Ashu Gupta

SAT-appeal

• SAT matter SATV-05CC9B78FE04AF226A4C7DB5
  Appeals listed for 25 August 2021 · Parties directed to contact the Registrar 48 hours before the listed date regarding video conferencing or physical hearing
  Appeal: Appeal Nos. 298 of 2020 and 299 of 2020; order dated 5 July 2021; matters adjourned and listed for 25 August 2021
• SAT matter SATV-091C42441B5CAC178E544816
  Adjournment granted; matters to be listed on 12 January 2021 · Parties directed to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
  Appeal: Appeal Nos. 298 and 299 of 2020; adjourned on 18 December 2020 and listed for 12 January 2021
• SAT matter SATV-1F513852F9B04665D13E3A7B
  Three weeks' further time granted to appellants to file rejoinder · Matters listed for final disposal on 18 December 2020
  Appeal: Appeal Nos. 298 and 299 of 2020; order dated 25 November 2020 granted further time for rejoinder and listed the matters for final disposal on 18 December 2020
• SAT matter SATV-211920540EB6657AD2E1A569
  Appeals adjourned at the respondent's request · List the appeals on 11 January 2022
  Appeal: Appeal Nos. 298 of 2020 and 299 of 2020; order dated 9 December 2021; adjourned and listed on 11 January 2022
• SAT matter SATV-2C43AE693779FCE92B68224E
  Appeals adjourned at the respondent's request · Matters listed for 11 January 2022
  Appeal: Appeal Nos. 298 and 299 of 2020 were adjourned on 9 December 2021 and listed for 11 January 2022; no disposal stated
• SAT matter SATV-326F9FB4BD37872722E4F451
  Appeals listed on 20 April 2021 · Parties directed to contact the Registrar 48 hours before the hearing date regarding video-conference or physical hearing
  Appeal: Appeal Nos. 298 of 2020 and 299 of 2020 were pending; listed for hearing on 20 April 2021
• SAT matter SATV-28AB4EFD88931ABA539FA7D4
  Adjourned on request of appellant · List Appeal Nos. 298 and 299 of 2020 on June 10, 2021
  Appeal: Appeal Nos. 298 of 2020 and 299 of 2020 adjourned on 20.04.2021; next listing June 10, 2021
• Alleged 474-day delay by Company and Compliance Officer in notifying stock exchange of employee's Rs 67.90 lakh share sale under Reg 7(2)(b) PIT Regulations.
  Appeal Nos. 298 and 299 of 2020 dismissed · AO penalty of Rs 3 lakhs on Company and Rs 1 lakh on Compliance Officer upheld
  Appeal: Appeal Nos. 298 and 299 of 2020 decided and dismissed on 17.01.2022 (reserved on 11.01.2022)
• SAT matter SATV-367546E9C59FB8D52B7A887D
  Appeals listed for 5 February 2021 · Parties directed to contact the Registrar 48 hours before the listed date regarding video or physical hearing
  Appeal: Appeal Nos. 298 of 2020 and 299 of 2020 were listed for hearing on 5 February 2021; no disposal on merits stated.
• SAT matter SATV-717DFB6C3BD301B2F602FB63
  List Appeal Nos. 298 and 299 of 2020 on 11 March 2021 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearing
  Appeal: Appeal No. 298 of 2020 and Appeal No. 299 of 2020 pending before SAT; next listed on 11 March 2021
• SAT matter SATV-6D003CDD97F42F7AC19FAA5D
  List Appeals No.298 and 299 of 2020 on 20th April, 2021 · Parties to contact Registrar 48 hours before fixed date on mode of hearing
  Appeal: Appeal No.298 of 2020 and Appeal No.299 of 2020 pending before SAT; heard 11 March 2021 and adjourned to 20 April 2021
• SAT matter SATV-8B3FE80F6DA274412CC9A80B
  List Appeal No.298 of 2020 and Appeal No.299 of 2020 on 25 August 2021 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearing
  Appeal: Appeal No.298 of 2020 and Appeal No.299 of 2020 pending before SAT; next listed on 25 August 2021
• SAT matter SATV-7A9372AED5630F6D41721A51
  Order reserved after hearing parties · Parties to act on digitally signed copy sent by fax and/or email
  Appeal: Appeal Nos. 298 of 2020 and 299 of 2020 heard; order reserved on 11.01.2022
• SAT matter SATV-9BB7CFE0B8AA74AB95641CF3
  Respondent permitted to file additional affidavit within two weeks from 10.06.2021 · Appellants may file rejoinder within 10 days thereafter
  Appeal: Appeal Nos. 298 of 2020 and 299 of 2020 pending before SAT; adjourned to July 5, 2021
• Employee sold 5000 shares (Rs 67.90 lakhs) on 03 Apr 2018 without informing company under Reg 7(2)(a); Company/Compliance Officer alleged delayed Reg 7(2)(b) disclosure to exchange till 29 Jul 2019.
  Appeals dismissed; AO penalty upheld on different basis (awareness via SEBI email) · No order as to costs
  Appeal: Appeal Nos. 298 and 299 of 2020 decided 17.01.2022 (reserved 11.01.2022); both dismissed, penalty upheld
• SAT matter SATV-ABFEFC3CA7C07B3A4FFBEDE7
  Passed over on 18.12.2020 and listed on January 12, 2021 · Parties to take instructions from Registrar 48 hours before date fixed on video-conference vs physical hearing
  Appeal: Appeal Nos. 298 of 2020 and 299 of 2020 adjourned on 18.12.2020 and listed for January 12, 2021; not disposed
• SAT matter SATV-D33024030AC18BD8347F32F2
  List Appeal Nos. 298 and 299 of 2020 on 5 February 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
  Appeal: Appeal No. 298 of 2020 (Avenue Supermarts Ltd. vs SEBI) and Appeal No. 299 of 2020 (Ashu Gupta vs SEBI) pending, next listed on 5 February 2021 per order dated 12.1.2021
• SAT matter SATV-CD0192A70263A6DB684B3A4C
  List Appeal No.298 of 2020 and Appeal No.299 of 2020 on 21 October 2021 · Parties to contact Registrar 48 hours before date fixed to ascertain video conferencing or physical hearing
  Appeal: Appeal No.298 of 2020 and Appeal No.299 of 2020 pending; next listing 21 October 2021
• SAT matter SATV-EA5C18C1E667AC00710D6540
  Respondent to file affidavit-in-reply within four weeks; appellant may file rejoinder within two weeks thereafter · Appeal listed for final disposal on November 25, 2020
  Appeal: Appeal Lodging No. 303 of 2020 pending; interim stay granted by SAT order dated 29.09.2020; listed for final disposal on 25.11.2020
• SAT matter SATV-EE8387C22E6C208F1D43E19D
  Order reserved after hearing counsel for parties · Parties directed to act on digitally signed copy sent by fax and/or email
  Appeal: Appeal No. 298 of 2020 and Appeal No. 299 of 2020 heard on 11.01.2022, order reserved, no final disposal in this order
• SAT matter SATV-F8DFA40C8BE740ABD7591C7E
  Adjourned on request of appellants counsel · List for admission and for final disposal on December 9, 2021
  Appeal: Appeal Nos. 298 of 2020 and 299 of 2020 pending; adjourned on 21.10.2021 and listed for admission and final disposal on December 9, 2021
• SAT matter SATV-FEAF1EDA15F07DDE278EC96A
  Three weeks further time allowed to appellants to file rejoinder · Matters listed for final disposal on December 18, 2020
  Appeal: Appeal Nos. 298 of 2020 and 299 of 2020 pending; rejoinder time granted, listed for final disposal on 18.12.2020
• SAT matter SATV-6F8DF5371BE2D114ADC3B3F4
  Adjourned on request of appellant, listed on June 10, 2021 · Parties to take instructions from Registrar 48 hours before date fixed on hearing mode
  Appeal: Appeal Nos. 298 and 299 of 2020 pending before SAT, adjourned to June 10, 2021
• SAT matter SATV-9DC968D43162F19455112599
  Adjourned on request of learned counsel for the appellants · List for admission and for final disposal on December 9, 2021
  Appeal: Appeal No. 298 of 2020 and Appeal No. 299 of 2020 pending; adjourned on 21.10.2021 and listed for admission and final disposal on December 9, 2021
• SAT matter SATV-E040587705F1A59C75FAB68C
  List Appeal No.298 of 2020 and Appeal No.299 of 2020 on 11 March 2021 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearing
  Appeal: Appeal No.298 of 2020 and Appeal No.299 of 2020 pending; adjourned to 11 March 2021 vide order dated 5 February 2021