Awaneesh Srivastava

4 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Parties to take instructions from Registrar 48 hours before fixed date on VC vs physical hearing

SAT-appeal

Alleged failure by Compliance Officer to close trading window during 31 July-24 Aug 2017 UPSI period for FCCB-to-equity conversion, violating Clause 4 Schedule B.
Impugned AO order dated 01 September 2021 quashed · Appeal No. 695 of 2021 allowed with no order as to costs
Appeal: Appeal No. 695 of 2021 decided 25.03.2022 (reserved 22.03.2022) - allowed, AO penalty set aside
SAT matter SATV-BAC4CA838D3FB8990CA48FEB
Order reserved after hearing parties · Parties to act on digitally signed copy signed by Private Secretary on behalf of bench
Appeal: Appeal No. 695 of 2021 - heard on 22.03.2022, order reserved
SAT matter SATV-C54DC1EDB458506AB9F97C34
Adjourned on request of counsel for SEBI respondent · List on March 22, 2022
Appeal: Appeal No. 695 of 2021 adjourned vide order dated 31.01.2022, next listed March 22, 2022
SAT matter SATV-7709CF150163123C4AFE20ED
Respondent SEBI to file reply within three weeks from 23 November 2021 · Appellant may file rejoinder within three weeks thereafter
Appeal: Appeal No. 695 of 2021 (Awaneesh Srivastava vs SEBI) pending; reply/rejoinder stage; listed for admission and final disposal on 31 January 2022 vide order dated 23.11.2021

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Source: SecMarx — Awaneesh Srivastava. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.