Ashok Kumar Kayan

SAT-appeal

• Dispute regarding SEBI's apparent communication that renewal registration fees were due despite the appellant's 2021 application to surrender or cancel his stock broker registration.
  SEBI granted two weeks to file a short reply on maintainability and delay. · Matter listed for 06 January 2025.
  Appeal: Appeal No. 672 of 2024 with Miscellaneous Application No. 1241 of 2024; order dated 02 December 2024; not finally disposed, listed for 06 January 2025.
• SAT matter SATV-76EBCB3980D821B9832B7098
  Respondent No. 1 granted two weeks time to file reply · Matter listed on 27.01.2025 by consent
  Appeal: Appeal No. 672 of 2024 with Misc. Application No. 1241 of 2024 pending; adjourned to 27.01.2025
• Stockbroker violated MIRSD circulars and Code of Conduct as found in inspection of books.
  Impugned AO order quashed · Appeal allowed with no order as to costs
  Appeal: Appeal No. 571 of 2022 allowed on 21.09.2022
• Prayer for directions to obtain SEBI no-objection to enable surrender of Calcutta Stock Exchange membership.
  SEBI to issue no objection certificate to Calcutta Stock Exchange to enable appellant to surrender membership · Appeal disposed of by placing SEBI undertaking on record
  Appeal: Appeal No. 672 of 2024 disposed of on 27 January 2025 as nothing further survives