Ashlar Securities Pvt. Ltd.
Penalties and directions recorded
- List matters on August 26, 2020
- If settlement not accepted, matters will be heard on merits on next date
- Parties to take instructions from Registrar 48 hours before fixed date on hearing mode
- If settlement not accepted, matters to be heard on merits on next date
- Parties to take instructions from Registrar 48 hrs before fixed date on VC/physical mode
SAT-appeal
- Alleged violations in illiquid securities matters resulting in penalty (specific charge not detailed in this procedural order)Connect with Appeal No. 25 of 2019 R S Ispat Ltd vs SEBI · List matters on August 26, 2020Appeal: Appeal Lodging Nos. 204, 205, 207, 213, 214, 225 of 2020 pending; adjourned to August 26, 2020
- SAT matter SATV-8331125C95E4B3E47C22803AAppeal dismissed as not pressed · Left open to appellant to pay settlement amount as per Settlement Scheme within stipulated periodAppeal: Appeal No. 221 of 2020 dismissed as not pressed on 26.08.2020
- Alleged violations relating to trading in illiquid securities leading to SEBI penalty orders; specifics not detailed in this procedural orderConnected with Appeal No. 25 of 2019 (R S Ispat Ltd vs SEBI) · Adjourned; listed on August 26, 2020 for further hearingAppeal: Appeal Lodging Nos. 204, 205, 207, 213, 214 and 225 of 2020 adjourned; listed on 26 August 2020 for settlement affidavit/merits hearing
- Illiquid stock option matter - specific violation charges not detailed in this procedural orderMatter adjourned and to be listed on August 11, 2020 for appellant to convey decision on settlement · Parties to seek instructions from Registrar 48 hrs before fixed date on physical vs video hearingAppeal: Appeal Lodging No. 214 of 2020 dated 03.08.2020 adjourned to 11.08.2020, not disposed
- Illiquid securities matters involving penalty / violation of law proposed to be covered by SEBI settlement scheme (specific charge not detailed)Connect these appeals with Appeal No. 25 of 2019 R S Ispat Ltd vs SEBI · List all matters on August 26, 2020 for further hearingAppeal: Appeal Lodging Nos. 204, 205, 207, 213, 214 and 225 of 2020 pending before SAT; adjourned to 26.08.2020 for affidavit/hearing; connected with Appeal No. 25 of 2019
- Alleged violations in illiquid securities matters leading to penalties under impugned SEBI orders, now sought to be covered under settlement scheme.Connected with Appeal No. 25 of 2019 R S Ispat Limited Vs SEBI · Adjourned and listed on August 26, 2020 to enable instructions on settlementAppeal: Appeal Lodging Nos. 204, 205, 207, 213, 214 and 225 of 2020 pending before SAT; adjourned to August 26, 2020 and connected with Appeal No. 25 of 2019
- Alleged violations relating to trading in illiquid scrips/securities; specifics not stated in this procedural order.Connected with Appeal No. 25 of 2019 - R S Ispat Limited vs SEBI · Matters adjourned and listed on August 26, 2020Appeal: Appeal Lodging Nos. 204, 205, 207, 213, 214 and 225 of 2020 pending before SAT; adjourned to August 26, 2020; connected with Appeal No. 25 of 2019
- Alleged violations involving trading in illiquid securities leading to penalty (specific charges not detailed in order)Connected with Appeal No. 25 of 2019 R S Ispat Ltd vs SEBI and listed on August 26, 2020 · Adjourned to enable appellants to seek instructions on settlement scheme dated August 1, 2020
Source: SecMarx — Ashlar Securities Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.