BTS Consultancy Services Pvt. Ltd.
Penalties and directions recorded
- Appeal partly allowed; penalty reduced from Rs 3,00,000 to Rs 1,00,000 payable within four weeks from 10.04.2019
SAT-appeal
- SAT matter SATV-120C6A75806A5AB14F8CCB69Appeal No. 353 of 2017 dismissed for want of prosecution · No order as to costsAppeal: Appeal No. 353 of 2017 dismissed on 10 January 2018 for want of prosecution
- SAT matter SATV-20B7DDDF9AE23E389BB1748FAppeal No. 353 of 2017 restored to the file · Miscellaneous Application No. 46 of 2018 disposed of with no order as to costsAppeal: Appeal No. 353 of 2017 had been dismissed for want of prosecution on 10 January 2018 and was restored by the order dated 20 August 2018; stood over to 15 October 2018.
- Ten violations/irregularities in books, accounts and records as Share Transfer Agent found in SEBI's second inspectionAppeal partly allowed; penalty reduced from Rs 3,00,000 to Rs 1,00,000 payable within four weeks from 10.04.2019Appeal: Appeal No. 353 of 2017 partly allowed on 10.04.2019; penalty reduced to Rs 1 lakh
Source: SecMarx — BTS Consultancy Services Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.