Aspire Emerging Fund

122 matters before the Securities Appellate Tribunal

Penalties and directions recorded

WTM restrained Winsome from accessing the securities market for three years
Winsome penalized Rs. 4.40 crore
Noticee no. 4 directed to disgorge Rs. 1,11,52,500 jointly and severally with noticees 2 and 3
Noticee no. 2 debarred for two years and penalized Rs. 44 lakh
WTM order dated 15 December 2021 was under appeal; the excerpt records restraints, disgorgement and penalties imposed by SEBI.

SAT-appeal

Alleged fraudulent GDR scheme involving undisclosed pledge and loan agreements, misleading disclosure of subscription, and use of GDR proceeds to finance the sole subscriber, violating Section 12A and PFUTP Regulations.
WTM restrained Winsome from accessing the securities market for three years · Winsome directed to bring back outstanding GDR proceeds of USD 9.018 million
Appeal: Appeal Nos. 348, 251, 342, 343 and 345 of 2022 heard together; decision dated 13 September 2023; merits outcome not included in the provided text
SAT matter SATV-0232609C9E94E354BB6DD5D2
List Appeal No. 251 of 2022 on 15 February 2023 along with Appeal No. 348 of 2022
Appeal: Appeal No. 251 of 2022 was pending and directed to be listed on 15 February 2023 along with Appeal No. 348 of 2022; no disposal on merits stated
Alleged fraudulent GDR scheme involving undisclosed loan and pledge agreements, misleading disclosure that the issue was fully subscribed by foreign investors, and diversion/adjustment of GDR proceeds.
WTM order dated 15 December 2021 was under appeal; the excerpt records restraints, disgorgement and penalties imposed by SEBI. · Winsome was restrained from accessing the securities market for three years and directed to bring back USD 9.018 million.
Appeal: Appeal Nos. 348 of 2022, 251 of 2022, 342 of 2022, 343 of 2022 and 345 of 2022 were filed before SAT; decision dated 13 September 2023; disposal outcome is not included in the supplied excerpt.
SAT matter SATV-046100B1E0A93F64F20940AC
All miscellaneous applications were disposed of. · Parties were directed to act on the digitally signed order.
Appeal: Appeal Nos. 250 of 2022, 452 of 2022 and 453 of 2022 were heard; order reserved on 6 June 2023. Misc. Applications Nos. 1183, 730 and 731 of 2022 disposed of.
SAT matter SATV-049C716D70A6EACFF6775DA6
List Appeal Nos. 251, 342, 343, 344 and 345 of 2022 on 22 March 2023
Appeal: Appeal Nos. 251, 342, 343, 344 and 345 of 2022; order dated 15 February 2023; listed for further hearing on 22 March 2023
SAT matter SATV-082E1E509ECEDF6FC8D1EBFF
All listed appeals were directed to be listed on 17 May 2023. · Parties were directed to act on the digitally signed copy of the order.
Appeal: Appeal Nos. 251, 342, 343, 345 and 348 of 2022 were pending and listed for 17 May 2023; no disposal on merits stated.
SAT matter SATV-0F26B2CA2C96261BFAE4BA40
All listed matters were directed to be listed on 23 June 2023. · Parties were directed to act on the digitally signed order copy.
Appeal: Appeal Nos. 185, 219, 495, 535, 542 and 750 of 2022 were listed; no disposal or merits decision stated.
SAT matter SATV-10112AE8258D68A124274475
Matter adjourned on the respondent's request · List all matters on 30 November 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 were pending; order dated 10 October 2023 adjourned them to 30 November 2023.
SAT matter SATV-0F1DBA208B674326A833B78E
Matter adjourned on the respondent's request · List all connected appeals and applications on 30 November 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 were adjourned on 10 October 2023; listed on 30 November 2023.
SAT matter SATV-125625DBF7AF3B687B989ADB
List Miscellaneous Applications and Appeals Nos. 74, 75, 76, 184 and 249 of 2022 on 11 May 2023 · Parties directed to act on the digitally signed copy of the order
Appeal: SAT Misc. Applications Nos. 119, 121 and 189 of 2022 and Appeals Nos. 74, 75, 76, 184 and 249 of 2022 were adjourned/listed for 11 May 2023; no disposal on merits stated.
SAT matter SATV-18C7789E434DD79BC14C909F
Appeal No. 495 of 2022 adjourned on the appellant's request · All appeals listed for 11 April 2023
Appeal: Appeal Nos. 185, 219, 495, 535, 542 and 750 of 2022 were pending; Appeal No. 495 of 2022 was adjourned on 17 February 2023 and all appeals were listed for 11 April 2023.
SAT matter SATV-1392392BC59FA88849E1CAFD
List Miscellaneous Applications and Appeals Nos. 74, 75, 76, 184 and 249 of 2022 on 11 May 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022, with Miscellaneous Applications Nos. 119, 121 and 189 of 2022; order dated 2 May 2023 adjourned listing to 11 May 2023
SAT matter SATV-1E115D6C7CE4E08E9676B9EF
Rejoinder to be filed in all appeals within three weeks from 15 November 2022 · Matters listed on 13 December 2022
Appeal: Appeal Nos. 185, 219, 248, 249, 250 and 251 of 2022 were pending; rejoinder directed and matters listed for 13 December 2022
SAT matter SATV-16F2C9B7D58D29A25FD05067
Appellants granted three weeks to file rejoinder · Matters listed on 15 November 2022
Appeal: Appeal Nos. 185, 219, 248, 249, 250 and 251 of 2022; order dated 29 September 2022 granted three weeks for rejoinder and listed the matters on 15 November 2022
SAT matter SATV-31E67AA98882FA62C011BC8B
List all connected appeals on 17 May 2023 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 251, 342, 343, 345 and 348 of 2022 were listed together; no disposal on merits stated.
SAT matter SATV-2948433E65E417C04E6587BD
Impugned SEBI order quashed insofar as it concerned Aspire Emerging Fund · Appeal allowed
Appeal: Appeal No. 248 of 2022 was allowed on 15 September 2023; impugned order quashed insofar as it concerned the appellant.
SAT matter SATV-375EE7B353C08F528FAA58A6
Appeals listed for hearing on 11 May 2023 · Parties directed to act on the digitally signed copy of the order
Appeal: Misc. Application Nos. 119, 121 and 189 of 2022 and Appeal Nos. 74, 75, 76, 184 and 249 of 2022 were pending and listed for 11 May 2023
SAT matter SATV-4816773A0D890972E2E1192E
Put up all connected matters tomorrow i.e. 10 May 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 185, 219, 495, 535, 542, 750 of 2022 pending before SAT; adjourned to 10 May 2023, no disposal
SAT matter SATV-3D642F2F548C8BCC6C04E959
Delay in filing appeal condoned; Misc. Application No. 407 of 2022 allowed · Appellant to apply for certified copy of impugned order; SEBI to supply within five working days; exemption disposed
Appeal: Appeal No. 249 of 2022 pending; delay condoned; conditional interim protection from recovery; next listing 15.07.2022
SAT matter SATV-47033505C3E2146C6B6C2B40
Three weeks time allowed to appellants to file rejoinder · Matters listed on November 15, 2022
Appeal: Appeal Nos. 185, 219, 248, 249, 250, 251 of 2022 with Misc. Application No. 673 of 2022 pending; adjourned to November 15, 2022
SAT matter SATV-3863D5E2EFF935C29C60C6D8
Adjourned on request of the appellant · Connect with Appeal No. 542 of 2022 and list on 22 February 2023
Appeal: Appeal No. 250 of 2022 pending before SAT; adjourned and to be listed with Appeal No. 542 of 2022 on 22 February 2023
SAT matter SATV-50E3ED6F799FBAFE7384663E
Adjourned on request of appellant in Appeal No. 495 of 2022 · List all appeals on April 11, 2023
Appeal: Appeal Nos. 185, 219, 495, 535, 542, 750 of 2022 with Misc. Applications 833, 1340, 1287, 961, 1339 of 2022 adjourned, next listing April 11, 2023
SAT matter SATV-4F07829769853E2975AE5173
Three weeks time allowed to the appellant to file rejoinder · List on September 29, 2022
Appeal: Appeal Nos. 185, 219, 248, 249, 250, 251 of 2022 pending; rejoinder allowed; next date September 29, 2022
SAT matter SATV-3D379681DB65E2A2ADDFE031
Physical copy of the rejoinder to be filed after serving the respondent within 10 days from 11 April 2023 · Matters listed on 2 May 2023
Appeal: Appeal Nos. 185, 219, 495, 535, 542 and 750 of 2022 were pending and listed for further proceedings on 2 May 2023
SAT matter SATV-4B1FBA3D9E2F40A53BB628FD
Adjourned on request of appellants counsel and listed on August 18, 2023 · Parties to act on digitally signed copy of order
SAT matter SATV-3B9B85E7BA8C4B90B30F864A
All appeals were directed to be listed on 25 August 2023. · Parties were directed to act on the digitally signed order.
Appeal: Appeal Nos. 74 of 2022, 75 of 2022, 76 of 2022, 184 of 2022 and 249 of 2022 were listed for 25 August 2023; no disposal on merits is recorded.
SAT matter SATV-5350071A0A675CD731C9019A
List these appeals on May 11, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 pending before SAT; adjourned to May 11, 2023 by order dated 02.05.2023; not disposed
SAT matter SATV-4FD5A768233DDAB57D265966
Arguments continuing; matter put up on May 18, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 251, 342, 343, 345 and 348 of 2022 pending; arguments continuing on 17.05.2023, next hearing 18.05.2023
SAT matter SATV-5D90744D5366CA06CCC072AD
List these appeals on March 22, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal Nos. 251, 342, 343, 344, 345, 348 of 2022 heard on 15.02.2023 and adjourned to 22.03.2023
SAT matter SATV-512C1459270CA07F3EC49536
List on 23rd June, 2023 · Parties to act on digitally signed copy of order; certified copy available from Registry on payment of usual charges
Appeal: Appeal Nos. 185 of 2022, 219 of 2022, 495 of 2022, 535 of 2022, 542 of 2022 and 750 of 2022 pending; listed on 23 June 2023 vide SAT order dated 10.5.2023
SAT matter SATV-5D5055D58EE75B32DE44494E
Impugned WTM order dated 26 October 2021 quashed qua appellants · Appeal Nos. 185 of 2022 and 219 of 2022 allowed with no order as to costs
SAT matter SATV-641AE64309E4096DEBC0DF6B
Order dated 2nd May, 2023 recalled and appeal restored to original number · List for admission and for final disposal on 28th July, 2023
Appeal: Misc. Application No.717 of 2023 in Appeal No.248 of 2022 allowed; order dated 2nd May 2023 recalled and appeal restored, listed 28 July 2023
SAT matter SATV-6644E9E8B8E41BDB56C281D3
Adjourned on request of learned counsel for appellants · List all appeals on April 11, 2023
Appeal: Appeal Nos. 74, 75, 76, 184, 249 of 2022 with Misc. Applications 119, 121, 189 of 2022 adjourned; next date April 11, 2023
SAT matter SATV-63A57DAC694A37CDF4F6B02E
Matters adjourned and directed to be listed on April 11, 2023
Appeal: Appeal Nos. 250 of 2022, 452 of 2022 and 453 of 2022 pending; adjourned to April 11, 2023 vide order dated 22.02.2023
SAT matter SATV-6DE7B30231A5F35E05537DEF
Three weeks time allowed to the appellant to file rejoinder · List matter on September 29, 2022
Appeal: Appeal Nos. 185, 219, 248, 249, 250, 251 of 2022 and Misc. Application No. 673 of 2022 pending; adjourned to 29 September 2022
SAT matter SATV-65BB66C1AC6D77D9B990D7F5
Delay in filing Appeal No. 251 of 2022 condoned and application allowed · Appellant to apply for certified copy of impugned order; SEBI to supply within five working days for filing in Registry
Appeal: Appeal No. 251 of 2022 with Misc. Applications 411-412 of 2022 pending; delay condoned, next date 15.07.2022 connected with Appeal No. 185 of 2022
SAT matter SATV-7B51B7D1774DC69A3D910EE5
List these appeals on May 11, 2023
Appeal: Appeal Nos. 74, 75, 76, 184, 249 of 2022 with Misc. Apps 119, 121, 189 of 2022 pending; next listing May 11, 2023
SAT matter SATV-667A73D9DFCAA52958570D40
Adjourned on request of appellant in Appeal No. 495 of 2022 · List all appeals on October 06, 2023 with direction no adjournment on that date
Appeal: Appeal Nos. 185, 219, 495, 535, 542, 750 of 2022 adjourned on 21.09.2023 to 06.10.2023
SAT matter SATV-41220970007D8DDA0D8731D5
All matters listed on 25 April 2023 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 251, 342, 343, 345 and 348 of 2022 were before SAT; order dated 12 April 2023 adjourned them to 25 April 2023
SAT matter SATV-72FFD3EB8D4E27429F85C6F6
Matters adjourned as prayed by appellants' counsel · List on April 11, 2023
Appeal: Appeal Nos. 251, 342, 343, 345, 348 of 2022 adjourned to April 11, 2023 with Misc. Applications Nos. 910, 900, 912, 625 of 2022 pending
SAT matter SATV-72EF8D703DDFBD320B0CDE04
Three weeks time allowed to the appellant to file rejoinder · Matter listed on August 26, 2022
Appeal: Appeal Nos. 185, 219, 248, 249, 250 and 251 of 2022 pending before SAT; rejoinder stage, listed on August 26, 2022
SAT matter SATV-74286DE3EAE1081104650F87
Adjourned on request of learned counsel for the appellants · List on January 19, 2023
Appeal: Appeal Nos. 185, 219, 248, 249, 250, 251 of 2022 pending; adjourned on 13.12.2022, next date January 19, 2023, no disposal
SAT matter SATV-7670D4CE644ACD7846739D53
List matters on 10 October 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Misc. Application No.119 of 2022 and Appeal No.74 of 2022; Misc. Application No.121 of 2022 and Appeal No.75 of 2022; Appeal No.76 of 2022; Misc. Application No.189 of 2022 and Appeal No.184 of 2020; Appeal No.249 of 2022 - pending, next date 10 October 2023
SAT matter SATV-7D5242B15F6A7B08F3B59E45
Adjourned on request of learned counsel for the appellants; matter to be listed on January 19, 2023
Appeal: Appeal Nos. 185, 219, 248, 249, 250, 251 of 2022 with Misc. Application No. 673 of 2022 pending before SAT; adjourned on 13.12.2022, next listing January 19, 2023
SAT matter SATV-7E2766A2F1F20D1E47580E58
List on May 17, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal Nos. 251, 342, 343, 345 and 348 of 2022 pending; listed on May 17, 2023 vide order dated 11.05.2023
SAT matter SATV-7A93D4B4DF2554F6347B7F46
List matters on 19 July 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 74, 75, 76 of 2022, 184 of 2020 and 249 of 2022 pending; next listing 19 July 2023
SAT matter SATV-7B1B222C9717E6B27A9BEA46
List on May 2, 2023
Appeal: Appeal No. 248 of 2022 pending before SAT; adjourned by order dated 11.04.2023 to May 2, 2023
SAT matter SATV-44C6FA4B643224F6A93A930D
List the appeals for further hearing on 3 May 2023 · Condone delay in filing the reply and take the reply on record
Appeal: Appeal Nos. 251, 342, 343, 345 and 348 of 2022 were listed for further hearing on 3 May 2023; no final disposal recorded in this order.
SAT matter SATV-8065E41E625042EEE947E1C8
Delay in filing Appeal No. 219 of 2022 condoned; delay condonation application allowed · Appellant to apply for certified copy of impugned order; respondent to supply within five working days for filing in Registry
Appeal: Appeal No. 219 of 2022 with Misc. Application Nos. 373 and 435 of 2022 pending before SAT; delay condoned on 02.06.2022; interim conditional deposit ordered; next listing July 15, 2022
SAT matter SATV-91A234300D03A2FB6A4CC63B
List appeals on May 17, 2023 · Parties to act on digitally signed copy of order
Appeal: Appeal Nos. 251, 342, 343, 345 and 348 of 2022 pending; listed on May 17, 2023
SAT matter SATV-A921594EC15DC983ACD4CDB1
Adjourned on request of appellant in Appeal No. 495 of 2022 · List all appeals on October 06, 2023 with no adjournment on that date
Appeal: Appeal Nos. 185, 219, 495, 535, 542, 750 of 2022 heard on 21.09.2023; adjourned, next listing on 06.10.2023
SAT matter SATV-A4B81A03ADFA8F0C51981233
Three weeks time allowed to the appellant to file rejoinder · List on September 29, 2022
Appeal: Appeal Nos. 185, 219, 248, 249, 250, 251 of 2022 with Misc. Application No. 673 of 2022 pending; adjourned to September 29, 2022
SAT matter SATV-A4406636474A8372130B5649
Three weeks time allowed to the appellant to file rejoinder · Matter listed on September 29, 2022
Appeal: Appeal Nos. 185, 219, 248, 249, 250, 251 of 2022 pending before SAT; adjourned vide order dated 26.08.2022, next listing September 29, 2022
SAT matter SATV-B3B660B4AF4B2A3837212182
List matters on April 11, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 250 of 2022, 452 of 2022 and 453 of 2022 pending; adjourned to April 11, 2023 vide order dated 22.02.2023
SAT matter SATV-A84BCEAF2CD54E0C12EEB500
List Appeal No.219 of 2022 along with Appeal No.495 of 2022 · Next listing on 17 February 2023
Appeal: Appeal No.219 of 2022 pending, tagged with Appeal No.495 of 2022, next date 17 February 2023
SAT matter SATV-446C3384ACC8DCF92715CDF8
Delay in filing the appeal condoned. · SEBI to supply certified copy of the impugned order within five working days from 2 June 2022.
Appeal: Appeal No. 250 of 2022; delay condoned on 2 June 2022; connected with Appeal No. 185 of 2022 and listed for 15 July 2022.
SAT matter SATV-A400755B0A02E5003BE34A39
List appeals on May 2, 2023 as prayed
Appeal: Appeal Nos. 250 of 2022, 452 of 2022 and 453 of 2022 pending; adjourned to May 2, 2023 by SAT order dated 11.04.2023
SAT matter SATV-B7546E0B5D08E7D59584ADA4
Adjourned on request of respondent and listed on November 30, 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 with Misc. Applications 119, 121, 189 of 2022 pending; adjourned to November 30, 2023
Illegal gains leading to market restraint and joint and several disgorgement direction per WTM order (specific violation not detailed)
Impugned WTM order dated 22 October 2021 quashed qua appellant · Appeal allowed
Appeal: Appeal No. 250 of 2022 decided on 27.09.2023, allowed; WTM order dated 22.10.2021 quashed qua appellant
SAT matter SATV-AF40EAC24C7C373E78A4D4D3
Rejoinder to be filed in all appeals · Matter listed on December 13, 2022
SAT matter SATV-B3C4B52892F754F7921039E3
List on April 25, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal Nos. 251, 342, 343, 345, 348 of 2022 pending before SAT; adjourned vide order dated 12.04.2023, next listed on 25 April 2023
SAT matter SATV-BBA641827D116A34566BE3A1
Adjourned on request of appellant in Appeal No. 495 of 2022 · List all appeals on April 11, 2023
Appeal: Appeal Nos. 185, 219, 495, 535, 542, 750 of 2022 heard on 17.02.2023; adjourned, next listing April 11, 2023; pending, not disposed
SAT matter SATV-B7170B6415562D22143BD48B
Adjourned on request of one of the appellants · List on 21 September 2023
Appeal: Appeal Nos. 185, 219, 495, 535, 542, 750 of 2022 pending; adjourned to 21 September 2023
SAT matter SATV-B1196C58044BE44FFA81685B
Adjourned on request of appellant in Appeal No. 495 of 2022 · List all appeals on October 06, 2023
Appeal: Appeal Nos. 185, 219, 495, 535, 542, 750 of 2022 pending before SAT; adjourned on 21.09.2023 to 06.10.2023, not disposed
SAT matter SATV-C05621BA4A7AB9CB9780678C
Heard senior counsel in Appeal No. 348 of 2022 · Put up on April 12, 2023 for arguments of other appeals
Appeal: Appeal Nos. 251, 342, 343, 345, 348 of 2022 pending; adjourned to 12.04.2023 for further arguments
SAT matter SATV-CD21F27576EB427342C27BB6
Adjourned on request of appellant in Appeal No. 495 of 2022 · List all appeals on April 11, 2023
Appeal: Appeal Nos. 185, 219, 495, 535, 542, 750 of 2022 adjourned on 17.02.2023; next listing April 11, 2023
SAT matter SATV-B86C325DADC1A7D27E3EE061
Adjourned on request of respondent SEBI; listed on November 30, 2023
Appeal: Appeal Nos. 74, 75, 76, 184, 249 of 2022 with Misc. Applications 119, 121, 189 of 2022 pending; adjourned to November 30, 2023
SAT matter SATV-C11C991A8214A036A050865B
List Appeal Nos. 251, 342, 343, 344, 345, 348 of 2022 on March 22, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal Nos. 251, 342, 343, 344, 345, 348 of 2022 pending before SAT Mumbai; adjourned to March 22, 2023 vide order dated 15.02.2023
SAT matter SATV-C14BCAF502614F0E8CA232BB
Adjourned on request of appellant in Appeal No. 495 of 2022 · List all appeals on October 06, 2023 with no adjournment on that date
Appeal: Appeal Nos. 185, 219, 495, 535, 542 and 750 of 2022 pending before SAT; adjourned to 06 October 2023
SAT matter SATV-58DA85573BEA57ED9A3205A3
Miscellaneous Application and Appeal listed on 2 June 2022
Appeal: Appeal No. 219 of 2022; listed for 2 June 2022, with no disposal on merits stated
SAT matter SATV-C82E4ADE602BC9766DB65927
Listed on May 2, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 pending; adjourned to May 2, 2023
SAT matter SATV-C44AFC056EF313960C29A146
List Appeal No. 250 of 2022 on 24th January, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
SAT matter SATV-D53F4A4E1D4B4289F065B6C1
Adjourned on request of appellant in Appeal No. 495 of 2022 · List all appeals on October 06, 2023 with direction no adjournment on that date
SAT matter SATV-D3BD6950CC3BB637FA26A0DA
Three weeks' time allowed to the appellants to file rejoinder · Matter listed on November 15, 2022
Appeal: Appeal Nos. 185, 219, 248, 249, 250, 251 of 2022 with Misc. Application No. 673 of 2022 pending; rejoinder stage, next date 15 November 2022
SAT matter SATV-EA696C09D4B00BA15AD71422
List all six appeals on March 22, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 251, 342, 343, 344, 345 and 348 of 2022 pending; listed for hearing on March 22, 2023
SAT matter SATV-E3823296E235C1C6913C7BDC
List matter on date fixed i.e. on July 28, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal No. 248 of 2022 with Misc. Application No. 717 of 2023 pending; adjourned to July 28, 2023
SAT matter SATV-DE79FFA84FFF801B29802AFE
Heard counsel for parties, order reserved · Written submissions, if any, may be filed within two weeks
Appeal: Appeal Nos. 251, 342, 343, 345 and 348 of 2022 heard on 18.05.2023; order reserved
SAT matter SATV-DB3A51B4AD6A6EE902924417
List Appeal No.248 of 2022 on 17 February 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal No.248 of 2022 (Aspire Emerging Fund vs SEBI) pending, adjourned to 17 February 2023 per order dated 19.1.2023
SAT matter SATV-EFE7D21814A7E368DF32C00D
Connect with Appeal No. 76 of 2022 and list on 7 February 2023
Appeal: Appeal No.249 of 2022 with Misc. Application No.673 of 2022 pending; connected with Appeal No.76 of 2022, listed on 7 February 2023
SAT matter SATV-EA6BBE7EC28FFBD2C07EA047
List all connected appeals on 9 May 2023 for physical hearing before Tribunal
Appeal: Appeal Nos.185, 219, 495, 535, 542, 750 of 2022 pending before SAT; adjourned to 9 May 2023 vide order dated 2.5.2023
SAT matter SATV-EC2F70A1157D63CD8BC521DC
List these appeals on March 22, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 251, 342, 343, 344, 345 and 348 of 2022 pending before SAT; adjourned to March 22, 2023 vide order dated 15.02.2023
SAT matter SATV-DFF39C5EF783B538D6EE30F5
List on April 11, 2023 · Parties to act on digitally signed copy by Private Secretary; certified copy available from Registry on payment
Appeal: Appeal No. 248 of 2022 pending; listed on April 11, 2023 vide order dated 17.02.2023
SAT matter SATV-E91BBC312426B01AC2FF5A67
Impugned SEBI order quashed insofar as it relates to appellants · Appeal No. 184 of 2022 and Appeal No. 249 of 2022 allowed
Appeal: Appeal No. 184 of 2022 and Appeal No. 249 of 2022 allowed on 30.11.2023; Misc. Application No. 189 of 2022 disposed of
SAT matter SATV-EFCAE9C64198DB3949F28AA9
List these appeals on March 22, 2023
Appeal: Appeal Nos. 251, 342, 343, 344, 345, 348 of 2022 with Misc. Applications pending; adjourned to March 22, 2023 vide SAT order dated 15.02.2023
SAT matter SATV-E36EFAE3C90D32719EDB8C76
List Appeal Nos. 250 of 2022, 452 of 2022 and 453 of 2022 on April 11, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal No. 250 of 2022, Appeal No. 452 of 2022 and Appeal No. 453 of 2022 pending before SAT; adjourned to April 11, 2023 vide order dated 22.02.2023
SAT matter SATV-E4BB226324A94C8DD480B0F9
Matter listed for hearing on May 2, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 74, 75, 76, 184, 249 of 2022 with Misc. Applications 119, 121, 189 of 2022 pending; next listed May 2, 2023
SAT matter SATV-EB43024A9C520058EF9AC7B6
List on April 25, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal Nos. 251, 342, 343, 345, 348 of 2022 with Misc. Applications 910, 900, 912, 625 of 2022 pending; listed next on 25 April 2023 vide order dated 12.04.2023
SAT matter SATV-F1CCE51965EBCF9B2E359B1E
Three weeks time allowed to the appellant to file rejoinder · List on September 29, 2022
Appeal: Appeal Nos. 185, 219, 248, 249, 250, 251 of 2022 with Misc. Application No. 673 of 2022 pending; procedural order dated 26.08.2022 granting rejoinder time, next listing September 29, 2022
SAT matter SATV-438C24EE3AEF6159FC0AED45
Appellants granted three weeks to file rejoinder · Matters listed for 15 November 2022
Appeal: Appeal Nos. 185, 219, 248, 249, 250 and 251 of 2022 were pending; rejoinder permitted and matters listed on 15 November 2022
SAT matter SATV-FCF8BF3579D2FCD5635FE4FD
Impugned SEBI order quashed insofar as it relates to appellants · Appeal No. 184 of 2022 allowed
Appeal: Appeal No. 184 of 2022 and Appeal No. 249 of 2022 allowed on 30.11.2023; Misc. Application No. 189 of 2022 disposed of
SAT matter SATV-50BE0B304DD19DF426941A67
All appeals listed for 25 August 2023 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 74 of 2022, 75 of 2022, 76 of 2022, 184 of 2022 and 249 of 2022 were listed for 25 August 2023; no disposal on merits stated
SAT matter SATV-F61CE41D60A954ED6873AD81
Adjourned on request of learned counsel for appellants · List all appeals on April 11, 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 pending; adjourned on 03.03.2023, next listing April 11, 2023; no disposal
SAT matter SATV-54DF766B6774DAA9EDE06A99
Appellants granted three weeks to file rejoinder · Matters listed for 15 November 2022
Appeal: Appeal Nos. 185, 219, 248, 249, 250 and 251 of 2022; adjourned for rejoinder and listed on 15 November 2022
SAT matter SATV-5363E1F6FDD60D8B75E570CA
Impugned orders dated 26 October 2021, insofar as they related to the appellants, were quashed. · Appeals were allowed with no order as to costs.
Appeal: Appeal Nos. 185 of 2022 and 219 of 2022 allowed and impugned orders quashed on 10 November 2023.
SAT matter SATV-F6B718087AC7C89DDCD1BC1E
Adjourned on request of learned counsel for respondent · List on November 10, 2023
Appeal: Appeal Nos. 185, 219, 495, 535, 542 and 750 of 2022 pending; adjourned to November 10, 2023 vide order dated 06.10.2023
SAT matter SATV-F6C57C99763D069A34CBD232
List all appeals on August 25, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 pending before SAT; listed for hearing on August 25, 2023
SAT matter SATV-F7F369A2188D2F757B5412DF
Adjourned on request of appellant in Appeal No. 495 of 2022 · List all appeals on April 11, 2023
Appeal: Appeal Nos. 185, 219, 495, 535, 542 and 750 of 2022 adjourned on 17.02.2023; listed on 11.04.2023
SAT matter SATV-5D394B3FBE426689191C42F0
Delay in filing the appeal condoned. · SEBI to supply certified copy of the impugned order within five working days from 2 June 2022.
Appeal: Appeal No. 248 of 2022; delay condoned on 2 June 2022; connected with Appeal No. 185 of 2022 and listed for 15 July 2022
SAT matter SATV-5EBC46FFE8DC611918D61D32
Physical copy of the rejoinder to be filed after serving the respondent within 10 days from 11 April 2023 · Matters listed on 2 May 2023
Appeal: Appeal Nos. 185, 219, 495, 535, 542 and 750 of 2022 were listed; no disposal on merits, with matters listed on 2 May 2023.
SAT matter SATV-5DB60ED5E2C03E12AC4AAA93
Appeals adjourned on the request of the appellants' counsel · All appeals listed for 11 April 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 were adjourned on 3 March 2022 and listed for 11 April 2023; no disposal on merits stated
SAT matter SATV-5E7E080AC56496A5CD4EFAC7
Adjourned on request of learned counsel for the appellant · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 185, 219, 495, 535, 542, 750 of 2022 adjourned on 23.06.2023, next listing August 18, 2023
Fraudulent GDR scheme where GDR proceeds were pledged with EURAM Bank to fund sole subscriber Vintage FZE, with non-disclosure of loan/pledge agreements and misleading fully-subscribed announcement.
Winsome restrained from securities market for 3 years and directed to bring back USD 9.018 million GDR proceeds · Penalty of Rs. 4.40 crore on Winsome for PFUTP violation
Appeal: Appeal Nos. 348, 251, 342, 343 and 345 of 2022 against WTM order dated December 15, 2021; Order Reserved on 18.05.2023, Date of Decision 13.09.2023
SAT matter SATV-64CD41E3AAFD9181FDC44EC8
Three weeks' time allowed to the appellants to file rejoinder · Matter listed on November 15, 2022
Appeal: Appeal Nos. 185, 219, 248, 249, 250, 251 of 2022 pending before SAT; adjourned for rejoinder, listed on November 15, 2022
SAT matter SATV-6D91FB48BFFBFD242F526FD8
Written submission filed on behalf of Euram Bank taken on record · Three weeks time allowed to appellant in Appeal No.249 of 2022 to file rejoinder
Appeal: Appeal Nos. 74, 75, 76 of 2022, 184 of 2020 and 249 of 2022 adjourned; to be taken up on 3 March 2023 for admission and final disposal
SAT matter SATV-730932FE7BDA26A7A4A52808
Winsome Textile Industries Ltd. & Anr. to file affidavit bringing audit committee report prepared pursuant to impugned order on record · List appeals for further hearing on May 11, 2023
Appeal: Appeal Nos. 251, 342, 343, 345, 348 of 2022 with Misc. Application No. 910 of 2022 pending; listed for further hearing on May 11, 2023
SAT matter SATV-71494EED1220986B37AAE571
List on 15th September, 2023
Appeal: Appeal No.248 of 2022 with Misc. Application No.717 of 2023 pending; next listed on 15 September 2023
SAT matter SATV-746116092369685EABF32788
Adjourned on request of appellant in Appeal No. 495 of 2022 · All appeals listed on October 06, 2023
Appeal: Appeal Nos. 185, 219, 495, 535, 542 and 750 of 2022 pending; adjourned and listed on October 06, 2023, not disposed
SAT matter SATV-77BFCA9B7CB7359C449032DB
Adjourned on request of learned counsel for appellants · List all appeals on April 11, 2023
Appeal: Appeal Nos. 74, 75, 76, 184, 249 of 2022 with Misc. Applications 119, 121, 189 of 2022 adjourned, next date April 11, 2023
SAT matter SATV-90078F948C57B7CC8FB97DB7
Adjourned on request of learned counsel for respondent · List on November 10, 2023
Appeal: Appeal Nos. 185, 219, 495, 535, 542, 750 of 2022 pending; adjourned on 06.10.2023 to 10.11.2023
SAT matter SATV-9799FB1FA7DEADD0D12B0C72
List matters on May 2, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
SAT matter SATV-9BDF5C65EAA5F114B871B0C5
List all appeals on August 25, 2023 · Parties to act on digitally signed copy by Private Secretary; certified copy available from Registry on payment
Appeal: Appeal Nos. 74, 75, 76, 184, 249 of 2022 pending with Misc. Applications 119, 121, 189 of 2022; adjourned to August 25, 2023
SAT matter SATV-A3BE0460E82D3AF4A082F7F8
Adjourned on request of appellants' counsel · List all appeals on April 11, 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 adjourned and listed on April 11, 2023; Misc. Application Nos. 119, 121 and 189 of 2022 pending therewith
SAT matter SATV-AC41A2CF297D29B289EED72A
Adjourned on request of respondent; listed on November 30, 2023
Appeal: Appeal Nos. 74, 75, 76, 184 and 249 of 2022 pending with Misc. Applications 119, 121, 189 of 2022; adjourned to November 30, 2023
SAT matter SATV-AF92448B6FCF1E773C646ED1
List on April 25, 2023 · Parties to act on digitally signed copy of order; certified copy available from Registry on payment of usual charges
Appeal: Appeal Nos. 251, 342, 343, 345, 348 of 2022 pending; adjourned to April 25, 2023 vide order dated 12.04.2023 with no disposal on merits
Fraudulent GDR issue where proceeds were pledged to fund sole subscriber Vintage FZE, with non-disclosure of loan/pledge agreements and misleading fully-subscribed announcement.
Winsome restrained from accessing securities market for 3 years · Winsome directed to bring back outstanding GDR proceeds USD 9.018 million
Appeal: Appeal Nos.348,251,342,343,345 of 2022, Order Reserved 18.05.2023, Date of Decision 13.09.2023
SAT matter SATV-B7846CD5D6734FF68F034434
Adjourned on request of the appellant · List on 6th June, 2023
Appeal: Appeal No.250 of 2022, Appeal No.452 of 2022 and Appeal No.453 of 2022 adjourned; next date 6th June, 2023
SAT matter SATV-C2E3FE511405BA0245C0BEB9
List all connected appeals on May 17, 2023 · Parties to act on digitally signed copy of order
Appeal: Appeal Nos. 251, 342, 343, 345 and 348 of 2022 pending before SAT; adjourned to May 17, 2023 with no disposal
Fraudulent GDR scheme where Winsome pledged GDR proceeds with EURAM Bank to fund sole subscriber Vintage FZE and misled market that issue was fully subscribed by foreign investors.
Winsome restrained from accessing securities market for 3 years · Winsome directed to bring back outstanding GDR proceeds USD 9.018 million
Appeal: Appeal Nos. 348, 251, 342, 343, 345 of 2022 against WTM order dated 15.12.2021; SAT reserved 18.05.2023, decided 13.09.2023
SAT matter SATV-E19EB05D2893AFC751194EB0
List these appeals on March 22, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal Nos. 251, 342, 343, 344, 345 and 348 of 2022 pending; vide order dated 15.02.2023 listed on March 22, 2023, not disposed
SAT matter SATV-F5EF90E4E08DDE1B89E61820
Dismissed for want of prosecution · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal No. 248 of 2022 decided on 02.05.2023 - dismissed for want of prosecution

Other

SAT matter SATV-80737141A1E57E0F75DCCB34
Heard in part · List on 26 April 2023
Appeal: Appeal Nos. 251, 342, 343, 345, 348 of 2022 with Misc. Applications 910, 900, 912, 625 of 2022 heard in part on 25.4.2023, listed on 26 April 2023; no disposal
SAT matter SATV-5BBF97E28B4EC1C85845F374
List on April 25, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 251, 342, 343, 345, 348 of 2022 pending; adjourned to April 25, 2023 vide order dated 12.04.2023

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Source: SecMarx — Aspire Emerging Fund. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.