Ashoke Agarwal & Ors. HUF

SAT-appeal

• Illiquid stock option matters; the specific alleged regulatory violations are not stated in this order.
  All listed appeals and miscellaneous applications were directed to be listed together on 14 November 2022.
  Appeal: Appeal Nos. 816 to 826 and 827, 829 to 837 of 2022 were pending and directed to be listed on 14 November 2022; no disposal on merits.
• Illiquid stock option matters; specific alleged statutory violations are not stated in this order.
  All listed appeals and connected miscellaneous applications were directed to be put up together on 14 November 2022.
  Appeal: Appeal Nos. 816 to 837 of 2022 were pending and directed to be listed on 14 November 2022; no disposal on merits.
• Illiquid stock option matters being taken up together as a batch
  All illiquid stock option matters taken up together and put up on November 14, 2022
  Appeal: Appeal Nos. 816 to 837 of 2022 with Misc. Applications Nos. 1263-1351 of 2022 pending; adjourned to 14.11.2022, not disposed
• Illiquid stock option matters taken up together; specific violation details not stated in this procedural order
  All illiquid stock option matters taken up together · Matters put up on November 14, 2022 on respondent counsel prayer
  Appeal: Appeal Nos. 816 to 837 of 2022 with connected Misc. Applications pending before SAT; adjourned to November 14, 2022 vide order dated November 11, 2022, not disposed
• Alleged irregular trading in illiquid stock options - described as illiquid stock option matters
  All illiquid stock option matters taken up together · Matters put up on November 14, 2022 at prayer of SEBI counsel
  Appeal: Appeal Nos. 816 to 837 of 2022 with connected Misc. Applications pending before SAT; adjourned to 14.11.2022, not disposed
• Illiquid stock option matters - alleged violation details not stated in this adjournment order
  All illiquid stock option matters taken up together · Matters adjourned and to be put up on November 14, 2022 at SEBI counsel's request
  Appeal: Appeal Nos. 816-837 of 2022 with connected Misc. Applications pending before SAT; adjourned to 14.11.2022 vide order dated 11.11.2022
• Alleged irregularities relating to trading in illiquid stock options; details not stated in this procedural order.
  All illiquid stock option matters taken up together · Matters put up on November 14, 2022 on prayer of respondent counsel
  Appeal: Appeal Nos. 816-817, 818-827, 829-837 of 2022 with connected Misc. Applications pending before SAT; adjourned to 14.11.2022, not disposed on merits
• Alleged irregular trades in illiquid stock options; specifics not stated in this procedural adjournment order.
  All illiquid stock option appeals taken up together · Matters adjourned at respondent counsel request and put up on November 14, 2022
  Appeal: Appeal Nos. 816-837 of 2022 with connected Misc. Applications pending; adjourned to 14.11.2022 with no disposal on merits
• Illiquid stock option matters; specific alleged violations are not set out in this order.
  All matters were taken up together. · Matters were directed to be listed on 14 November 2022.
  Appeal: Appeals Nos. 816 to 826 and 827, 829 to 837 of 2022 were pending before SAT; listed for 14 November 2022.
• Illiquid stock option matters taken up together; specific charge details not stated in this order.
  All illiquid stock option matters taken up together and adjourned · Matters to be put up on November 14, 2022 on SEBI counsel prayer
  Appeal: Appeal Nos. 816 to 837 of 2022 with Misc. Applications 1263-1351 of 2022 pending before SAT; adjourned on 11.11.2022 to 14.11.2022, no final disposal
• Illiquid stock option segment matters - alleged non-genuine trades; specifics not detailed in this procedural order
  All illiquid stock option appeals taken up together · Matters adjourned and put up on November 14, 2022 on SEBI counsel prayer
  Appeal: Appeal Nos. 816-837 of 2022 with Misc. Applications of 2022 pending before SAT; adjourned on 11.11.2022 to 14.11.2022, no disposal
• Illiquid stock option matters; the underlying alleged violations are not specified in this order.
  All matters were taken up together. · Matters were directed to be listed on 14 November 2022.
  Appeal: Appeals Nos. 816 to 826 and 827, 829 to 837 of 2022 were before SAT; the order dated 11 November 2022 adjourned them to 14 November 2022.
• Illiquid stock option matters; the specific alleged statutory or regulatory violations are not stated in this order.
  All listed appeals and connected miscellaneous applications were taken up together. · Matters were directed to be listed on 14 November 2022.
  Appeal: SAT heard Appeals Nos. 816-826 and 827, 829-837 of 2022 together; on 11 November 2022, the matters were adjourned/listed for 14 November 2022.
• Illiquid stock option matters - alleged manipulation, details not specified in this adjournment order
  All illiquid stock option matters taken up together · Matters adjourned to November 14, 2022 on respondent counsel prayer
  Appeal: Appeal Nos. 816-837 of 2022 with connected Misc. Applications pending before SAT; adjourned to 14.11.2022, no disposal on 11.11.2022
• Illiquid stock option matters - alleged reversal / non-genuine trades (details not stated in this procedural order).
  All illiquid stock option appeals taken up together · Put up matters on November 14, 2022 as prayed by respondent counsel
  Appeal: Appeal Nos. 816 to 837 of 2022 with Misc. Applications pending before SAT; adjourned on 11.11.2022, not disposed
• Illiquid stock option matters - alleged non-genuine trades in illiquid stock options, specifics not stated in this order
  All illiquid stock option matters taken up together and adjourned, to be put up on November 14, 2022
  Appeal: Appeal Nos. 816 to 837 of 2022 with Misc. Applications 1263/1264/1280/1281/1290/1294/1295/1296/1299/1304/1305/1306/1307/1315/1316/1317/1318/1331/1332/1333/1336/1337/1349/1350/1351 of 2022 pending before SAT, adjourned to 14 November 2022, not disposed
• Illiquid stock option matters taken up together; no specific violation detailed in this procedural order
  All illiquid stock option matters taken up together · Matters put up on November 14, 2022 on prayer of SEBI counsel
  Appeal: Appeal Nos. 816 to 837 of 2022 with Misc. Applications pending; adjourned to 14.11.2022 with no disposal
• Illiquid stock option matters taken up together; specific reversal-trade/manipulation charges not detailed in this adjournment order.
  All illiquid stock option appeals to be put up on November 14, 2022 on respondent counsel prayer · Parties to act on digitally signed copy; certified copy available from Registry on payment
  Appeal: Appeal Nos. 816-837 of 2022 with Misc. Applications 1263/1264/1280/1281/1290/1294/1295/1296/1299/1304-1307/1315-1318/1331-1333/1336-1337/1349-1351 of 2022 pending; adjourned on 11.11.2022 to 14.11.2022, not disposed
• Alleged irregularities in illiquid stock options matters; specific charges not detailed in this procedural order.
  All illiquid stock option matters taken up together and put up on November 14, 2022 on respondent prayer · Parties to act on digitally signed copy; certified copy available from Registry on payment
  Appeal: Appeal Nos. 816-827 and 829-837 of 2022 with connected Misc. Applications pending; adjourned to November 14, 2022, no disposal on merits
• Illiquid stock option matters - alleged irregular trades in illiquid stock options subject of SEBI orders under appeal.
  All illiquid stock option matters taken up together · Matters adjourned to November 14, 2022 on prayer of SEBI counsel
  Appeal: Appeal Nos. 816 to 837 of 2022 with Misc. Applications Nos. 1263 to 1351 of 2022 pending before SAT; adjourned to 14.11.2022, no disposal on merits
• Illiquid stock option matters - alleged non-genuine trades; specific charges not detailed in this procedural order.
  All illiquid stock option matters taken up together · Matters adjourned and put up on November 14, 2022 on respondent's prayer
  Appeal: Appeal Nos. 816-827 and 829-837 of 2022 with connected Misc. Applications pending before SAT; adjourned to 14.11.2022, no disposal on merits in this order