaj Finance Ltd. granted three weeks to file rejoinder
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending; Misc. Application No.113 of 2020 allowed condoning delay; listed for final disposal on 18 October 2021
SAT matter SATV-D8D5BD1D2B7FD787C1058B2C
Close right of Karvy to file reply for failure to file in one appeal · Adjourn proceedings and list appeals on January 20, 2022 for admission and final disposal
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 pending; adjourned to 20 January 2022 for admission and final disposal
SAT matter SATV-DCAAD859C3BE385B8CD55504
List Appeal Nos. 35, 50, 112, 70, 75 of 2020 for final disposal on September 06, 2021 · Extend interim order, if any, till next date
Appeal: Appeal Nos. 35, 50, 112, 70, 75 of 2020 with Misc. Application No. 113 of 2020 heard on 28.07.2021, adjourned for final disposal on 06.09.2021 with interim extended
SAT matter SATV-E29BBD836B79BCF52824C737
Adjourned on request of learned counsel for respondent · List on March 25, 2022
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 with Misc. Application No. 113 of 2020 heard on 16.02.2022; adjourned and listed on 25.03.2022
SAT matter SATV-FFE085EBFE4094AAF716BE30
Respondent arguments completed, rejoinder started; put up for further hearing on September 28, 2022 at 12.30 p.m. · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No. 113 of 2020 pending; respondent arguments completed, rejoinder started; next hearing 28.09.2022

Other

SAT matter SATV-9A699CFEF0A1326CFC47C0B4
List matters on June 27, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
SAT matter SATV-B2E7FC893B8392B4EC19C280
Put up matter on 27 September 2022 for further hearing after hearing NSDL and starting NSE arguments
Appeal: Appeal Nos. 50, 70, 75 and 112 of 2020 with Misc. Application No.113 of 2020 pending; adjourned to 27 September 2022 for further hearing
SAT matter SATV-CC06AA116A7A8F3702C05C15
Respondent arguments completed and rejoinder arguments started · Matter listed for further hearing on 28 September 2022 at 12.30 p.m.
Appeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application No. 113 of 2020 heard on 27.09.2022; not disposed, adjourned to 28.09.2022 for further hearing
SAT matter SATV-CD87447F6897E3B0D84FF071
Put up matter on 27 September 2022 for further hearing after part-hearing · All concerned parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 50, 70, 75, 112 of 2020 with Misc. Application 113 of 2020 heard on 23.9.2022, not disposed, adjourned to 27.9.2022
SAT matter SATV-DF23810183AB4EB110682BA5
Delay of 28 days by Bajaj Finance condoned; Misc Application No.113 of 2020 allowed · Three weeks time allowed to Bajaj Finance Ltd. to file rejoinder
Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 with Misc. Application 113 of 2020 pending before SAT; order dated 6.9.2021 lists for final disposal on 18 Oct 2021 with interim extended
SAT matter SATV-FD28905C0EEBA3635DD47EDB
Hearing to recommence on September 15, 2022 for further hearing · All concerned parties to act on digitally signed copy by Private Secretary
Appeal: Appeal Nos. 50, 112, 70, 75 of 2020 with Misc Application 113 of 2020 pending; adjourned for further hearing on 15.09.2022 vide order dated 24.08.2022
SAT matter SATV-90D710BF340EC82A02D48F28
Heard learned counsel for parties, order reserved · Parties directed to act on digitally signed copy signed by Private Secretary on behalf of bench
Appeal: Appeal Nos. 35, 50, 112, 70, 75 of 2020 and Misc. Application No. 113 of 2020 heard on 22.02.2023; order reserved, not disposed

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Source: SecMarx — Bajaj Finance Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.